Chief Compliance Officer

0001667731-19-000160.txt : 20190515 0001667731-19-000160.hdr.sgml : 20190515 20190515160022 ACCESSION NUMBER: 0001667731-19-000160 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001167487 IRS NUMBER: 042933956 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10136 FILM NUMBER: 19827801 BUSINESS ADDRESS: STREET 1: 20 WINTHROP SQUARE, 3RD FL CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6176953504 MAIL ADDRESS: STREET 1: 20 WINTHROP SQUARE, 3RD FL CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LTD PARTNERSHIP DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167487 XXXXXXXX 03-31-2019 03-31-2019 false LONGFELLOW INVESTMENT MANAGEMENT CO LLC

20 Winthrop Square, 3rd Fl Boston MA 02110

13F HOLDINGS REPORT 028-10136 N Michelle Martin Chief Compliance Officer 617-695-3504 Michelle Martin Boston MA 05-14-2019 0 120 167265 INFORMATION TABLE 2 infotable.xml AMCI ACQUISITION CORP UNIT 01/07/2019 00165R200 1477 145905 SH SOLE 85905 0 60000 ACAMAR PARTNERS ACQSITION CO UNIT 12/30/2025 004285201 3496 349600 SH SOLE 262100 0 87500 ALLEGRO MERGER CORP UNIT 12/31/2023 01749N301 2929 279500 SH SOLE 253051 0 26449 ALTA MESA RES INC *W EXP 03/28/202 02133L117 14 376492 SH SOLE 350707 0 25785 ALTUS MIDSTREAM CO CL A 02215L100 234 39601 SH SOLE 31716 0 7885 BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 10 56500 SH SOLE 56500 0 0 BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 29 111000 SH SOLE 91300 0 19700 BLACK RIDGE ACQUISITION CORP *W EXP 07/10/202 09216T115 55 183506 SH SOLE 168354 0 15152 BLACK RIDGE ACQUISITION CORP RIGHT 07/10/2019 09216T123 53 151990 SH SOLE 141326 0 10664 CF FIN ACQUISITION CORP UNIT 04/30/2025 12528N206 3290 322550 SH SOLE 201986 0 120564 CELGENE CORP COM 151020104 708 7500 SH SOLE 7500 0 0 CHASERG TECHNLGY ACQUISITN C UNIT 09/30/2023 16166A202 1796 177868 SH SOLE 113974 0 63894 CHURCHILL CAP CORP COM CL A 17142R103 2733 203369 SH SOLE 172244 0 31125 CHURCHILL CAP CORP *W EXP 09/11/202 17142R111 487 144600 SH SOLE 122618 0 21982 CONCRETE PUMPING HLDGS INC *W EXP 08/01/202 206704116 5 4000 SH SOLE 4000 0 0 CRESCENT ACQUISITION CORP UNIT 99/99/9999 22564L204 4000 400000 SH SOLE 320000 0 80000 DFB HEALTHCARE ACQUISTION CO UNIT 01/30/2023 23291E208 2268 223455 SH SOLE 187460 0 35995 DIAMONDPEAK HLDGS COR UNIT 99/99/9999 25280H209 3758 375000 SH SOLE 275000 0 100000 FAR PT ACQUISITION CORP COM CL A 30734W109 949 95390 SH SOLE 95390 0 0 FAR PT ACQUISITION CORP *W EXP 06/01/202 30734W117 176 131560 SH SOLE 131560 0 0 FAR PT ACQUISITION CORP UNIT 06/01/2025 30734W208 2993 287749 SH SOLE 183038 0 104711 FEDERAL STR ACQUISITION CORP CL A 31421V107 18 1798 SH SOLE 0 0 1798 FINTECH ACQUISITION CORP III UNIT 12/01/2023 31811A309 2620 257163 SH SOLE 205068 0 52095 FORUM MERGER II CORP UNIT 09/30/2025 34986F202 1221 117978 SH SOLE 84512 0 33466 GTY TECHNOLOGY HOLDINGS INC COM 362409104 624 70899 SH SOLE 57386 0 13513 GTY TECHNOLOGY HOLDINGS INC *W EXP 02/19/202 362409112 159 263768 SH SOLE 263768 0 0 GS ACQUISITION HLDGS CORP COM CL A 36255F102 25 2500 SH SOLE 0 0 2500 GS ACQUISITION HLDGS CORP *W EXP 06/12/202 36255F110 35 22500 SH SOLE 15318 0 7182 GS ACQUISITION