0001449374-17-000025.txt : 20170303
0001449374-17-000025.hdr.sgml : 20170303
20170303102513
ACCESSION NUMBER: 0001449374-17-000025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170301
FILED AS OF DATE: 20170303
DATE AS OF CHANGE: 20170303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ULURU Inc.
CENTRAL INDEX KEY: 0001168220
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 412118656
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4452 BELTWAY DRIVE
CITY: ADDISON
STATE: TX
ZIP: 75001
BUSINESS PHONE: 214-905-5145
MAIL ADDRESS:
STREET 1: 4452 BELTWAY DRIVE
CITY: ADDISON
STATE: TX
ZIP: 75001
FORMER COMPANY:
FORMER CONFORMED NAME: ULURU INC.
DATE OF NAME CHANGE: 20060417
FORMER COMPANY:
FORMER CONFORMED NAME: OXFORD VENTURES INC
DATE OF NAME CHANGE: 20020225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Centric Capital Ventures LLC
CENTRAL INDEX KEY: 0001638122
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33618
FILM NUMBER: 17661771
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: FLOOR 18
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 917-403-6969
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: FLOOR 18
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sacks Bradley J.
CENTRAL INDEX KEY: 0001638123
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33618
FILM NUMBER: 17661772
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: FLOOR 18
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-03-01
0001168220
ULURU Inc.
ULUR
0001638123
Sacks Bradley J.
590 MADISON AVENUE, FLOOR 21
NEW YORK
NY
10022
1
0
0
1
See explanation above
0001638122
Centric Capital Ventures LLC
590 MADISION AVENUE, FLOOR 21
NEW YORK
NY
10022
0
0
0
1
See explanation above
Call option (right to buy)
.60
2015-07-29
5
J
0
2000000
0
D
2016-08-01
2022-07-31
Common Stock
0
I
By Centric Capital Ventures LLC
Put Option (obligation to buy)
.25
2015-07-29
4
J
0
2000000
0
D
2016-01-01
2022-07-31
Common Stock
0
I
By Centric Capital Ventures LLC
Centric Capital Ventures LLC ("Centric Capital") is a party to a put and call agreement dated as of July 29, 2015 (the "Put and Call Agreement") under which Centric Capital acquired a call option on the shares of the Issuer's common stock owned by Michael I. Sacks ("M Sacks") and granted to M Sacks a put option with respect to his shares of the Issuer's common stock. On March 1, 2017, Centric Capital and M Sacks terminated the Put and Call Agreement without the payment of consideration by either party, thereby cancelling the put and call options thereunder.
As the managing member of Centric Capital, Bradley J. Sacks ("B Sacks") is deemed to beneficially own the securities directly owned by Centric Capital. B Sacks, Centric Capital and M Sacks may be deemed to be members of a "group" within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934 that is the beneficial owner of more than 10% of the Issuer's common stock.
/s/Bradley J. Sacks
2017-03-03