0001667731-18-000272.txt : 20181113 0001667731-18-000272.hdr.sgml : 20181113 20181113152204 ACCESSION NUMBER: 0001667731-18-000272 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001167487 IRS NUMBER: 042933956 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10136 FILM NUMBER: 181177550 BUSINESS ADDRESS: STREET 1: 20 WINTHROP SQUARE, 3RD FL CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6176953504 MAIL ADDRESS: STREET 1: 20 WINTHROP SQUARE, 3RD FL CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LTD PARTNERSHIP DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167487 XXXXXXXX 09-30-2018 09-30-2018 false LONGFELLOW INVESTMENT MANAGEMENT CO LLC

20 Winthrop Square, 3rd Fl Boston MA 02110

13F HOLDINGS REPORT 028-10136 N Michelle Martin 617-695-3504 Michelle Martin Boston MA 11-13-2018 0 108 401562 INFORMATION TABLE 2 infotable.xml AETNA INC NEW COM 00817Y108 10143 50000 SH SOLE 46360 0 3640 AKORN INC COM 009728106 4982 383818 SH SOLE 359203 0 24615 ALLEGRO MERGER CORP UNIT 12/31/2023 01749N301 3702 360500 SH SOLE 312500 0 48000 ALTA MESA RES INC *W EXP 03/28/202 02133L117 188 376492 SH SOLE 350707 0 25785 ALTA MESA RES INC CL A 02133L109 2531 605459 SH SOLE 562952 0 42507 ANDEAVOR COM 03349M105 13048 85000 SH SOLE 79160 0 5840 AV HOMES INC COM 00234P102 3678 183910 SH SOLE 163940 0 19970 AVISTA CORP COM 05379B107 7581 149932 SH SOLE 139890 0 10042 AVISTA HEALTHCARE PUB ACQ CO *W EXP 10/07/202 G0726L117 179 896122 SH SOLE 831970 0 64152 BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 25 56500 SH SOLE 46650 0 9850 BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 57 113000 SH SOLE 93300 0 19700 BIG ROCK PARTNERS ACQUISI CO COM 089482103 972 97067 SH SOLE 80145 0 16922 BLACK RIDGE ACQUISITION CORP RIGHT 07/10/2019 09216T123 63 170000 SH SOLE 158703 0 11297 BLACK RIDGE ACQUISITION CORP *W EXP 07/10/202 09216T115 122 270000 SH SOLE 252057 0 17943 CA INC COM 12673P105 8168 185000 SH SOLE 166860 0 18140 CAPITOL INVT CORP IV CL A ORD G18920101 2390 241200 SH SOLE 220019 0 21181 CAPITOL INVT CORP IV UNIT 99/99/9999 G18920119 4441 427801 SH SOLE 401524 0 26277 CHURCHILL CAP CORP UNIT 99/99/9999 17142R202 10141 1001100 SH SOLE 866100 0 135000 CONSTELLATION ALPHA CAP CORP SHS G2379F108 1678 165817 SH SOLE 136491 0 29326 CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 193 877550 SH SOLE 806117 0 71433 CONSTELLATION ALPHA CAP CORP RIGHT 99/99/9999 G2379F132 86 216200 SH SOLE 182163 0 34037 DFB HEALTHCARE ACQUISTION CO UNIT 01/30/2023 23291E208 2447 231051 SH SOLE 202697 0 28354 DRAPER OAKWOOD TECHNOLOGY UNIT 09/30/2024 26146L202 906 82325 SH SOLE 72988 0 9337 ENERGY XXI GULF COAST INC COM 29276K101 3471 415200 SH SOLE 365200 0 50000 ENVISION HEALTHCARE CORP COM 29414D100 5259 115000 SH SOLE 106000 0 9000 EXPRESS SCRIPTS HLDG CO COM 30219G108 6651 70000 SH SOLE 63000 0 7000 FAR PT ACQUISITION CORP UNIT 06/01/2025 30734W208 7367 716632 SH SOLE 664632 0 52000 FEDERAL STR ACQUISITION CORP UNIT 99/99/9999 31421V206 0 2 SH SOLE 2 0 0 FEDERAL STR ACQUISITION CORP *W EXP 07/24/202 31421V115 635 437661 SH SOLE 404130 0 33531 FEDERAL STR ACQUISITION CORP CL A 31421V107 