0001193125-12-260179.txt : 20120605 0001193125-12-260179.hdr.sgml : 20120605 20120605161453 ACCESSION NUMBER: 0001193125-12-260179 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120601 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20120605 DATE AS OF CHANGE: 20120605 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERFUND GREEN, L.P. CENTRAL INDEX KEY: 0001168990 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 000000000 STATE OF INCORPORATION: J5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-51634 FILM NUMBER: 12889276 BUSINESS ADDRESS: STREET 1: LE MARQUIS COMPLEX UNIT 5 STREET 2: PO BOX 1479 GRAND ANSE CITY: ST. GEORGE'S STATE: J5 ZIP: 00000 BUSINESS PHONE: 3129866960 MAIL ADDRESS: STREET 1: LE MARQUIS COMPLEX UNIT 5 STREET 2: PO BOX 1479 GRAND ANSE CITY: ST. GEORGE'S STATE: J5 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: QUADRIGA SUPERFUND DATE OF NAME CHANGE: 20020312 8-K 1 d363360d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 1, 2012

 

 

SUPERFUND GREEN, L.P.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   000-51634   98-0375395

(State or other jurisdiction

of incorporation)

 

(Commission

file number)

 

(IRS Employer

Identification No.)

c/o Superfund Capital Management, Inc.

Superfund Office Building

P.O. Box 1479

Grand Anse

St. George’s, Grenada

West Indies

(Address of principal executive offices)

Registrant’s telephone number, including area code: (473) 439-2418

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Securities Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 1.01 Entry into a Material Definitive Agreement.

Pursuant to a Selling Agent Agreement dated November 1, 2008, Superfund Green, L.P. (the “Company”) appointed Superfund USA, Inc. (“SUSA Inc.”) as the exclusive marketing agent of the Company to consult with and advise the Company, and, on its best efforts basis, to assist the Company with the solicitations of subscriptions for limited partnership units (“Units”) of the Company in connection with the Company’s offering of the Units. The Company, SUSA Inc. and Superfund USA, LLC (“SUSA LLC”), a wholly owned subsidiary of SUSA Inc. (now known as Superfund USA Holdings, Inc.), entered into a Novation Agreement effective June 1, 2012 pursuant to which SUSA Inc. transferred by novation to SUSA LLC all the rights, liabilities, duties and obligations of SUSA Inc. under and in respect of the Selling Agent Agreement. SUSA Inc. and Superfund Capital Management, Inc., the general partner of the Company, are each wholly-owned by Christian Baha.

Item 9.01 Financial Statements and Exhibits

 

Exhibit

  

Description

1.04    Novation Agreement, dated effective as of June 1, 2012, among Superfund Green, L.P., Superfund USA, Inc. and Superfund USA, LLC


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: June 5, 2012    
    SUPERFUND GREEN, L.P.
    By:   Superfund Capital Management, Inc., General Partner
    By:   /s/ Nigel James
     

Name: Nigel James

Title: President


EXHIBIT INDEX

 

Exhibit

  

Description

1.04    Novation Agreement, dated effective as of June 1, 2012, among Superfund Green, L.P., Superfund USA, Inc. and Superfund USA, LLC
EX-1.04 2 d363360dex104.htm NOVATION AGREEMENT, DATED EFFECTIVE AS OF JUNE 1, 2012 Novation Agreement, dated effective as of June 1, 2012

Exhibit 1.04

NOVATION AGREEMENT

This novation agreement (the “Novation Agreement”) is dated as of June 1, 2012 and is made among Superfund Green, L.P. (f/k/a Quadriga Superfund, L.P.), a Delaware limited partnership whose general partner is Superfund Capital Management, Inc. (collectively, the “Remaining Party”), Superfund USA, Inc. (the “Transferor”) and Superfund USA, LLC (the “Transferee”).

The Transferor and the Remaining Party entered into a Selling Agent Agreement dated on or about November 1, 2008 (the “Original Agreement”).

With effect from and including the date herof (the “Novation Date”), the Transferor wishes to transfer by novation to the Transferee, and the Transferee wishes to accept the transfer by novation of, all the rights, liabilities, duties and obligations of the Transferor under and in respect of the Original Agreement, with the effect that the Remaining Party and the Transferee enter into a new agreement (the “New Agreement”) between them in the exact form of the Original Agreement.