HLDGS CORP UNIT 06/12/2023 36255F201 5417 516424 SH SOLE 469888 0 46536 GIGCAPITAL INC UNIT 03/06/2025 37518N205 818 75000 SH SOLE 59372 0 15628 GORES HOLDINGS III INC CLASS A 38286G109 1750 176798 SH SOLE 176798 0 0 GORES HOLDINGS III INC *W EXP 09/11/202 38286G117 127 87266 SH SOLE 87266 0 0 GORES HOLDINGS III INC UNIT 09/07/2024 38286G208 4682 454492 SH SOLE 305108 0 149384 GORES METROPOULOS INC UNIT 99/99/9999 382872208 5844 570738 SH SOLE 471600 0 99138 GRAF INDL CORP UNIT 12/31/2025 384278206 2137 211300 SH SOLE 128768 0 82532 HENNESSY CAP ACQUSTION CORP UNIT 99/99/9999 42589C203 8271 820500 SH SOLE 695500 0 125000 IMMUNE DESIGN CORP COM 45252L103 758 129630 SH SOLE 95922 0 33708 INSURANCE ACQUISITION CORP UNIT 03/31/2024 457867307 1010 100000 SH SOLE 45455 0 54545 LEGACY ACQUISITION CORP COM CL A 524643103 772 76914 SH SOLE 76914 0 0 LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 222 738712 SH SOLE 738712 0 0 LEGACY ACQUISITION CORP UNIT 05/31/2024 524643202 2145 208846 SH SOLE 141847 0 66999 LEISURE ACQUISITION CORP UNIT 99/99/9999 52539T206 1633 159340 SH SOLE 116192 0 43148 MAGNOLIA OIL & GAS CORP CL A 559663109 774 64498 SH SOLE 52228 0 12270 MAGNOLIA OIL & GAS CORP *W EXP 07/31/202 559663117 82 24100 SH SOLE 24100 0 0 MODERN MEDIA ACQUISITION COM 60765P103 117 11302 SH SOLE 1000 0 10302 MODERN MEDIA ACQUISITION *W EXP 05/17/202 60765P111 1 3134 SH SOLE 2635 0 499 MODERN MEDIA ACQUISITION RIGHT 99/99/9999 60765P129 33 99468 SH SOLE 84264 0 15204 MONOCLE ACQUISITION CORP UNIT 99/99/9999 609754205 2520 250000 SH SOLE 136250 0 113750 MOSAIC ACQUISITION CORP COM CL A 61946M100 1123 111363 SH SOLE 111363 0 0 MOSAIC ACQUISITION CORP *W EXP 10/23/202 61946M118 260 320054 SH SOLE 290621 0 29433 MOSAIC ACQUISITION CORP UNIT 99/99/9999 61946M209 2082 201711 SH SOLE 90541 0 111170 MUDRICK CAP ACQUISITION CORP UNIT 02/01/2023 624745204 1378 130200 SH SOLE 106470 0 23730 NEBULA ACQUISITION CORP UNIT 03/12/2025 629076209 2571 250795 SH SOLE 218706 0 32089 NRC GROUP HLDGS CORP COM 629375106 1150 131750 SH SOLE 126950 0 4800 NRC GROUP HLDGS CORP *W EXP 10/17/202 629375114 385 427647 SH SOLE 427647 0 0 ORGANOGENESIS HLDGS INC *W EXP 10/07/202 68621F110 61 211113 SH SOLE 185537 0 25576 PENSARE ACQUISITION CORP COM 70957E105 484 47261 SH SOLE 29317 0 17944 PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 73 365278 SH SOLE 365278 0 0 PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 125 429612 SH SOLE 397072 0 32540 PIVOTAL ACQUISITION CORP UNIT 12/01/2025 72583A200 5090 499500 SH SOLE 425000 0 74500 PURE ACQUISITION CORP CL A 74621Q106 1130 112422 SH SOLE 112422 0 0 PURE ACQUISITION CORP *W EXP 04/17/202 74621Q114 270 243261 SH SOLE 243261 0 0 PURE ACQUISITION CORP UNIT 04/13/2023 74621Q205 1901 179660 SH SOLE 113115 0 66545 RMG ACQUISITION CORP UNIT 99/99/9999 749641205 2056 205000 SH SOLE 105000 0 100000 SABAN CAP ACQUISITION CORP COM CL A 78516C106 1584 154039 SH SOLE 96291 0 57748 SABAN CAP ACQUISITION CORP *W EXP 09/21/202 78516C114 1 241046 SH SOLE 217225 0 23821 SCHULTZE SPL PURP ACQUISITIO UNIT 12/31/2023 80821R208 403 40000 SH SOLE 0 0 40000 SENTINEL ENERGY SVCS INC *W EXP 11/02/202 81728P113 226 332217 SH SOLE 