7427 734656 SH SOLE 669248 0 65408 FOREST CITY RLTY TR INC COM CL A 345605109 11291 450000 SH SOLE 417750 0 32250 FORUM MERGER II CORP UNIT 09/30/2025 34986F202 3603 355671 SH SOLE 306020 0 49651 GIGCAPITAL INC UNIT 03/06/2025 37518N205 2952 274900 SH SOLE 252086 0 22814 GORES HLDGS II INC COM CL A 382867109 5205 490131 SH SOLE 448940 0 41191 GORES HLDGS II INC *W EXP 01/13/202 382867117 205 96759 SH SOLE 90851 0 5908 GORES HOLDINGS III INC UNIT 09/07/2024 38286G208 10210 1000000 SH SOLE 850000 0 150000 GRAMERCY PPTY TR COM NEW 385002308 6997 255000 SH SOLE 237653 0 17347 GS ACQUISITION HLDGS CORP COM CL A 36255F102 2771 284155 SH SOLE 250058 0 34097 GS ACQUISITION HLDGS CORP UNIT 06/12/2023 36255F201 4575 441180 SH SOLE 416637 0 24543 GTY TECHNOLOGY HOLDINGS INC UNIT 99/99/9999 G4182A110 98 9102 SH SOLE 4234 0 4868 GTY TECHNOLOGY HOLDINGS INC CL A G4182A102 5656 557817 SH SOLE 514293 0 43524 GTY TECHNOLOGY HOLDINGS INC *W EXP 10/25/202 G4182A128 311 248814 SH SOLE 227767 0 21047 HAYMAKER ACQUISITION CORP UNIT 10/19/2022 420870206 8932 854921 SH SOLE 776334 0 78587 HENNESSY CAP ACQUSTON CORP I *W EXP 06/15/202 42588L113 379 252647 SH SOLE 230518 0 22129 HENNESSY CAP ACQUSTON CORP I COM 42588L105 1579 155000 SH SOLE 135178 0 19822 HL ACQUISITIONS CORP UNIT 06/21/2023 G4603R114 1018 99201 SH SOLE 82201 0 17000 INDUSTREA ACQUISITION CORP *W EXP 08/01/202 45579J112 149 149000 SH SOLE 134882 0 14118 INVUITY INC COM NEW 46187J205 2527 341512 SH SOLE 269939 0 71573 KAPSTONE PAPER & PACKAGING C COM 48562P103 10173 300000 SH SOLE 279050 0 20950 KAYNE ANDERSON ACQUISITION COM CL A 48661U102 5616 552781 SH SOLE 498555 0 54226 KAYNE ANDERSON ACQUISITION *W EXP 06/30/202 48661U110 607 436486 SH SOLE 397604 0 38882 LANDCADIA HLDGS INC *W EXP 06/01/202 51476W115 325 273305 SH SOLE 251200 0 22105 LANDCADIA HLDGS INC CL A 51476W107 6468 596657 SH SOLE 543846 0 52811 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 3123 90288 SH SOLE 84594 0 5694 LEGACY ACQUISITION CORP UNIT 05/31/2024 524643202 8648 853700 SH SOLE 786701 0 66999 LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 139 311898 SH SOLE 288736 0 23162 LEISURE ACQUISITION CORP UNIT 99/99/9999 52539T206 3947 387762 SH SOLE 358251 0 29511 LENNAR CORP CL A 526057104 67 1430 SH SOLE 0 0 1430 LENNAR CORP CL B 526057302 1100 28570 SH SOLE 25400 0 3170 LEO HOLDINGS CORP UNIT 99/99/9999 G5463L121 3601 350300 SH SOLE 312782 0 37518 MAGNOLIA OIL & GAS CORP *W EXP 07/31/202 559663117 638 136299 SH SOLE 125915 0 10384 MAGNOLIA OIL & GAS CORP CL A 559663109 4316 287535 SH SOLE 265469 0 22066 MATLIN & PARTNERS ACQUISITIO *W EXP 05/28/202 57682V114 123 164407 SH SOLE 147158 0 17249 MITEL NETWORKS CORP COM 60671Q104 5510 500000 SH SOLE 464800 0 35200 MODERN MEDIA ACQUISITION UNIT 99/99/9999 60765P202 1079 99480 SH SOLE 84276 0 15204 MOSAIC ACQUISITION CORP UNIT 99/99/9999 G62848117 10959 1074674 SH SOLE 997474 0 77200 MUDRICK CAP ACQUISITION CORP UNIT 02/01/2023 624745204 3090 300000 SH SOLE 275975 0 24025 NEBULA ACQUISITION CORP UNIT 03/12/2025 629076209 3889 381290 SH SOLE 350098 0 31192 NEW FRONTIER CORP UNIT 99/99/9999 G6485P116 1940 190166 SH SOLE 