Authorized Signatory

0001085146-24-001458.txt : 20240214 0001085146-24-001458.hdr.sgml : 20240214 20240214161038 ACCESSION NUMBER: 0001085146-24-001458 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 EFFECTIVENESS DATE: 20240214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AQR Arbitrage LLC CENTRAL INDEX KEY: 0001167456 ORGANIZATION NAME: IRS NUMBER: 134172062 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10114 FILM NUMBER: 24638151 BUSINESS ADDRESS: STREET 1: ONE GREENWICH PLAZA STREET 2: SUITE 130 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-742-3600 MAIL ADDRESS: STREET 1: ONE GREENWICH PLAZA STREET 2: SUITE 130 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: CNH PARTNERS LLC DATE OF NAME CHANGE: 20020213 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001167456 XXXXXXXX 12-31-2023 12-31-2023 false AQR Arbitrage LLC

ONE GREENWICH PLAZA SUITE 130 Greenwich CT 06830

13F HOLDINGS REPORT 028-10114 000114626 801-60678 N Henry Parkin Authorized Signatory 203-742-3600 /s/ Henry Parkin Greenwich CT 02-14-2024 2 691 2475869260 false 1 0001633376 028-16752 AQR Capital Management Holdings, LLC 2 0001167557 028-10120 000111883 801-55543 AQR CAPITAL MANAGEMENT LLC INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 10X CAPITAL VENTURE ACQ III *W EXP 06/30/202 G87077114 43955 780731 SH DFND 780731 0 0 180 LIFE SCIENCES CORP *W EXP 11/07/202 68236V112 938 223232 SH DFND 223232 0 0 3D SYS CORP DEL NOTE 11/1 88554DAD8 13721588 17925000 PRN DFND 17925000 0 0 8X8 INC NEW NOTE 4.000% 2/0 282914AE0 16538025 19075000 PRN DFND 19075000 0 0 99 ACQUISITION GROUP INC *W EXP 08/25/202 65445K119 800 50000 SH DFND 50000 0 0 99 ACQUISITION GROUP INC CL A 65445K101 BBG01JNV75Y7 4585500 450000 SH DFND 450000 0 0 99 ACQUISITION GROUP INC RIGHT 08/25/2028 65445K127 BBG01JNVB0X4 7500 50000 SH DFND 50000 0 0 A SPAC I ACQUISITION CORP *W EXP 05/21/202 G0542S130 1603 106869 SH DFND 106869 0 0 A SPAC I ACQUISITION CORP RIGHT 12/09/2026 G0542S114 BBG01635TZM7 22013 145688 SH DFND 145688 0 0 A SPAC II ACQUISITION CORP *W EXP 10/15/202 G0543H117 1921 204340 SH DFND 204340 0 0 A SPAC II ACQUISITION CORP ORD SHS CL A G0543H109 BBG016DX8D38 2171967 199997 SH DFND 199997 0 0 A SPAC II ACQUISITION CORP RIGHT 10/15/2026 G0543H133 BBG017TG8NV3 36781 408681 SH DFND 408681 0 0 ABLE VIEW GLOBAL INC *W EXP 08/18/202 G1149B116 5688 184688 SH DFND 184688 0 0 ABRDN EMRG MKTS EQTY INCM FD COM 00301W105 BBG001S5QCR1 383531 75055 SH DFND 75055 0 0 ABRDN GLOBAL DYNAMIC DIVIDEN COM 00302M106 BBG001SMLZ16 1790749 191729 SH DFND 191729 0 0 ABRDN GLOBAL INFRA INCOME FU COM SHS BEN INT 00326W106 BBG00VQRLH39 1318518 73496 SH DFND 73496 0 0 ABRDN HEALTHCARE INVESTORS SH BEN INT 87911J103 BBG001S5S013 8291926 500418 SH DFND 500418 0 0 ABRDN HEALTHCARE OPPORTUNITI