0001019687-13-003171.txt : 20130815 0001019687-13-003171.hdr.sgml : 20130815 20130815153040 ACCESSION NUMBER: 0001019687-13-003171 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130815 DATE AS OF CHANGE: 20130815 EFFECTIVENESS DATE: 20130815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFAM CAPITAL, INC. CENTRAL INDEX KEY: 0001167495 IRS NUMBER: 954074555 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10139 FILM NUMBER: 131042088 BUSINESS ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-354-7044 MAIL ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 FORMER COMPANY: FORMER CONFORMED NAME: AL FRANK ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: FRANK AL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167495 XXXXXXXX 06-30-2013 06-30-2013 false AFAM CAPITAL, INC.

12117 FM 2244 BLDG 3, SUITE 170 AUSTIN TX 78738

13F HOLDINGS REPORT 028-10139 N John Buckingham 512-354-7044 /s/ John Buckingham Austin TX 08-15-2013 0 140 721048 INFORMATION TABLE 2 infotable.xml Abbott Laboratories COMMON 002824100 2857 81905 SH SOLE 59866 0 22038 Aceto Corp COMMON 004446100 4391 315201 SH SOLE 214602 0 100599 Activision Blizzard COMMON 00507V109 4797 336409 SH SOLE 235118 0 101291 Aetna COMMON 00817Y108 6258 98482 SH SOLE 74580 0 23902 Allstate COMMON 020002101 842 17500 SH SOLE 16524 0 976 American Software COMMON 029683109 3080 354450 SH SOLE 266429 0 88021 Ameriprise Financial COMMON 03076C106 7745 95758 SH SOLE 72690 0 23068 Anworth Mortgage Asset Corp COMMON 037347101 1249 222953 SH SOLE 191505 0 31448 Apache COMMON 037411105 4208 50196 SH SOLE 36712 0 13484 Apple Computer COMMON 037833100 5315 13404 SH SOLE 10019 0 3385 Archer-Daniels-Midland COMMON 039483102 6437 189832 SH SOLE 144339 0 45493 Baker Hughes COMMON 057224107 4211 91277 SH SOLE 64269 0 27008 Bank of NY Mellon Corp. COMMON 064058100 4469 159326 SH SOLE 111419 0 47907 Barrick Gold COMMON 067901108 4028 255895 SH SOLE 193635 0 62260 Baxter International COMMON 071813109 6626 95657 SH SOLE 72048 0 23609 BB&T Corporation COMMON 054937107 4857 143358 SH SOLE 110502 0 32856 Benchmark Electronics COMMON 08160h101 5093 253383 SH SOLE 182297 0 71086 BHP Billiton COMMON 088606108 2031 35227 SH SOLE 31169 0 4058 BioMed Realty COMMON 09063H107 5704 281965 SH SOLE 213234 0 68731 Bristow Group Inc COMMON 110394103 7394 113197 SH SOLE 82436 0 30761 Brocade Communications Systems COMMON 111621306 2603 451851 SH SOLE 296182 0 155669 CA Inc. COMMON 12673P105 1164 40678 SH SOLE 33093 0 7585 California Water Service COMMON 130788102 2615 134042 SH SOLE 87131 0 46911 Capital One Financial COMMON 14040H105 4311 68638 SH SOLE 48185 0 20453 Cardinal Health COMMON 14149Y108 804 17032 SH SOLE 15095 0 1937 Caterpillar COMMON 149123101 4925 59707 SH SOLE 44065 0 15642 Celanese Corp COMMON 150870103 5129 114479 SH SOLE 80760 0 33719 Chesapeake Energy COMMON 165167107 2310 113331 SH SOLE 76039 0 37292 Cisco Systems COMMON 17275R102 6827 280527 SH SOLE 198063 0 82463 Comcast Corp CL A COMMON 20030N101 7260 173904 SH SOLE 127480 0 46424 Corning COMMON 219350105 4674 328489 SH SOLE 261467 0 67022 Credit Suisse Group COMMON 225401108 3674 138855 SH SOLE 98984 0 39871 CSX COMMON 126408103 621 26789 SH SOLE 22484 0 4305 Deere & Co. COMMON 244199105 5180 63756 SH SOLE 47053 0 16703 Diamond Offshore COMMON 25271c102 4178 60732 SH SOLE 45170 0 15562 Diodes COMMON 254543101 596 22955 SH SOLE 6902 0 16053 Direxion Daily Developed Markets Bull 3x ETF 25459W789 818 17533 SH SOLE 17409 0 124 Direxion Daily Emerging Markets Bull 3x ETF 25459y686 829 35428 SH SOLE 35157 0 271 