0001449374-17-000027.txt : 20170303 0001449374-17-000027.hdr.sgml : 20170303 20170303102849 ACCESSION NUMBER: 0001449374-17-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170303 DATE AS OF CHANGE: 20170303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULURU Inc. CENTRAL INDEX KEY: 0001168220 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 412118656 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 BUSINESS PHONE: 214-905-5145 MAIL ADDRESS: STREET 1: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 FORMER COMPANY: FORMER CONFORMED NAME: ULURU INC. DATE OF NAME CHANGE: 20060417 FORMER COMPANY: FORMER CONFORMED NAME: OXFORD VENTURES INC DATE OF NAME CHANGE: 20020225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sacks Michael Ivan CENTRAL INDEX KEY: 0001598785 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33618 FILM NUMBER: 17661791 MAIL ADDRESS: STREET 1: C/O WIGGIN AND DANA LLP STREET 2: ATTN: SCOTT KAUFMAN, 450 LEXINGTON AVE. CITY: NEW YORK STATE: NY ZIP: 10017 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-03-01 0001168220 ULURU Inc. ULUR 0001598785 Sacks Michael Ivan C/O WIGGIN AND DANA LLP (SCOTT KAUFMAN) 450 LEXINGTON, 38TH FLOOR NEW YORK NY 10017 0 0 1 1 See explanation below Call option (obligation to sell) .60 2015-07-29 4 J 0 2000000 0 D 2016-08-01 2022-07-31 Common Stock 0 D Put Option (right to sell) .25 2015-07-29 5 J 0 2000000 0 D 2016-01-01 2022-07-31 Common Stock 0 D The Reporting Person and Centric Capital Ventures LLC ("Centric Capital") are parties to a put and call agreement dated as of July 29, 2015 (the "Put and Call Agreement") under which Centric Capital acquired a call option on the shares of the Issuer's common stock owned by the Reporting Person and granted to the Reporting Person a put option with respect to his shares of the Issuer's common stock. On March 1, 2017, the Reporting Person and Centric Capital terminated the Put and Call Agreement without the payment of consideration by either party, thereby cancelling the put and call options thereunder. The Reporting Person, Bradley J. Sacks and Centric Capital may be deemed to be members of a "group" within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934 that is the beneficial owner of more than 10% of the Issuer's common stock. /s/Michael Ivan Sacks 2017-03-03