SHS 879105104 BBG0069FLDK9 6852752 378396 SH DFND 378396 0 0 ABRDN LIFE SCIENCES INVESTOR SH BEN INT 87911K100 BBG001S6TBF1 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ACQUISITION CORP CLASS A ORD SHS G1995D109 BBG013KBCH95 3818500 350000 SH DFND 350000 0 0 CBRE GBL REAL ESTATE INC FD COM 12504G100 BBG001SJ9SR5 2784433 512787 SH DFND 512787 0 0 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 BBG001SLHT35 1368763 31080 SH DFND 31080 0 0 CENTRAL SECS CORP COM 155123102 BBG001S5PP20 2647564 70097 SH DFND 70097 0 0 CEREVEL THERAPEUTICS HLDNG I COM 15678U128 BBG00VCYVLJ2 39591594 933764 SH DFND 933764 0 0 CETUS CAP ACQUISITION CORP *W EXP 01/31/202 15719Y113 1640 114712 SH DFND 114712 0 0 CETUS CAP ACQUISITION CORP CLASS A COM 15719Y105 BBG01909CJZ6 4878017 464573 SH DFND 464573 0 0 CETUS CAP ACQUISITION CORP RIGHT 03/31/2024 15719Y121 BBG01G0DJMG8 20064 114912 SH DFND 114912 0 0 CF ACQUISITION CORP VII *W EXP 03/16/202 12521H115 4052 139709 SH DFND 139709 0 0 CF ACQUISITION CORP VII CLASS A COM 12521H107 BBG00ZDR6RS2 6644746 612419 SH DFND 612419 0 0 CHEFS WHSE INC NOTE 2.375%12/1 163086AE1 10520242 11025000 PRN DFND 11025000 0 0 CHENGHE ACQUISITION CO CLASS A ORD G2086M107 BBG016M1QVF5 2840409 258219 SH DFND 258219 0 0 CHICOS FAS INC COM 168615102 BBG001S976G9 14981104 1976399 SH DFND 1976399 0 0 CHURCHILL CAPITAL CORP VII *W EXP 02/29/202 17144M110 3044 23400 SH DFND 23400 0 0 CLEAN ENERGY SPL SITUATIONS *W EXP 12/01/202 85205U115 3697 49298 SH DFND 49298 0 0 CLIMATEROCK *W EXP 04/25/202 G2311X118 5836 194547 SH DFND 194547 0 0 CLIMATEROCK CLASS A ORD G2311X100 BBG0161K4219 545248 49568 SH DFND 49568 0 0 CLIMATEROCK RIGHT 10/31/2028 G2311X134 BBG017XHT8M6 42800 389095 SH DFND 389095 0 0 CLOUGH GLOBAL EQUITY FD COM 18914C100 BBG001SMM7Q0 1963693 331425 SH DFND 331425 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 BBG001SPR742 1192658 253757 SH DFND 253757 0 0 CLOVER LEAF CAPITAL CORP RIGHT 05/31/2028 18915E121 BBG012FF6FZ6 37713 290100 SH DFND 290100 0 0 COHEN & STEERS LTD DURATION COM 19248C105 BBG002YMSBV0 2818371 152923 SH DFND 152923 0 0 COHEN & STEERS QUALITY INCOM COM 19247L106 BBG001SG5559 324690 26527 SH DFND 26527 0 0 COHERUS BIOSCIENCES INC NOTE 1.500% 4/1 19249HAB9 5816563 10255000 PRN DFND 10255000 0 0 COLISEUM ACQUISITION CORP *W EXP 08/22/202 G2263T107 3375 84369 SH DFND 84369 0 0 COLOMBIER ACQUISITION CORP I UNIT 99/99/9999 G2283U126 BBG01JNX4K82 12972960 1287000 SH DFND 1287000 0 0 COMPASS DIGITAL ACQUISITN CO *W EXP 09/29/202 G2476C123 9027 182735 SH DFND 182735 0 0 COMPOSECURE INC *W EXP 12/27/202 20459V113 6163 16519 SH DFND 16519 0 0 CONCORD ACQUISITION CORP II *W EXP 99/99/999 20607U116 31725 244040 SH DFND 244040 0 0 CONCORD ACQUISITION CORP III *W EXP 99/99/999 20607V114 57813 578133 SH DFND 578133 0 0 CONDUIT