0001168220-14-000031.txt : 20140624 0001168220-14-000031.hdr.sgml : 20140624 20140606142837 ACCESSION NUMBER: 0001168220-14-000031 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140605 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20140606 DATE AS OF CHANGE: 20140606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ULURU Inc. CENTRAL INDEX KEY: 0001168220 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 412118656 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33618 FILM NUMBER: 14896182 BUSINESS ADDRESS: STREET 1: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 BUSINESS PHONE: 214-905-5145 MAIL ADDRESS: STREET 1: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 FORMER COMPANY: FORMER CONFORMED NAME: ULURU INC. DATE OF NAME CHANGE: 20060417 FORMER COMPANY: FORMER CONFORMED NAME: OXFORD VENTURES INC DATE OF NAME CHANGE: 20020225 8-K 1 form8k_060614.htm FORM 8-K JUNE 6, 2014 form8k_060614.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): June 5, 2014

 
ULURU Inc.
(Exact Name of Registrant as Specified in its Charter)


         
Nevada
  
000-49670
  
41-2118656
(State or Other Jurisdiction of
Incorporation)
  
(Commission File Number)
  
(I.R.S. Employer
Identification No.)
         


 
4452 Beltway Drive
Addison, Texas 75001
(Address of principal executive offices) (Zip Code)
 
 
(214) 905-5145
(Registrant’s telephone number, including area code) 


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


 
 
 



Item 5.07
Submission of Matters to a Vote of Security Holders

On June 5, 2014, ULURU Inc. (the “Company”) held its 2014 Annual Meeting of Stockholders (the “Annual Meeting”).  The total number of shares of Common Stock entitled to vote at the Annual Meeting was 23,588,110, of which 18,577,729 shares of Common Stock, or 78.8%, were represented either in person or by proxy and, therefore, a quorum was present.  The proposals submitted to a vote of the stockholders at the Annual Meeting are described in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 22, 2014.

The final voting results for each of the proposals submitted to a vote of stockholders at the Annual Meeting are set forth below.


Proposal 1.
Election of Directors.

 
By the votes reflected below, the following nominees were elected to the Company’s Board of Directors to hold office for the term expiring at the 2015 Annual Meeting of Stockholders or until their successors are elected and qualified:

   
Nominee
  
Votes For
  
Votes Withheld
  
Broker Non-Votes
   
  Jeffrey B. Davis
  
10,573,278
  
26,221
  
7,978,230
   
  Kerry P. Gray
  
10,523,939
  
75,560
  
7,978,230
   
  Helmut Kerschbaumer
  
10,523,882
  
75,617
  
7,978,230
   
  Klaus Kuehne
  
10,573,218
  
26,281
  
7,978,230



Proposal 2.
Ratification of the appointment of Lane Gorman Trubitt, PLLC as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2014.

 
The proposal was approved by the following vote:

   
Votes For
  
Votes Against
  
Abstentions
  
Broker Non-Votes
   
18,368,579
  
173,633
  
35,517
  
Not applicable



Proposal 3.
Amend the Company’s 2006 Equity Incentive Plan to increase the number of shares of Common Stock reserved for issuance thereunder from 1,800,000 shares to 2,800,000 shares.

 
The proposal was approved by the following vote:

   
Votes For
  
Votes Against
  
Abstentions
  
Broker Non-Votes
   
10,426,981
  
169,583
  
2,935
  
7,978,230


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



 
ULURU Inc.
   
Date: June 6, 2014
  
By:
/s/ Terrance K. Wallberg
  
   
Terrance K. Wallberg
   
Vice President and Chief Financial Officer