0001080368-17-000006.txt : 20170405 0001080368-17-000006.hdr.sgml : 20170405 20170405142149 ACCESSION NUMBER: 0001080368-17-000006 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170227 FILED AS OF DATE: 20170405 DATE AS OF CHANGE: 20170405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULURU Inc. CENTRAL INDEX KEY: 0001168220 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 412118656 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 BUSINESS PHONE: 214-905-5145 MAIL ADDRESS: STREET 1: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 FORMER COMPANY: FORMER CONFORMED NAME: ULURU INC. DATE OF NAME CHANGE: 20060417 FORMER COMPANY: FORMER CONFORMED NAME: OXFORD VENTURES INC DATE OF NAME CHANGE: 20020225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shah Vaidehi CENTRAL INDEX KEY: 0001699650 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33618 FILM NUMBER: 17742144 MAIL ADDRESS: STREET 1: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2017-02-27 2017-03-06 0 0001168220 ULURU Inc. ULUR 0001699650 Shah Vaidehi 4452 BELTWAY DRIVE ADDISON TX 75001 1 1 0 0 Chief Executive Officer No securities are beneficially owned. 2017-03-06 4 P 0 0 0 A 0 D (1) On March 6, 2017, the reporting person mistakenly filed a Form 4 reporting the acquisition by Velocitas Partners LLC, ("Velocitas"), of which the reporting person is a manager, of a $500,000 Secured Convertible Promissory Note (the "Convertible Note"). The Convertible Note should not have been reported as being beneficially owned by the reporting person. Velocitas is managed by a three person Board of Managers, and voting, acquisition and disposition decisions require the approval of a majority of the mangers. Because the reporting person is only one of three managers, the reporting person does not individually have voting or dispositive power with respect to the Convertible Note and/or the underlying shares. Bryan T. Allen, Attorney in fact 2017-04-05