168628 0 21538 NXP SEMICONDUCTORS N V COM N6596X109 13791 161300 SH SOLE 149790 0 11510 ONE MADISON CORP UNIT 99/99/9999 G6772P118 6259 603523 SH SOLE 552683 0 50840 PENSARE ACQUISITION CORP COM 70957E105 7713 774401 SH SOLE 728861 0 45540 PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 247 550556 SH SOLE 518016 0 32540 PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 143 275278 SH SOLE 259008 0 16270 PLATINUM EAGLE ACQUISITIN CO *W EXP 01/17/202 G7126L118 30 21900 SH SOLE 18783 0 3117 PLATINUM EAGLE ACQUISITIN CO UNIT 01/09/2023 G7126L126 4926 474069 SH SOLE 432978 0 41091 PLATINUM EAGLE ACQUISITIN CO SHS CL A G7126L100 255 25995 SH SOLE 20281 0 5714 PURE ACQUISITION CORP UNIT 04/13/2023 74621Q205 8719 840357 SH SOLE 776712 0 63645 REGALWOOD GLOBAL ENERGY LTD UNIT 99/99/9999 G74760110 3066 297630 SH SOLE 276764 0 20866 ROCKWELL COLLINS INC COM 774341101 9636 68600 SH SOLE 68600 0 0 SABAN CAP ACQUISITION CORP *W EXP 09/21/202 78516C114 321 291446 SH SOLE 263774 0 27672 SABAN CAP ACQUISITION CORP COM CL A 78516C106 4893 482984 SH SOLE 442211 0 40773 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 98 1032 SH SOLE 1032 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 120 1025 SH SOLE 1025 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 89 2718 SH SOLE 2718 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 357 4745 SH SOLE 4745 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 30 381 SH SOLE 381 0 0 SENTINEL ENERGY SVCS INC UNIT 11/02/2022 G8062D128 4194 406353 SH SOLE 370146 0 36207 SOCIAL CAP HEDOSOPHIA HLDGS UNIT 99/99/9999 G8250R111 5171 506960 SH SOLE 464331 0 42629 SOCIAL CAP HEDOSOPHIA HLDGS *W EXP 09/14/202 G8250R129 326 304950 SH SOLE 277126 0 27824 SPARTAN ENERGY ACQUISITON CO UNIT 99/99/9999 846784114 10085 993589 SH SOLE 914011 0 79578 SPARTON CORP COM 847235108 2332 161640 SH SOLE 133540 0 28100 THUNDER BRIDGE ACQUISITION L *W EXP 01/01/202 G8857R126 134 300000 SH SOLE 280000 0 20000 THUNDER BRIDGE ACQUISITION L SHS CLASS A G8857R100 792 81520 SH SOLE 68727 0 12793 THUNDER BRIDGE ACQUISITION L UNIT 01/01/2025 G8857R118 1 117 SH SOLE 117 0 0 TIBERIUS ACQUISITION CORP UNIT 02/28/2021 88633A206 944 92100 SH SOLE 77778 0 14322 TKK SYMPHONY ACQUISITION COR UNIT 08/15/2023 G88950111 5901 584289 SH SOLE 513438 0 70851 TPG PACE HLDGS CORP *W EXP 06/27/202 G89827110 551 314970 SH SOLE 300591 0 14379 TPG PACE HLDGS CORP CL A G89827128 8559 849916 SH SOLE 783932 0 65984 TRIBUNE MEDIA CO CL A 896047503 12874 335000 SH SOLE 310710 0 24290 TRINITY MERGER CORP UNIT 05/11/2025 89653L205 2372 230704 SH SOLE 201612 0 29092 TWELVE SEAS INVESTMENT COMPA UNIT 06/21/2023 G9145A123 5238 506079 SH SOLE 483094 0 22985 TWENTY FIRST CENTY FOX INC CL B 90130A200 15162 330900 SH SOLE 308455 0 22445 U S G CORP COM NEW 903293405 1732 40000 SH SOLE 37270 0 2730 VANTAGE ENERGY ACQUISITION COM CL A 92211L105 8650 866781 SH SOLE 803623 0 63158 VANTAGE ENERGY ACQUISITION *W EXP 04/12/202 92211L113 284 210389 SH SOLE 197789 0 12600 VECTOIQ ACQUISITION CORP *W EXP 05/11/202 92243N111 152 248800 SH SOLE 233690 0 15110 XCERRA CORP COM 98400J108 3068 215010 SH SOLE 201660 0 13350