Direxion Daily Mid Cap Bull 3X Shares ETF 25459W730 307 5659 SH SOLE 5617 0 42 Direxion Daily Real Estate Bull 3x ETF 25459w755 323 7269 SH SOLE 7228 0 41 Direxion Daily S&P 500 Bull 3X Shares ETF 25459W862 743 18017 SH SOLE 17885 0 132 Direxion Daily Small Cap Bull 3X Shares ETF 25459W847 296 6283 SH SOLE 6236 0 47 Disney, Walt COMMON 254687106 8058 127601 SH SOLE 95725 0 31876 DuPont COMMON 263534109 2752 52417 SH SOLE 40481 0 11936 Eaton Corp PLC COMMON G29183103 8428 128067 SH SOLE 98521 0 29546 ENI SPA ADR COMMON 26874r108 2227 54260 SH SOLE 45597 0 8663 Ensco PLC COMMON G3157S106 858 14764 SH SOLE 12699 0 2065 Ericsson COMMON 294821608 5189 459993 SH SOLE 335491 0 124502 Exelon COMMON 30161N101 895 28969 SH SOLE 22793 0 6176 Exxon Mobil COMMON 30231G102 5825 64468 SH SOLE 50508 0 13960 Foot Locker COMMON 344849104 1802 51306 SH SOLE 38840 0 12466 Freeport McMoran Copper & Gold COMMON 35671D857 3804 137768 SH SOLE 98064 0 39704 General Dynamics COMMON 369550108 5024 64140 SH SOLE 46843 0 17297 Goldman Sachs Group COMMON 38141G104 2787 18428 SH SOLE 12220 0 6208 Halliburton Co. COMMON 406216101 3014 72233 SH SOLE 45265 0 26968 Hasbro COMMON 418056107 7107 158522 SH SOLE 116568 0 41954 HSBC Holdings ADR COMMON 404280406 1757 33853 SH SOLE 25172 0 8681 Ingram Micro COMMON 457153104 3162 166515 SH SOLE 107497 0 59018 Intel COMMON 458140100 6031 248912 SH SOLE 183871 0 65041 Int'l Business Machines COMMON 459200101 6260 32758 SH SOLE 24509 0 8249 IshareS MSCI Brazil Index Fund ETF 464286400 5463 124564 SH SOLE 120025 0 4539 iShares Barclays MBS Bond Fund ETF 464288588 27503 261365 SH SOLE 256461 0 4904 iShares Barclays TIPS Bond Fund ETF 464287176 1130 10093 SH SOLE 10093 0 0 iShares Emerging Markets High Yield Bond Fund ETF 464286285 13009 260178 SH SOLE 254497 0 5681 iShares Gold Trust ETF 464285105 1318 109904 SH SOLE 109078 0 826 iShares JPMorgan Emerging Market Bond Fund ETF 464288281 12777 116652 SH SOLE 113934 0 2718 iShares MSCI Hong Kong Index Fund ETF 464286871 5455 297664 SH SOLE 286609 0 11055 Ishares MSCI India Index Fund ETF 46429B598 5455 232318 SH SOLE 223574 0 8744 iShares MSCI Korea Index Fund ETF 464286772 5463 102691 SH SOLE 98808 0 3883 iShares MSCI Peru Cap ETF 464289842 5368 157282 SH SOLE 151341 0 5941 iShares Russell 2000 Index Fund ETF 464287655 339 3490 SH SOLE 3490 0 0 iShares Russell 2000 Value Index Fund ETF 464287630 322 3750 SH SOLE 3750 0 0 iShares U.S. Floating Rate Note < 5 Years ETF 46429B655 27881 551002 SH SOLE 540816 0 10186 JP Morgan Chase COMMON 46625H100 7253 137389 SH SOLE 102921 0 34467 Keycorp COMMON 493267108 1074 97308 SH SOLE 88490 0 8818 KLA-Tencor COMMON 482480100 4111 73762 SH SOLE 53880 0 19882 Kohl's COMMON 500255104 4385 86815 SH SOLE 60467 0 26348 Lexmark International COMMON 529771107 4000 130859 SH SOLE 110702 0 20157 Lockheed Martin COMMON 539830109 6769 62414 SH SOLE 46145 0 16269 Manpower Inc. COMMON 56418H100 6646 121268 SH SOLE 90538 0 30730 Marathon Oil COMMON 565849106 5314 153677 SH SOLE 119583 0 34094 Market Vectors Emerging Markets High Yield Bond ETF 57061R403 12358 491174 SH SOLE 479578 0 11596 Market Vectors Emerging Markets Local Currency Bond ETF 57060u522 12407 511425 SH SOLE 499298 0 12127 Market Vectors Gold Miners ETF ETF 57060U100 1553 63427 SH SOLE 60505 0 2922 Market Vectors International High Yield Bond ETF ETF 57061R205 13916 535022 SH SOLE 523030 0 11992 Market Vectors Russia ETF ETF 57060u506 5682 225667 SH SOLE 217254 0 8413 Marvell Tech COMMON g5876h105 3269 279187 SH SOLE 180787 0 98400 McKesson COMMON 58155Q103 6648 58064 SH SOLE 43566 