PHARMACEUTICALS INC *W EXP 09/22/202 20678X114 15643 225727 SH DFND 225727 0 0 CONSTELLATION ACQUISITN CORP *W EXP 01/29/202 G2R18K113 367 19332 SH DFND 19332 0 0 CONX CORP *W EXP 10/30/202 212873111 38250 124999 SH DFND 124999 0 0 CORNER GROWTH ACQUISITION CO *W EXP 99/99/999 G2425N113 9333 133333 SH DFND 133333 0 0 CORNER GROWTH ACQUISITN CORP *W EXP 04/09/202 G2426E120 3392 113065 SH DFND 113065 0 0 CSLM ACQUISITION CORP *W EXP 06/01/202 G2365L119 15997 358668 SH DFND 358668 0 0 CSLM ACQUISITION CORP RIGHT 07/01/2023 G2365L127 BBG015ST6523 43040 717337 SH DFND 717337 0 0 CUTERA INC NOTE 2.250% 6/0 232109AD0 1735913 6613000 PRN DFND 6613000 0 0 CUTERA INC NOTE 4.000% 6/0 232109AG3 359598 1642000 PRN DFND 1642000 0 0 CYTOKINETICS INC NOTE 3.500% 7/0 23282WAC4 19520160 11091000 PRN DFND 11091000 0 0 DEEP MEDICINE ACQUISITION CO RIGHT 10/22/2026 243733110 BBG013V14VP5 110791 369302 SH DFND 369302 0 0 DENALI CAPITAL ACQUISITN COR *W EXP 03/28/202 G6256B114 8128 162244 SH DFND 162244 0 0 DENALI CAPITAL ACQUISITN COR CLASS A ORD G6256B106 BBG015Q8ZWL9 1649340 162177 SH DFND 162177 0 0 DHC ACQUISITION CORP *W EXP 02/25/202 G2758T117 677 33865 SH DFND 33865 0 0 DIGITAL HEALTH ACQUISITION C *W EXP 11/02/202 253893119 5100 196140 SH DFND 196140 0 0 DIGITALOCEAN HLDGS INC NOTE 12/0 25402DAB8 15592720 18800000 PRN DFND 18800000 0 0 DIRECT SELLING ACQUISITIN CO CL A COM 25460L103 BBG012C78YM8 2660098 244272 SH DFND 244272 0 0 DISH NETWORK CORPORATION CL A 25470M109 BBG001S7TPQ6 7895051 1368293 SH DFND 1368293 0 0 DISH NETWORK CORPORATION NOTE 12/1 25470MAF6 56250 90000 PRN DFND 90000 0 0 DISH NETWORK CORPORATION NOTE 2.375% 3/1 25470MAD1 39750 40000 PRN DFND 40000 0 0 DISTOKEN ACQUISITION CORP *W EXP 11/30/202 G27740102 2500 125000 SH DFND 125000 0 0 DISTOKEN ACQUISITION CORP ORDINARY SHARES G27740110 BBG00Y49RF08 953979 89998 SH DFND 89998 0 0 DISTOKEN ACQUISITION CORP RIGHT 99/99/9999 G27740136 BBG01G2GTPY1 13763 125000 SH DFND 125000 0 0 DMY SQUARED TECHNOLOGY GROUP *W EXP 99/99/999 233276112 3414 22759 SH DFND 22759 0 0 DMY SQUARED TECHNOLOGY GROUP CL A COM 233276104 BBG019LXCZG5 1579188 148980 SH DFND 148980 0 0 DP CAP ACQUISITION CORP I *W EXP 11/08/202 G2R05B126 2837 141861 SH DFND 141861 0 0 DRAFTKINGS INC NEW NOTE 3/1 26142RAB0 25063178 30885000 PRN DFND 30885000 0 0 DUET ACQUISITION CORP *W EXP 07/19/202 26431Q114 12391 247820 SH DFND 247820 0 0 DUET ACQUISITION CORP CLASS A COM 26431Q106 BBG014GCBXM7 4359285 397745 SH DFND 397745 0 0 DUFF & PHELPS UTLITY AND INF COM 26433C105 BBG001V0S779 969333 105707 SH DFND 105707 0 0 DWS MUN INCOME TR NEW COM 233368109 BBG001S63VH3 2588901 291215 SH DFND 291215 0 0 EATON VANCE CALIF MUN BD FD COM 27828A100 BBG001SKX9R7 1566215 171171 SH DFND 171171 0 0 EATON VANCE LTD DURATION INC COM 27828H105 BBG001S9B8R8 