0001449374-17-000025.txt : 20170303 0001449374-17-000025.hdr.sgml : 20170303 20170303102513 ACCESSION NUMBER: 0001449374-17-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170303 DATE AS OF CHANGE: 20170303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULURU Inc. CENTRAL INDEX KEY: 0001168220 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 412118656 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 BUSINESS PHONE: 214-905-5145 MAIL ADDRESS: STREET 1: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 FORMER COMPANY: FORMER CONFORMED NAME: ULURU INC. DATE OF NAME CHANGE: 20060417 FORMER COMPANY: FORMER CONFORMED NAME: OXFORD VENTURES INC DATE OF NAME CHANGE: 20020225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Centric Capital Ventures LLC CENTRAL INDEX KEY: 0001638122 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33618 FILM NUMBER: 17661771 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: FLOOR 18 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 917-403-6969 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: FLOOR 18 CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sacks Bradley J. CENTRAL INDEX KEY: 0001638123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33618 FILM NUMBER: 17661772 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: FLOOR 18 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-03-01 0001168220 ULURU Inc. ULUR 0001638123 Sacks Bradley J. 590 MADISON AVENUE, FLOOR 21 NEW YORK NY 10022 1 0 0 1 See explanation above 0001638122 Centric Capital Ventures LLC 590 MADISION AVENUE, FLOOR 21 NEW YORK NY 10022 0 0 0 1 See explanation above Call option (right to buy) .60 2015-07-29 5 J 0 2000000 0 D 2016-08-01 2022-07-31 Common Stock 0 I By Centric Capital Ventures LLC Put Option (obligation to buy) .25 2015-07-29 4 J 0 2000000 0 D 2016-01-01 2022-07-31 Common Stock 0 I By Centric Capital Ventures LLC Centric Capital Ventures LLC ("Centric Capital") is a party to a put and call agreement dated as of July 29, 2015 (the "Put and Call Agreement") under which Centric Capital acquired a call option on the shares of the Issuer's common stock owned by Michael I. Sacks ("M Sacks") and granted to M Sacks a put option with respect to his shares of the Issuer's common stock. On March 1, 2017, Centric Capital and M Sacks terminated the Put and Call Agreement without the payment of consideration by either party, thereby cancelling the put and call options thereunder. As the managing member of Centric Capital, Bradley J. Sacks ("B Sacks") is deemed to beneficially own the securities directly owned by Centric Capital. B Sacks, Centric Capital and M Sacks may be deemed to be members of a "group" within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934 that is the beneficial owner of more than 10% of the Issuer's common stock. /s/Bradley J. Sacks 2017-03-03