0 14498 MDC Holdings COMMON 552676108 6178 190032 SH SOLE 143218 0 46814 Medtronic COMMON 585055106 836 16237 SH SOLE 14797 0 1440 Merck & Co. COMMON 58933Y105 1514 32599 SH SOLE 28566 0 4033 Metlife COMMON 59156r108 4190 91554 SH SOLE 68053 0 23501 Microchip Tech COMMON 595017104 3201 85933 SH SOLE 68232 0 17701 Microsoft COMMON 594918104 7336 212361 SH SOLE 164431 0 47930 Nash Finch Company COMMON 631158102 1828 83052 SH SOLE 62524 0 20528 Navios Maritime Holdings Inc. COMMON Y62196103 6652 1187894 SH SOLE 892039 0 295855 New York Community COMMON 649445103 1409 100613 SH SOLE 82188 0 18425 Newmont Mining Corp Holding Co. COMMON 651639106 805 26862 SH SOLE 20532 0 6330 Nippon Telegraph and Telephone COMMON 654624105 5528 212527 SH SOLE 151321 0 61206 Norfolk Southern COMMON 655844108 6489 89315 SH SOLE 65818 0 23497 Novartis COMMON 66987V109 5901 83461 SH SOLE 64483 0 18978 Nvidia COMMON 67066G104 4376 311681 SH SOLE 220728 0 90953 Pepsico COMMON 713448108 1800 22011 SH SOLE 16616 0 5395 PetMed Express COMMON 716382106 1494 118562 SH SOLE 98490 0 20072 Pfizer COMMON 717081103 969 34603 SH SOLE 27520 0 7083 PIMCO 0-5 Year High Yield Corporate Bond Fund ETF 72201R783 25122 244683 SH SOLE 238751 0 5932 PNC Bank COMMON 693475105 4046 55488 SH SOLE 39131 0 16357 Portugal Telecom Spons ADR COMMON 737273102 4632 1178578 SH SOLE 873382 0 305196 ProShares Short 20 plus Year Treasury ETF 74347X849 208 6625 SH SOLE 0 0 6625 Protective Life COMMON 743674103 8170 212698 SH SOLE 158493 0 54205 Prudential COMMON 744320102 6085 83328 SH SOLE 60396 0 22932 Raytheon Co. COMMON 755111507 1421 21497 SH SOLE 19020 0 2477 Royal Caribbean Cruises COMMON v7780t103 5365 160917 SH SOLE 111000 0 49917 Royal Dutch Shell Group A COMMON 780259206 3221 50483 SH SOLE 34999 0 15484 Seagate Tech COMMON g7945m107 8822 196782 SH SOLE 150098 0 46684 Ship Finance Int'l COMMON G81075106 2985 201139 SH SOLE 159402 0 41737 SPDR Barclays High Yield Bond Fund ETF 78464a417 7159 181276 SH SOLE 178660 0 2616 St. Jude Medical COMMON 790849103 4854 106386 SH SOLE 74740 0 31646 Staples COMMON 855030102 5421 341602 SH SOLE 247862 0 93740 Timken Company COMMON 887389104 2374 42187 SH SOLE 25852 0 16335 Titan International COMMON 88830M102 4561 270355 SH SOLE 189507 0 80848 Total SA ADR COMMON 89151e109 2872 58964 SH SOLE 49020 0 9944 Tsakos Energy COMMON G9108L108 1155 242194 SH SOLE 164827 0 77367 Tutor Perini Corp COMMON 901109108 4145 229147 SH SOLE 162515 0 66632 Tyson Foods COMMON 902494103 7023 273468 SH SOLE 199529 0 73939 U R S COMMON 903236107 3740 79203 SH SOLE 49342 0 29861 United Online COMMON 911268100 4394 579650 SH SOLE 393895 0 185755 UnitedHealth Group, Inc COMMON 91324p102 3251 49642 SH SOLE 35707 0 13935 Vanguard Intermediate Term Corporate Bond Fund ETF 92206c870 25665 309173 SH SOLE 301984 0 7189 Vanguard Long-Term Corporate Bond Fund ETF 92206c813 1172 14134 SH SOLE 14038 0 96 Vanguard Short-Term Bond ETF 921937827 20593 257189 SH SOLE 251094 0 6095 Vanguard Short-Term Corporate Bond Fund ETF 92206c409 20304 256689 SH SOLE 251515 0 5174 Walgreen COMMON 931422109 6757 152877 SH SOLE 112128 0 40749 Wal-Mart Stores COMMON 931142103 5129 68858 SH SOLE 51295 0 17563 Waste Management COMMON 94106L109 6437 159615 SH SOLE 119406 0 40209 Wells Fargo & Co. COMMON 949746101 4661 112946 SH SOLE 85850 0 27096 Western Digital COMMON 958102105 1346 21680 SH SOLE 11763 0 9917 Whirpool COMMON 963320106 7065 61775 SH SOLE 45011 0 16764 Xyratex COMMON G98268108 3879 385601 SH SOLE 258065 0 127536 Yamana Gold COMMON 98462Y100 2881 302978 SH SOLE 229298 0 73680