284148 0 48069 SPARK THERAPEUTICS INC COM 84652J103 854 7500 SH SOLE 5469 0 2031 SPARTAN ENERGY ACQUISITON CO CL A COM STK 846784106 1255 127693 SH SOLE 127693 0 0 SPARTAN ENERGY ACQUISITON CO UNIT 99/99/9999 846784114 2943 289911 SH SOLE 210333 0 79578 SPARTAN ENERGY ACQUISITON CO *W EXP 08/27/202 846784122 110 100000 SH SOLE 100000 0 0 TARGET HOSPITALITY CORP COM 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CORP COM 92511U102 952 80000 SH SOLE 61795 0 18205 WAITR HLDGS INC COM 930752100 1319 107300 SH SOLE 83525 0 23775 ANDINA ACQUISITION CORP III UNIT 09/24/2020 G04415116 1061 105000 SH SOLE 9545 0 95455 CAPITOL INVT CORP IV CL A ORD G18920101 1534 150666 SH SOLE 150666 0 0 CAPITOL INVT CORP IV UNIT 99/99/9999 G18920119 3276 309909 SH SOLE 199314 0 110595 CAPITOL INVT CORP IV *W EXP 01/01/202 G18920127 149 107922 SH SOLE 107922 0 0 COLLIER CREEK HOLDINGS COM CL A G22707106 1439 144763 SH SOLE 144763 0 0 COLLIER CREEK HOLDINGS *W EXP 99/99/999 G22707114 110 94679 SH SOLE 94679 0 0 COLLIER CREEK HOLDINGS UNIT 99/99/9999 G22707122 3762 364567 SH SOLE 258942 0 105625 CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 70 877550 SH SOLE 806117 0 71433 CONSTELLATION ALPHA CAP CORP RIGHT 99/99/9999 G2379F132 28 220000 SH SOLE 182319 0 37681 ARYA SCIENCES ACQUISITION CO UNIT 10/04/2023 G3165V117 1636 158056 SH SOLE 138528 0 19528 ARYA SCIENCES ACQUISITION CO *W EXP 10/10/202 G3165V125 11 8763 SH SOLE 8763 0 0 LEO HOLDINGS CORP *W EXP 02/07/202 G5463L113 52 66633 SH SOLE 41523 0 25110 LEO HOLDINGS CORP UNIT 99/99/9999 G5463L121 3030 291633 SH SOLE 254115 0 37518 ONE MADISON CORP COM CL A G6772P100 1887 184122 SH SOLE 144666 0 39456 ONE MADISON CORP *W EXP 99/99/999 G6772P126 219 190011 SH SOLE 163657 0 26354 REEBONZ HLDG LTD ORD SHS G7457R106 11 907 SH SOLE 779 0 128 REEBONZ HLDG LTD *W EXP 12/19/202 G7457R114 4 41966 SH SOLE 36171 0 5795 REGALWOOD GLOBAL ENERGY LTD UNIT 99/99/9999 G74760110 2523 243780 SH SOLE 211322 0 32458 REGALWOOD GLOBAL ENERGY LTD *W EXP 12/05/202 G74760128 155 159900 SH SOLE 143161 0 16739 SOCIAL CAP HEDOSOPHIA HLDGS CL A G8250R103 1626 159607 SH SOLE 159607 0 0 SOCIAL CAP HEDOSOPHIA HLDGS UNIT 99/99/9999 G8250R111 3414 330816 SH SOLE 286111 0 44705 SOCIAL CAP HEDOSOPHIA HLDGS *W EXP 09/14/202 G8250R129 315 393779 SH SOLE 365955 0 27824 THUNDER BRIDGE ACQUISITION L UNIT 01/01/2025 G8857R118 53 4851 SH SOLE 2350 0 2501 THUNDER BRIDGE ACQUISITION L *W EXP 01/01/202 G8857R126 287 399214 SH SOLE 345087 0 54127 TKK SYMPHONY ACQUISITION COR UNIT 08/15/2023 G88950111 2910 282500 SH SOLE 243267 0 39233 TPG PACE HLDGS CORP UNIT 99/99/9999 G89827102 807 75000 SH SOLE 40125 0 34875 TPG PACE HLDGS CORP *W EXP 06/27/202 G89827110 615 363970 SH SOLE 302644 0 61326 TPG PACE HLDGS CORP CL A G89827128 3600 352616 SH SOLE 286987 0 65629 TWELVE SEAS INVESTMENT COMPA UNIT 06/21/2023 G9145A123 3739 356129 SH SOLE 338776 0 17353 MELLANOX TECHNOLOGIES LTD SHS M51363113 2130 18000 SH SOLE 14000 0 4000 ONESPAWORLD HOLDINGS LIMITED COM P73684113 1215 88921 SH SOLE 68162 0 20759 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 5188 229150 SH SOLE 0 0 229150 SPDR SER TR BLOOMBERG SRT TR 78468R408 3057 112175 SH SOLE 0 0 112175