The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMCI ACQUISITION CORP | UNIT 01/07/2019 | 00165R200 | 1,477 | 145,905 | SH | SOLE | 85,905 | 0 | 60,000 | ||
ACAMAR PARTNERS ACQSITION CO | UNIT 12/30/2025 | 004285201 | 3,496 | 349,600 | SH | SOLE | 262,100 | 0 | 87,500 | ||
ALLEGRO MERGER CORP | UNIT 12/31/2023 | 01749N301 | 2,929 | 279,500 | SH | SOLE | 253,051 | 0 | 26,449 | ||
ALTA MESA RES INC | *W EXP 03/28/202 | 02133L117 | 14 | 376,492 | SH | SOLE | 350,707 | 0 | 25,785 | ||
ALTUS MIDSTREAM CO | CL A | 02215L100 | 234 | 39,601 | SH | SOLE | 31,716 | 0 | 7,885 | ||
BIG ROCK PARTNERS ACQUISI CO | *W EXP 12/01/202 | 089482111 | 10 | 56,500 | SH | SOLE | 56,500 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | RIGHT 12/01/2022 | 089482129 | 29 | 111,000 | SH | SOLE | 91,300 | 0 | 19,700 | ||
BLACK RIDGE ACQUISITION CORP | *W EXP 07/10/202 | 09216T115 | 55 | 183,506 | SH | SOLE | 168,354 | 0 | 15,152 | ||
BLACK RIDGE ACQUISITION CORP | RIGHT 07/10/2019 | 09216T123 | 53 | 151,990 | SH | SOLE | 141,326 | 0 | 10,664 | ||
CF FIN ACQUISITION CORP | UNIT 04/30/2025 | 12528N206 | 3,290 | 322,550 | SH | SOLE | 201,986 | 0 | 120,564 | ||
CELGENE CORP | COM | 151020104 | 708 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
CHASERG TECHNLGY ACQUISITN C | UNIT 09/30/2023 | 16166A202 | 1,796 | 177,868 | SH | SOLE | 113,974 | 0 | 63,894 | ||
CHURCHILL CAP CORP | COM CL A | 17142R103 | 2,733 | 203,369 | SH | SOLE | 172,244 | 0 | 31,125 | ||
CHURCHILL CAP CORP | *W EXP 09/11/202 | 17142R111 | 487 | 144,600 | SH | SOLE | 122,618 | 0 | 21,982 | ||
CONCRETE PUMPING HLDGS INC | *W EXP 08/01/202 | 206704116 | 5 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
CRESCENT ACQUISITION CORP | UNIT 99/99/9999 | 22564L204 | 4,000 | 400,000 | SH | SOLE | 320,000 | 0 | 80,000 | ||
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 2,268 | 223,455 | SH | SOLE | 187,460 | 0 | 35,995 | ||
DIAMONDPEAK HLDGS COR | UNIT 99/99/9999 | 25280H209 | 3,758 | 375,000 | SH | SOLE | 275,000 | 0 | 100,000 | ||
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 949 | 95,390 | SH | SOLE | 95,390 | 0 | 0 | ||
FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 176 | 131,560 | SH | SOLE | 131,560 | 0 | 0 | ||
FAR PT ACQUISITION CORP | UNIT 06/01/2025 | 30734W208 | 2,993 | 287,749 | SH | SOLE | 183,038 | 0 | 104,711 | ||
FEDERAL STR ACQUISITION CORP | CL A | 31421V107 | 18 | 1,798 | SH | SOLE | 0 | 0 | 1,798 | ||
FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 2,620 | 257,163 | SH | SOLE | 205,068 | 0 | 52,095 | ||