6544644 683157 SH DFND 683157 0 0 EATON VANCE MUN BD FD COM 27827X101 BBG001S6S949 4632682 457323 SH DFND 457323 0 0 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 BBG001SCBSL3 3262567 332237 SH DFND 332237 0 0 EATON VANCE NEW YORK MUN BD COM 27827Y109 BBG001SKX9S6 532352 55166 SH DFND 55166 0 0 EATON VANCE TAX ADVT DIV INC COM 27828G107 BBG001SBKCG6 3658234 164415 SH DFND 164415 0 0 EATON VANCE TAX MNGED BUY WR COM 27828X100 BBG001SDC8B5 494343 38085 SH DFND 38085 0 0 EATON VANCE TAX-ADVANTAGED G COM 27828U106 BBG001SK6L81 1268641 53665 SH DFND 53665 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829C105 BBG001SGGKG2 6836403 879846 SH DFND 879846 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829F108 BBG001SPXHX1 9297929 1204395 SH DFND 1204395 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 BBG001SJ9S68 5738811 335603 SH DFND 335603 0 0 ECD AUTOMOTIVE DESIGN INC *W EXP 12/12/202 27877D112 3187 132774 SH DFND 132774 0 0 EDIFY ACQUISITION CORP *W EXP 11/25/202 28059Q111 878 61000 SH DFND 61000 0 0 EDOC ACQUISITION CORP *W EXP 11/30/202 G4000A110 1290 100000 SH DFND 100000 0 0 EDOC ACQUISITION CORP RIGHT 11/30/2027 G4000A136 BBG00YGCK801 7000 100000 SH DFND 100000 0 0 ELLSWORTH GROWTH & INCOME FD COM 289074106 BBG001S5QR43 816112 101004 SH DFND 101004 0 0 EMBRACE CHANGE ACQUISITN COR *W EXP 10/25/202 G3034H125 2512 193214 SH DFND 193214 0 0 EMBRACE CHANGE ACQUISITN COR ORDINARY SHARES G3034H109 BBG011YXMSG3 2115606 193206 SH DFND 193206 0 0 EMBRACE CHANGE ACQUISITN COR RIGHT 10/25/2026 G3034H141 BBG019VR7686 29175 193214 SH DFND 193214 0 0 ENERGEM CORP *W EXP 11/15/202 G30449121 1791 119380 SH DFND 119380 0 0 ENGAGESMART INC COMMON STOCK 29283F103 BBG00WHNM2H3 2938162 128304 SH DFND 128304 0 0 ENGENE HOLDINGS INC *W EXP 10/31/202 29286M113 108238 127339 SH DFND 127339 0 0 ENPHASE ENERGY INC NOTE 3/0 29355AAK3 1126944 1260000 PRN DFND 1260000 0 0 ENPHASE ENERGY INC NOTE 3/0 29355AAH0 50380 55000 PRN DFND 55000 0 0 ENPHYS ACQUISITION CORP *W EXP 99/99/999 G3167L117 27185 543699 SH DFND 543699 0 0 ENVESTNET INC NOTE 2.625%12/0 29404KAG1 9441656 9525000 PRN DFND 9525000 0 0 ENVOY MEDICAL INC *W EXP 09/29/202 29415V117 877 43850 SH DFND 43850 0 0 ESGEN ACQUISITION CORP *W EXP 10/18/202 G3R95N111 10635 265868 SH DFND 265868 0 0 ESGL HLDGS LTD *W EXP 10/19/202 G3R95P116 312 82203 SH DFND 82203 0 0 ESH ACQUISITION CORP COM 296424104 BBG0180WRZK1 8176000 800000 SH DFND 800000 0 0 ESH ACQUISITION CORP RIGHT 99/99/9999 296424112 BBG01HHQZHS9 66060 600000 SH DFND 600000 0 0 ETSY INC NOTE 0.125% 9/0 29786AAL0 855600 1000000 PRN DFND 1000000 0 0 ETSY INC NOTE 0.125%10/0 29786AAJ5 103905 90000 PRN DFND 90000 0 0 ETSY INC NOTE 0.250% 6/1 29786AAN6 34252215 42650000 PRN DFND 42650000 0 0 EUDA HEALTH HOLDINGS LTD *W EXP 09/24/202 G3142E121 19636 