0001449374-17-000027.txt : 20170303
0001449374-17-000027.hdr.sgml : 20170303
20170303102849
ACCESSION NUMBER: 0001449374-17-000027
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170301
FILED AS OF DATE: 20170303
DATE AS OF CHANGE: 20170303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ULURU Inc.
CENTRAL INDEX KEY: 0001168220
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 412118656
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4452 BELTWAY DRIVE
CITY: ADDISON
STATE: TX
ZIP: 75001
BUSINESS PHONE: 214-905-5145
MAIL ADDRESS:
STREET 1: 4452 BELTWAY DRIVE
CITY: ADDISON
STATE: TX
ZIP: 75001
FORMER COMPANY:
FORMER CONFORMED NAME: ULURU INC.
DATE OF NAME CHANGE: 20060417
FORMER COMPANY:
FORMER CONFORMED NAME: OXFORD VENTURES INC
DATE OF NAME CHANGE: 20020225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sacks Michael Ivan
CENTRAL INDEX KEY: 0001598785
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33618
FILM NUMBER: 17661791
MAIL ADDRESS:
STREET 1: C/O WIGGIN AND DANA LLP
STREET 2: ATTN: SCOTT KAUFMAN, 450 LEXINGTON AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-03-01
0001168220
ULURU Inc.
ULUR
0001598785
Sacks Michael Ivan
C/O WIGGIN AND DANA LLP (SCOTT KAUFMAN)
450 LEXINGTON, 38TH FLOOR
NEW YORK
NY
10017
0
0
1
1
See explanation below
Call option (obligation to sell)
.60
2015-07-29
4
J
0
2000000
0
D
2016-08-01
2022-07-31
Common Stock
0
D
Put Option (right to sell)
.25
2015-07-29
5
J
0
2000000
0
D
2016-01-01
2022-07-31
Common Stock
0
D
The Reporting Person and Centric Capital Ventures LLC ("Centric Capital") are parties to a put and call agreement dated as of July 29, 2015 (the "Put and Call Agreement") under which Centric Capital acquired a call option on the shares of the Issuer's common stock owned by the Reporting Person and granted to the Reporting Person a put option with respect to his shares of the Issuer's common stock. On March 1, 2017, the Reporting Person and Centric Capital terminated the Put and Call Agreement without the payment of consideration by either party, thereby cancelling the put and call options thereunder.
The Reporting Person, Bradley J. Sacks and Centric Capital may be deemed to be members of a "group" within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934 that is the beneficial owner of more than 10% of the Issuer's common stock.
/s/Michael Ivan Sacks
2017-03-03