FORUM MERGER II CORP | UNIT 09/30/2025 | 34986F202 | 1,221 | 117,978 | SH | SOLE | 84,512 | 0 | 33,466 | ||
GTY TECHNOLOGY HOLDINGS INC | COM | 362409104 | 624 | 70,899 | SH | SOLE | 57,386 | 0 | 13,513 | ||
GTY TECHNOLOGY HOLDINGS INC | *W EXP 02/19/202 | 362409112 | 159 | 263,768 | SH | SOLE | 263,768 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | COM CL A | 36255F102 | 25 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
GS ACQUISITION HLDGS CORP | *W EXP 06/12/202 | 36255F110 | 35 | 22,500 | SH | SOLE | 15,318 | 0 | 7,182 | ||
GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 5,417 | 516,424 | SH | SOLE | 469,888 | 0 | 46,536 | ||
GIGCAPITAL INC | UNIT 03/06/2025 | 37518N205 | 818 | 75,000 | SH | SOLE | 59,372 | 0 | 15,628 | ||
GORES HOLDINGS III INC | CLASS A | 38286G109 | 1,750 | 176,798 | SH | SOLE | 176,798 | 0 | 0 | ||
GORES HOLDINGS III INC | *W EXP 09/11/202 | 38286G117 | 127 | 87,266 | SH | SOLE | 87,266 | 0 | 0 | ||
GORES HOLDINGS III INC | UNIT 09/07/2024 | 38286G208 | 4,682 | 454,492 | SH | SOLE | 305,108 | 0 | 149,384 | ||
GORES METROPOULOS INC | UNIT 99/99/9999 | 382872208 | 5,844 | 570,738 | SH | SOLE | 471,600 | 0 | 99,138 | ||
GRAF INDL CORP | UNIT 12/31/2025 | 384278206 | 2,137 | 211,300 | SH | SOLE | 128,768 | 0 | 82,532 | ||
HENNESSY CAP ACQUSTION CORP | UNIT 99/99/9999 | 42589C203 | 8,271 | 820,500 | SH | SOLE | 695,500 | 0 | 125,000 | ||
IMMUNE DESIGN CORP | COM | 45252L103 | 758 | 129,630 | SH | SOLE | 95,922 | 0 | 33,708 | ||
INSURANCE ACQUISITION CORP | UNIT 03/31/2024 | 457867307 | 1,010 | 100,000 | SH | SOLE | 45,455 | 0 | 54,545 | ||
LEGACY ACQUISITION CORP | COM CL A | 524643103 | 772 | 76,914 | SH | SOLE | 76,914 | 0 | 0 | ||
LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 222 | 738,712 | SH | SOLE | 738,712 | 0 | 0 | ||
LEGACY ACQUISITION CORP | UNIT 05/31/2024 | 524643202 | 2,145 | 208,846 | SH | SOLE | 141,847 | 0 | 66,999 | ||
LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 1,633 | 159,340 | SH | SOLE | 116,192 | 0 | 43,148 | ||
MAGNOLIA OIL & GAS CORP | CL A | 559663109 | 774 | 64,498 | SH | SOLE | 52,228 | 0 | 12,270 | ||
MAGNOLIA OIL & GAS CORP | *W EXP 07/31/202 | 559663117 | 82 | 24,100 | SH | SOLE | 24,100 | 0 | 0 | ||
MODERN MEDIA ACQUISITION | COM | 60765P103 | 117 | 11,302 | SH | SOLE | 1,000 | 0 | 10,302 | ||
MODERN MEDIA ACQUISITION | *W EXP 05/17/202 | 60765P111 | 1 | 3,134 | SH | SOLE | 2,635 | 0 | 499 | ||
MODERN MEDIA ACQUISITION | RIGHT 99/99/9999 | 60765P129 | 33 | 99,468 | SH | SOLE | 84,264 | 0 | 15,204 | ||
MONOCLE ACQUISITION CORP | UNIT 99/99/9999 | 609754205 | 2,520 | 250,000 | SH | SOLE | 136,250 | 0 | 113,750 | ||