141676 SH DFND 141676 0 0 EVE MOBILITY ACQUISITION COR *W EXP 12/31/202 G3218G117 14689 367217 SH DFND 367217 0 0 EVENTBRITE INC NOTE 0.750% 9/1 29975EAD1 10364127 11860000 PRN DFND 11860000 0 0 EVEREST CONSOLIDATOR ACQ COR *W EXP 99/99/999 29978K110 24566 188966 SH DFND 188966 0 0 EVERGREEN CORPORATION *W EXP 02/08/202 G3312W117 6684 332544 SH DFND 332544 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/0 30063PAC9 13806720 14688000 PRN DFND 14688000 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 16618080 17088000 PRN DFND 17088000 0 0 EXCELFIN ACQUISITION CORP *W EXP 10/25/202 30069X110 2985 147064 SH DFND 147064 0 0 EXCELFIN ACQUISITION CORP COM CL A 30069X102 BBG012TVXTM0 2354000 220000 SH DFND 220000 0 0 EZCORP INC NOTE 2.375% 5/0 302301AE6 4573238 4875000 PRN DFND 4875000 0 0 FEDERATED HERMES PREM MUNI I COM 31423P108 BBG001SFSHM1 1572350 143071 SH DFND 143071 0 0 FEUTUNE LIGHT ACQUISITION CO *W EXP 06/01/202 31561T110 4311 359290 SH DFND 359290 0 0 FEUTUNE LIGHT ACQUISITION CO CL A COM 31561T102 BBG016QY23W8 3513261 325001 SH DFND 325001 0 0 FEUTUNE LIGHT ACQUISITION CO RIGHT 06/01/2029 31561T128 BBG0192Y59N2 30540 359290 SH DFND 359290 0 0 FINNOVATE ACQUISITION CORP *W EXP 09/30/202 G3R34K111 1629 232724 SH DFND 232724 0 0 FINTECH ECOSYSTEM DEVE *W EXP 04/01/202 318136116 115 12334 SH DFND 12334 0 0 FINTECH ECOSYSTEM DEVE CLASS A COM 318136108 BBG0110XD972 981165 91612 SH DFND 91612 0 0 FINTECH ECOSYSTEM DEVE RIGHT 04/01/2026 318136124 BBG0110XF0D2 2467 24669 SH DFND 24669 0 0 FIRST TR ENERGY INCOME & GRO COM 33738G104 BBG001SB1L77 1716604 118550 SH DFND 118550 0 0 FIRST TR HIGH INCOME LONG / COM 33738E109 BBG001T9DWN6 621716 51424 SH DFND 51424 0 0 FIRST TR HIGH YIELD OPPRT 20 COM 33741Q107 BBG00TJJ13N1 3084311 221415 SH DFND 221415 0 0 FIRST TR SR FLTG RATE INCOME COM 33733U108 BBG001SLKS51 1298855 128727 SH DFND 128727 0 0 FLAHERTY & CRUMRINE PFD INCO COM 338480106 BBG001S6PG82 970493 98228 SH DFND 98228 0 0 FLAHERTY & CRUMRINE PFD INCO COM 33848E106 BBG001S6ZT10 479399 60226 SH DFND 60226 0 0 FLAHERTY & CRUMRINE PFD SECS COM 338478100 BBG001SJF1Q8 5623481 404567 SH DFND 404567 0 0 FLAHERTY & CRUMRINE TOTAL RE COM 338479108 BBG001SLJ198 1519253 104416 SH DFND 104416 0 0 FLAME ACQUISITION CORP *W EXP 02/26/202 33850F116 192998 99999 SH DFND 99999 0 0 FLYEXCLUSIVE INC *W EXP 05/28/202 343928115 74276 337618 SH DFND 337618 0 0 FOCUS IMPACT ACQUISITION COR *W EXP 10/28/202 34417L117 2445 122225 SH DFND 122225 0 0 FOCUS IMPACT BH3 ACQUISITION *W EXP 10/04/202 22677T110 5920 98673 SH DFND 98673 0 0 FOCUS IMPACT BH3 ACQUISITION CLASS A COM 22677T102 BBG012F020X8 1498771 143836 SH DFND 143836 0 0 FORTUNE RISE ACQUISITION COR *W EXP 12/06/202 34969G110 6219 155473 SH DFND 155473 0 0 FORWARD AIR CORP COM 349853101 BBG001SC0FW1 5251908 