ULURU Inc.
|
(Exact Name of Registrant as Specified in its Charter)
|
Nevada
|
000-49670
|
41-2118656
|
||
(State or Other Jurisdiction of
Incorporation)
|
(Commission File Number)
|
(I.R.S. Employer
Identification No.)
|
||
4452 Beltway Drive
|
Addison, Texas 75001
|
(Address of principal executive offices) (Zip Code)
|
(214) 905-5145
|
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|
|
o
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
o
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
o
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
o
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Item 5.03
|
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
|
Proposal 1.
|
Election of Directors.
|
By the votes reflected below, the following nominees were elected to the Company’s Board of Directors to hold office for the term expiring at the 2018 Annual Meeting of Stockholders or until their successors are elected and qualified:
|
Nominee
|
Votes For
|
Votes Withheld
|
Broker Non-Votes
|
||||
Vaidehi Shah
|
160,564,069
|
7,826,112
|
6,542,995
|
||||
Anish Shah
|
160,564,069
|
7,826,112
|
6,542,995
|
||||
Arindam Bose
|
160,564,102
|
7,826,079
|
6,542,995
|
||||
Bradley J. Sacks
|
160,564,441
|
7,825,740
|
6,542,995
|
||||
Oksana Tiedt
|
160,564,102
|
7,826,079
|
6,542,995
|
Proposal 2.
|
Ratify the appointment of Montgomery Coscia Greilich LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2017.
|
The proposal was approved by the following vote:
|
Votes For
|
Votes Against
|
Abstentions
|
Broker Non-Votes
|
||||
164,807,392
|
68,980
|
10,056,804
|
Not applicable
|
Proposal 3.
|
Approve a resolution amending the Company’s Articles of Incorporation to increase the number of authorized shares of Common Stock of the Company from 200 million shares to 750 million shares.
|
The proposal was approved by the following vote:
|
Votes For
|
Votes Against
|
Abstentions
|
Broker Non-Votes
|
||||
163,535,888
|
10,378,357
|
1,018,931
|
Not applicable
|
Proposal 4.
|
Approve, on a non-binding advisory basis, the compensation of our named executive officers as disclosed in the Compensation Discussion and Analysis section, executive compensation tables, and accompanying narrative discussions contained in our 2017 Proxy Statement.
|
The proposal was approved by the following vote:
|
Votes For
|
Votes Against
|
Abstentions
|
Broker Non-Votes
|
||||
160,474,748
|
7,681,476
|
233,957
|
6,542,995
|
Item 9.01
|
Financial Statements and Exhibits
|
||
(d)
|
Exhibits
|
||
Exhibit No.
|
Description
|
||
ULURU Inc.
|
||||
Date: July 27, 2017
|
By:
|
/s/ Terrance K. Wallberg
|
||
Terrance K. Wallberg
|
||||
Vice President and Chief Financial Officer
|
![]() |
BARBARA K. CEGAVSKE
Secretary of State
202 North Carson Street
Carson City, Nevada 89701-4201 (775) 684-5708
Website: www.nvsos.gov
|
Certificate of Amendment
(PURSUANT TO NRS 78.385 AND 78.390)
|
ULURU Inc.
|
2.
|
The articles have been amended as follows: (provide article numbers, if available)
|
RESOLVED, that the third paragraph of Article IV of the Restated Articles of Incorporation be, and it hereby is, amended by deleting such paragraph in entirety and substituting the following in its place:
The total number of shares of stock which the corporation shall have authority to issue is Seven Hundred Fifty Million and Twenty Thousand (750,020,000) shares, of which Seven Hundred Fifty Million (750,000,000) shall be Common Stock, $0.001 par value per share, and Twenty Thousand (20,000) shares shall be Preferred Stock, $0.001 par value per share (the “Preferred”).
|
4.
|
Effective date and time of filing: (optional) Date: July 26, 2017 Time:
|
(must not be later than 90 days after the certificate is filed)
|
5.
|
Signature: (required)
|
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end