MOSAIC ACQUISITION CORP | COM CL A | 61946M100 | 1,123 | 111,363 | SH | SOLE | 111,363 | 0 | 0 | ||
MOSAIC ACQUISITION CORP | *W EXP 10/23/202 | 61946M118 | 260 | 320,054 | SH | SOLE | 290,621 | 0 | 29,433 | ||
MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | 61946M209 | 2,082 | 201,711 | SH | SOLE | 90,541 | 0 | 111,170 | ||
MUDRICK CAP ACQUISITION CORP | UNIT 02/01/2023 | 624745204 | 1,378 | 130,200 | SH | SOLE | 106,470 | 0 | 23,730 | ||
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 2,571 | 250,795 | SH | SOLE | 218,706 | 0 | 32,089 | ||
NRC GROUP HLDGS CORP | COM | 629375106 | 1,150 | 131,750 | SH | SOLE | 126,950 | 0 | 4,800 | ||
NRC GROUP HLDGS CORP | *W EXP 10/17/202 | 629375114 | 385 | 427,647 | SH | SOLE | 427,647 | 0 | 0 | ||
ORGANOGENESIS HLDGS INC | *W EXP 10/07/202 | 68621F110 | 61 | 211,113 | SH | SOLE | 185,537 | 0 | 25,576 | ||
PENSARE ACQUISITION CORP | COM | 70957E105 | 484 | 47,261 | SH | SOLE | 29,317 | 0 | 17,944 | ||
PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 73 | 365,278 | SH | SOLE | 365,278 | 0 | 0 | ||
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 125 | 429,612 | SH | SOLE | 397,072 | 0 | 32,540 | ||
PIVOTAL ACQUISITION CORP | UNIT 12/01/2025 | 72583A200 | 5,090 | 499,500 | SH | SOLE | 425,000 | 0 | 74,500 | ||
PURE ACQUISITION CORP | CL A | 74621Q106 | 1,130 | 112,422 | SH | SOLE | 112,422 | 0 | 0 | ||
PURE ACQUISITION CORP | *W EXP 04/17/202 | 74621Q114 | 270 | 243,261 | SH | SOLE | 243,261 | 0 | 0 | ||
PURE ACQUISITION CORP | UNIT 04/13/2023 | 74621Q205 | 1,901 | 179,660 | SH | SOLE | 113,115 | 0 | 66,545 | ||
RMG ACQUISITION CORP | UNIT 99/99/9999 | 749641205 | 2,056 | 205,000 | SH | SOLE | 105,000 | 0 | 100,000 | ||
SABAN CAP ACQUISITION CORP | COM CL A | 78516C106 | 1,584 | 154,039 | SH | SOLE | 96,291 | 0 | 57,748 | ||
SABAN CAP ACQUISITION CORP | *W EXP 09/21/202 | 78516C114 | 1 | 241,046 | SH | SOLE | 217,225 | 0 | 23,821 | ||
SCHULTZE SPL PURP ACQUISITIO | UNIT 12/31/2023 | 80821R208 | 403 | 40,000 | SH | SOLE | 0 | 0 | 40,000 | ||
SENTINEL ENERGY SVCS INC | *W EXP 11/02/202 | 81728P113 | 226 | 332,217 | SH | SOLE | 284,148 | 0 | 48,069 | ||
SPARK THERAPEUTICS INC | COM | 84652J103 | 854 | 7,500 | SH | SOLE | 5,469 | 0 | 2,031 | ||
SPARTAN ENERGY ACQUISITON CO | CL A COM STK | 846784106 | 1,255 | 127,693 | SH | SOLE | 127,693 | 0 | 0 | ||
SPARTAN ENERGY ACQUISITON CO | UNIT 99/99/9999 | 846784114 | 2,943 | 289,911 | SH | SOLE | 210,333 | 0 | 79,578 | ||