83536 SH DFND 83536 0 0 FOUR LEAF ACQUISITION CORP *W EXP 03/15/202 35088F115 13949 464956 SH DFND 464956 0 0 FOUR LEAF ACQUISITION CORP COM CL A 35088F107 BBG019M65D98 4891337 464956 SH DFND 464956 0 0 FRANKLIN LTD DURATION INCOME COM 35472T101 BBG001SLW549 2622806 421673 SH DFND 421673 0 0 FREIGHTOS LTD *W EXP 99/99/999 G51405119 3130 38639 SH DFND 38639 0 0 FRONTIER INVESTMENT CORP *W EXP 06/29/202 G36816125 7927 146804 SH DFND 146804 0 0 FTAC EMERALD ACQUISITION COR *W EXP 10/19/202 29103K118 16496 329268 SH DFND 329268 0 0 FUTURE HEALTH ESG CORP *W EXP 99/99/999 36118W110 3082 111677 SH DFND 111677 0 0 FUTURETECH II ACQUISITION CO *W EXP 08/18/202 36119D111 1728 116001 SH DFND 116001 0 0 FUTURETECH II ACQUISITION CO CLASS A COM 36119D103 BBG0149PS3F2 4555857 419508 SH DFND 419508 0 0 GABELLI DIVID & INCOME TR COM 36242H104 BBG001SDC273 8526658 394023 SH DFND 394023 0 0 GABELLI HLTHCARE & WELLNESS SHS 36246K103 BBG001SQ5J84 1682759 180360 SH DFND 180360 0 0 GDEV INC *W EXP 08/26/202 G6529J118 1 136267 SH DFND 136267 0 0 GENERAL AMERN INVS CO INC COM 368802104 BBG001S5RG46 2707654 63042 SH DFND 63042 0 0 GENERATION ASIA I ACQUISITIO *W EXP 99/99/999 G38258128 6526 217532 SH DFND 217532 0 0 GENERATION ASIA I ACQUISITIO CL A ORD SHS G38258102 BBG01386JXN2 566945 52253 SH DFND 52253 0 0 GLOBAL BLOCKCHAIN ACQUI CORP *W EXP 05/09/202 37961B120 9820 654647 SH DFND 654647 0 0 GLOBAL BLOCKCHAIN ACQUI CORP COMMON STOCK 37961B104 BBG017779PJ5 791250 75000 SH DFND 75000 0 0 GLOBAL BLOCKCHAIN ACQUI CORP RIGHT 05/09/2027 37961B112 BBG0185KW808 70833 654647 SH DFND 654647 0 0 GLOBAL GAS CORP DEL *W EXP 12/21/202 37892P115 1255 35867 SH DFND 35867 0 0 GLOBAL STAR ACQUISITION INC *W EXP 07/15/202 37962G110 2054 205392 SH DFND 205392 0 0 GLOBAL STAR ACQUISITION INC CLASS A COM 37962G102 BBG0191FHR33 2593286 245344 SH DFND 245344 0 0 GLOBAL STAR ACQUISITION INC RIGHT 06/21/2024 37962G128 BBG0191G42V9 22141 205392 SH DFND 205392 0 0 GLOBAL SYSTEMS DYNAMICS INC *W EXP 04/01/202 37653T116 692 147300 SH DFND 147300 0 0 GLOBAL TECHNOLGY ACQSTN CORP *W EXP 10/19/202 G3934N115 2950 98647 SH DFND 98647 0 0 GLOBALINK INVT INC *W EXP 12/03/202 37892F125 635 192445 SH DFND 192445 0 0 GLOBALINK INVT INC RIGHT 12/06/2026 37892F117 BBG0147P8X33 20880 192445 SH DFND 192445 0 0 GOAL ACQUISITIONS CORP *W EXP 02/11/202 38021H115 474 128000 SH DFND 128000 0 0 GOLDEN ARROW MERGER CORP *W EXP 07/31/202 380799114 27542 211702 SH DFND 211702 0 0 GOLDEN STAR ACQUISITION CORP RIGHT 03/30/2025 G4023C119 BBG01H6YFW67 23100 140000 SH DFND 140000 0 0 GOLDEN STAR ACQUISITION CORP USD ORD SHS G4023C101 BBG01GHNFHL7 1458800 140000 SH DFND 140000 0 0 GOLDENSTONE ACQUISITION LTD *W EXP 07/15/202 38136Y110 2141 107060 SH DFND 107060 0 0 GOLDENSTONE ACQUISITION LTD RIGHT 07/15/2026 38136Y128 BBG016R0D224 