The Transferor and the Remaining Party wish to have released and discharged, as a result and to the extent of the transfer described above, their respective obligations under and in respect of the Original Agreement.

Accordingly, the parties agree as follows: —

 

1. Transfer, Release, Discharge and Undertakings.

With effect from and including the Novation Date and in consideration of the mutual representations, warranties and covenants contained in this Novation Agreement and other good and valuable consideration (the receipt and sufficiency of which are hereby acknowledged by each of the parties):

 

  (a) the Remaining Party and the Transferor are each released and discharged from further obligations to each other with respect to the Original Agreement and their respective rights against each other thereunder are cancelled, provided that such release and discharge shall not affect any rights, liabilities or obligations of the Remaining Party or the Transferor with respect to payments or other obligations due and payable or due to be performed on or prior to the Novation Date, and all such payments and obligations shall be paid or performed by the Remaining Party or the Transferor in accordance with the terms of the Original Agreement; and

 

  (b) in respect of the New Agreement, the Remaining Party and the Transferee each undertake liabilities and obligations towards the other and acquire rights against each other identical in their terms to the Original Agreement (and, for the avoidance of doubt, as if the Transferee were the Transferor and with the Remaining Party remaining the Remaining Party, save for any rights, liabilities or obligations of the Remaining Party or the Transferor with respect to payments or other obligations due and payable or due to be performed on or prior to the Novation Date).

 

2. Representations and Warranties.

 

  (a) On the date of this Novation Agreement:

 

  (i) Each of the parties makes to each of the other parties those representations and warranties set forth in the Original Agreement (with respect to the Remaining Party and the Transferor) and the New Agreement (with respect to the Remaining Party and the Transferee).

 

  (iii) Each of the Transferor and the Remaining Party represents and warrants to each other and to the Transferee that:

 

  (A) it has made no prior transfer (whether by way of security or otherwise) of the Original Agreement or any interest or obligation in or under the Original Agreement; and

 

  (B) as of the Novation Date, all obligations of the Transferor and the Remaining Party under the Original Agreement required to be performed on or before the Novation Date have been fulfilled.


  (b) The Transferor makes no representation or warranty and does not assume any responsibility with respect to the legality, validity, effectiveness, adequacy or enforceability of the New Agreement or any documents relating thereto and assumes no responsibility for the condition, financial or otherwise, of the Remaining Party, the Transferee or any other person or for the performance and observance by the Remaining Party, the Transferee or any other person of any of its obligations under the New Agreement or any document relating thereto and any and all such conditions and warranties, whether express or implied by law or otherwise, are hereby excluded.

 

3. Counterparts.

This Novation Agreement (and each amendment, modification and waiver in respect of it) may be executed and delivered in counterparts (including by electronic transmission), each of which will be deemed an original.

 

4. Costs and Expenses.

The parties will each pay their own costs and expenses (including legal fees) incurred in connection with this Novation Agreement and as a result of the negotiation, preparation and execution of this Novation Agreement.

 

5. Amendments.

No amendment, modification or waiver in respect of this Novation Agreement will be effective unless in writing (including a writing evidenced by a facsimile transmission) and executed by each of the parties or confirmed by an exchange of telexes or electronic messages on an electronic messaging system.

 

6. Governing Law.

This Novation Agreement will be governed by and construed in accordance with the laws of the State of New York without reference to the conflict of laws provisions thereof.

IN WITNESS WHEREOF the parties have executed this Novation Agreement on the respective dates specified below with effect from and including the Novation Date.

 

SUPERFUND GREEN, L.P.     SUPERFUND USA, INC.
By:   Superfund Capital Management, Inc., its General Partner    
By:   /s/ Nigel James     By:   /s/ Matthew Bochenek
 

Nigel James

President

     

Matthew Bochenek

Director

Date:   6/1/12     Date:   6/1/12
SUPERFUND USA, LLC      
By:   /s/ Heather Kelly      
 

Heather Kelly

Manager/President

     
Date:   6/1/12