SPARTAN ENERGY ACQUISITON CO | *W EXP 08/27/202 | 846784122 | 110 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
TARGET HOSPITALITY CORP | COM | 87615L107 | 808 | 85,071 | SH | SOLE | 66,848 | 0 | 18,223 | ||
TARGET HOSPITALITY CORP | *W EXP 03/15/202 | 87615L115 | 155 | 100,522 | SH | SOLE | 83,538 | 0 | 16,984 | ||
TIBERIUS ACQUISITION CORP | UNIT 02/28/2021 | 88633A206 | 1,126 | 107,740 | SH | SOLE | 88,826 | 0 | 18,914 | ||
TRIBUNE MEDIA CO | CL A | 896047503 | 200 | 4,335 | SH | SOLE | 4,335 | 0 | 0 | ||
TRINE ACQUISITION CORP | UNIT 03/31/2021 | 89628U207 | 3,507 | 350,000 | SH | SOLE | 275,000 | 0 | 75,000 | ||
TRINITY MERGER CORP | *W EXP 05/11/202 | 89653L114 | 198 | 550,000 | SH | SOLE | 488,000 | 0 | 62,000 | ||
TRINITY MERGER CORP | UNIT 05/11/2025 | 89653L205 | 55 | 5,200 | SH | SOLE | 0 | 0 | 5,200 | ||
TUSCAN HOLDINGS CORP | UNIT 99/99/9999 | 90069K203 | 3,883 | 372,360 | SH | SOLE | 372,360 | 0 | 0 | ||
ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | 165 | 500 | SH | SOLE | 50 | 0 | 450 | ||
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 56 | 5,525 | SH | SOLE | 0 | 0 | 5,525 | ||
VANTAGE ENERGY ACQUISITION | *W EXP 04/12/202 | 92211L113 | 110 | 479,289 | SH | SOLE | 432,558 | 0 | 46,731 | ||
VANTAGE ENERGY ACQUISITION | UNIT 04/12/2024 | 92211L204 | 1,910 | 187,300 | SH | SOLE | 164,800 | 0 | 22,500 | ||
VECTOIQ ACQUISITION CORP | *W EXP 05/11/202 | 92243N111 | 118 | 273,800 | SH | SOLE | 256,156 | 0 | 17,644 | ||
VERRA MOBILITY CORP | COM | 92511U102 | 952 | 80,000 | SH | SOLE | 61,795 | 0 | 18,205 | ||
WAITR HLDGS INC | COM | 930752100 | 1,319 | 107,300 | SH | SOLE | 83,525 | 0 | 23,775 | ||
ANDINA ACQUISITION CORP III | UNIT 09/24/2020 | G04415116 | 1,061 | 105,000 | SH | SOLE | 9,545 | 0 | 95,455 | ||
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 1,534 | 150,666 | SH | SOLE | 150,666 | 0 | 0 | ||
CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 3,276 | 309,909 | SH | SOLE | 199,314 | 0 | 110,595 | ||
CAPITOL INVT CORP IV | *W EXP 01/01/202 | G18920127 | 149 | 107,922 | SH | SOLE | 107,922 | 0 | 0 | ||
COLLIER CREEK HOLDINGS | COM CL A | G22707106 | 1,439 | 144,763 | SH | SOLE | 144,763 | 0 | 0 | ||
COLLIER CREEK HOLDINGS | *W EXP 99/99/999 | G22707114 | 110 | 94,679 | SH | SOLE | 94,679 | 0 | 0 | ||
COLLIER CREEK HOLDINGS | UNIT 99/99/9999 | G22707122 | 3,762 | 364,567 | SH | SOLE | 258,942 | 0 | 105,625 | ||
CONSTELLATION ALPHA CAP CORP | *W EXP 03/23/202 | G2379F116 | 70 | 877,550 | SH | SOLE | 806,117 | 0 | 71,433 | ||
CONSTELLATION ALPHA CAP CORP | RIGHT 99/99/9999 | G2379F132 | 28 | 220,000 | SH | SOLE | 182,319 | 0 | 37,681 | ||
