0001168220-13-000036.txt : 20130614 0001168220-13-000036.hdr.sgml : 20130614 20130614164501 ACCESSION NUMBER: 0001168220-13-000036 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130613 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20130614 DATE AS OF CHANGE: 20130614 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ULURU INC. CENTRAL INDEX KEY: 0001168220 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 412118656 STATE OF INCORPORATION: NV FISCAL YEAR END: 0913 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33618 FILM NUMBER: 13914775 BUSINESS ADDRESS: STREET 1: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 BUSINESS PHONE: 214-905-5145 MAIL ADDRESS: STREET 1: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 FORMER COMPANY: FORMER CONFORMED NAME: OXFORD VENTURES INC DATE OF NAME CHANGE: 20020225 8-K 1 form8k_061413.htm FORM 8-K JUNE 14, 2013 form8k_061413.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): June 13, 2013

 
ULURU Inc.
(Exact Name of Registrant as Specified in its Charter)


         
Nevada
  
000-49670
  
41-2118656
(State or Other Jurisdiction of
Incorporation)
  
(Commission File Number)
  
(I.R.S. Employer
Identification No.)
         


 
4452 Beltway Drive
Addison, Texas 75001
(Address of principal executive offices) (Zip Code)
 
 
(214) 905-5145
(Registrant’s telephone number, including area code) 


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


 
 
 



Item 5.07
Submission of Matters to a Vote of Security Holders

On June 13, 2013, ULURU Inc. (the “Company”) held its 2013 Annual Meeting of Stockholders (the “Annual Meeting”).  The total number of shares of Common Stock entitled to vote at the Annual Meeting was 12,782,977, of which 9,345,980 shares of Common Stock, or 73.1%, were represented either in person or by proxy and, therefore, a quorum was present.  The proposals submitted to a vote of the stockholders at the Annual Meeting are described in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 25, 2013.

The final voting results for each of the proposals submitted to a vote of stockholders at the Annual Meeting are set forth below.

Proposal 1.
Election of Directors.

By the votes reflected below, the following nominees were elected to the Company’s Board of Directors to hold office for the term expiring at the 2014 Annual Meeting of Stockholders or until their successors are elected and qualified:

   
Nominee
  
Votes For
  
Votes Withheld
  
Broker Non-Votes
   
  Jeffrey B. Davis
  
3,977,146
  
88,573
  
5,280,261
   
  Kerry P. Gray
  
4,037,523
  
28,196
  
5,280,261
   
  Helmut Kerschbaumer
  
4,037,517
  
28,202
  
5,280,261
   
  Klaus Kuehne
  
4,037,517
  
28,202
  
5,280,261


Proposal 2.
Ratification of the appointment of Lane Gorman Trubitt, PLLC as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2013.

The proposal was approved by the following vote:

   
Votes For
  
Votes Against
  
Abstentions
  
Broker Non-Votes
   
9,100,569
  
34,285
  
211,126
  
Not applicable


Proposal 3.
Amend the Company’s 2006 Equity Incentive Plan to increase the number of shares of Common Stock reserved for issuance thereunder from 1,200,000 shares to 1,800,000 shares.

The proposal was approved by the following vote:

   
Votes For
  
Votes Against
  
Abstentions
  
Broker Non-Votes
   
2,965,240
  
1,098,767
  
1,712
  
5,280,261


Proposal 4.
Approve, on a non-binding advisory basis, the compensation of our named executive officers as disclosed in the Compensation Discussion and Analysis section, executive compensation tables, and accompanying narrative discussions contained in our 2013 Proxy Statement.

The proposal was approved by the following vote:

   
Votes For
  
Votes Against
  
Abstentions
  
Broker Non-Votes
   
2,973,096
  
595,771
  
496,852
  
5,280,261


Proposal 5.
Approve, on a non-binding advisory basis, the frequency of future non-binding advisory votes for approving the compensation of our named executive officers.

The proposal was approved for a frequency of every three years by the following vote:

   
1 Year
  
2 Years
  
3 Years
  
Abstentions
   
620,553
  
81,146
  
2,848,112
  
515,908




SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



 
ULURU Inc.
   
Date: June 14, 2013
  
By:
/s/ Terrance K. Wallberg
  
   
Terrance K. Wallberg
   
Vice President and Chief Financial Officer