0001950047-23-000412.txt : 20230505 0001950047-23-000412.hdr.sgml : 20230505 20230505144401 ACCESSION NUMBER: 0001950047-23-000412 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230505 DATE AS OF CHANGE: 20230505 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Aerovate Therapeutics, Inc. CENTRAL INDEX KEY: 0001798749 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 831377888 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-40544 FILM NUMBER: 23893132 BUSINESS ADDRESS: STREET 1: 930 WINTER STREET STREET 2: SUITE M-500 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 617-443-2400 MAIL ADDRESS: STREET 1: 930 WINTER STREET STREET 2: SUITE M-500 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: NIVEN RALPH CENTRAL INDEX KEY: 0001168060 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O AEROVATE THERAPEUTICS, INC. STREET 2: 200 BERKELEY STREET, FLOOR 18 CITY: BOSTON STATE: MA ZIP: 02116 144 1 primary_doc.xml 144 0001168060 XXXXXXXX LIVE 0001798749 AEROVATE THERAPEUTICS INC. 001-40544 930 Winter Street, Suite M-500 Waltham MA 02451 (617) 443-2400 RALPH W NIVEN Officer Common Morgan Stanley Smith Barney LLC

1 New York Plaza 38th Floor New York NY 10004

2250 46956.83 24850842 05/05/2023 NASD COMMON 05/05/2023 Stock Option Exercise ISSUER N 2250 05/05/2023 Cash N RALPH W NIVEN

930 Winter Street, Suite M-500 Waltham MA 02451

COMMON 04/05/2023 2250 40942.00 RALPH W NIVEN

930 Winter Street, Suite M-500 Waltham MA 02451

COMMON 03/06/2023 2250 53439.00 RALPH W NIVEN

930 Winter Street, Suite M-500 Waltham MA 02451

COMMON 02/06/2023 2250 54610.00 05/05/2023 07/06/2022 Ralph Niven