ARYA SCIENCES ACQUISITION CO | UNIT 10/04/2023 | G3165V117 | 1,636 | 158,056 | SH | SOLE | 138,528 | 0 | 19,528 | ||
ARYA SCIENCES ACQUISITION CO | *W EXP 10/10/202 | G3165V125 | 11 | 8,763 | SH | SOLE | 8,763 | 0 | 0 | ||
LEO HOLDINGS CORP | *W EXP 02/07/202 | G5463L113 | 52 | 66,633 | SH | SOLE | 41,523 | 0 | 25,110 | ||
LEO HOLDINGS CORP | UNIT 99/99/9999 | G5463L121 | 3,030 | 291,633 | SH | SOLE | 254,115 | 0 | 37,518 | ||
ONE MADISON CORP | COM CL A | G6772P100 | 1,887 | 184,122 | SH | SOLE | 144,666 | 0 | 39,456 | ||
ONE MADISON CORP | *W EXP 99/99/999 | G6772P126 | 219 | 190,011 | SH | SOLE | 163,657 | 0 | 26,354 | ||
REEBONZ HLDG LTD | ORD SHS | G7457R106 | 11 | 907 | SH | SOLE | 779 | 0 | 128 | ||
REEBONZ HLDG LTD | *W EXP 12/19/202 | G7457R114 | 4 | 41,966 | SH | SOLE | 36,171 | 0 | 5,795 | ||
REGALWOOD GLOBAL ENERGY LTD | UNIT 99/99/9999 | G74760110 | 2,523 | 243,780 | SH | SOLE | 211,322 | 0 | 32,458 | ||
REGALWOOD GLOBAL ENERGY LTD | *W EXP 12/05/202 | G74760128 | 155 | 159,900 | SH | SOLE | 143,161 | 0 | 16,739 | ||
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 1,626 | 159,607 | SH | SOLE | 159,607 | 0 | 0 | ||
SOCIAL CAP HEDOSOPHIA HLDGS | UNIT 99/99/9999 | G8250R111 | 3,414 | 330,816 | SH | SOLE | 286,111 | 0 | 44,705 | ||
SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 09/14/202 | G8250R129 | 315 | 393,779 | SH | SOLE | 365,955 | 0 | 27,824 | ||
THUNDER BRIDGE ACQUISITION L | UNIT 01/01/2025 | G8857R118 | 53 | 4,851 | SH | SOLE | 2,350 | 0 | 2,501 | ||
THUNDER BRIDGE ACQUISITION L | *W EXP 01/01/202 | G8857R126 | 287 | 399,214 | SH | SOLE | 345,087 | 0 | 54,127 | ||
TKK SYMPHONY ACQUISITION COR | UNIT 08/15/2023 | G88950111 | 2,910 | 282,500 | SH | SOLE | 243,267 | 0 | 39,233 | ||
TPG PACE HLDGS CORP | UNIT 99/99/9999 | G89827102 | 807 | 75,000 | SH | SOLE | 40,125 | 0 | 34,875 | ||
TPG PACE HLDGS CORP | *W EXP 06/27/202 | G89827110 | 615 | 363,970 | SH | SOLE | 302,644 | 0 | 61,326 | ||
TPG PACE HLDGS CORP | CL A | G89827128 | 3,600 | 352,616 | SH | SOLE | 286,987 | 0 | 65,629 | ||
TWELVE SEAS INVESTMENT COMPA | UNIT 06/21/2023 | G9145A123 | 3,739 | 356,129 | SH | SOLE | 338,776 | 0 | 17,353 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 2,130 | 18,000 | SH | SOLE | 14,000 | 0 | 4,000 | ||
ONESPAWORLD HOLDINGS LIMITED | COM | P73684113 | 1,215 | 88,921 | SH | SOLE | 68,162 | 0 | 20,759 | ||
INVESCO EXCHNG TRADED FD TR | SR LN ETF | 46138G508 | 5,188 | 229,150 | SH | SOLE | 0 | 0 | 229,150 | ||
SPDR SER TR | BLOOMBERG SRT TR | 78468R408 | 3,057 | 112,175 | SH | SOLE | 0 | 0 | 112,175 |