7119 107060 SH DFND 107060 0 0 GOPRO INC NOTE 1.250%11/1 38268TAD5 5291643 5933000 PRN DFND 5933000 0 0 GORES HOLDINGS IX INC *W EXP 01/14/202 38287A119 180284 1527830 SH DFND 1527830 0 0 GORES HOLDINGS IX INC CLASS A COM 38287A101 BBG0146ZHK30 31961769 3043978 SH DFND 3043978 0 0 GRACELL BIOTECHNOLOGIES INC SPONSORED ADS 38406L103 BBG00YM43801 1313021 130779 SH DFND 130779 0 0 GREEN PLAINS INC NOTE 2.250% 3/1 393222AK0 601968 575000 PRN DFND 575000 0 0 GREENBRIER COS INC NOTE 2.875% 4/1 393657AM3 29220110 29635000 PRN DFND 29635000 0 0 GUARDANT HEALTH INC NOTE 11/1 40131MAB5 23331975 33095000 PRN DFND 33095000 0 0 HALL OF FAME RESORT & ENTMT *W EXP 07/01/202 40619L110 2642 206424 SH DFND 206424 0 0 HALOZYME THERAPEUTICS INC NOTE 0.250% 3/0 40637HAD1 121716 140000 PRN DFND 140000 0 0 HALOZYME THERAPEUTICS INC NOTE 1.000% 8/1 40637HAF6 7661588 8225000 PRN DFND 8225000 0 0 HANCOCK JOHN INCOME SECS TR COM 410123103 BBG001S5SH16 455839 41897 SH DFND 41897 0 0 HANCOCK JOHN PREM DIVID FD COM SH BEN INT 41013T105 BBG001S6DZY4 2867587 269257 SH DFND 269257 0 0 HANCOCK JOHN TAX-ADVANTAGED COM 41013V100 BBG001S98632 3194415 168393 SH DFND 168393 0 0 HAWAIIAN HOLDINGS INC COM 419879101 BBG001S5RRT5 20530900 1445838 SH DFND 1445838 0 0 HAYMAKER ACQUISITION CORP IV *W EXP 05/31/202 G4375F116 23505 150000 SH DFND 150000 0 0 HAYMAKER ACQUISITION CORP IV CLASS A G4375F108 BBG01J7X1WJ5 3077979 299998 SH DFND 299998 0 0 HCM ACQUISITION CO *W EXP 01/20/202 G4365A127 13347 485346 SH DFND 485346 0 0 HCM ACQUISITION CO CLASS A ORD SHS G4365A101 BBG00ZHQPH29 3351000 300000 SH DFND 300000 0 0 HEALTHCARE AI ACQUISITION CO *W EXP 12/07/202 G4373K117 6944 275549 SH DFND 275549 0 0 HEALTHPEAK PROPERTIES INC COM 42250P103 BBG001S5RTS2 3704560 187099 SH DFND 187099 0 0 HENNESSY CAPITAL INVST CORP *W EXP 06/10/202 42600H116 34150 558924 SH DFND 558924 0 0 HENNESSY CAPITAL INVST CORP CLASS A COM 42600H108 BBG00ZLKX2G6 2607500 250000 SH DFND 250000 0 0 HESS CORP COM 42809H107 BBG001S5NHS2 31185989 216329 SH DFND 216329 0 0 HH&L ACQUISITION CO *W EXP 02/04/202 G39714129 804 32149 SH DFND 32149 0 0 HHG CAPITAL CORPORATION *W EXP 02/25/202 G4R23P129 125 24420 SH DFND 24420 0 0 HHG CAPITAL CORPORATION RIGHT 02/25/2026 G4R23P145 BBG013G491B2 3116 24420 SH DFND 24420 0 0 HIGHLAND GLOBAL ALLOCATION F COM 43010T104 BBG00MJH5GZ4 2094336 266455 SH DFND 266455 0 0 HIGHLAND OPPORTUNITIES HIGHLAND INCOME 43010E404 BBG001V1HXF3 1635732 212709 SH DFND 212709 0 0 HNR ACQUISITION CORP *W EXP 02/04/202 40472A128 5495 99002 SH DFND 99002 0 0 HOLLYSYS AUTOMATION TCHNGY L SHS G45667105 BBG001SPCJQ8 3148193 119476 SH DFND 119476 0 0 HORIZON SPACE ACQUSTN I CORP *W EXP 03/02/202 G4619M117 4923 246133 SH DFND 246133 0 0 HORIZON SPACE ACQUSTN I CORP ORDINARY SHARES G4619M109 BBG01BY3M728 2100584 196133 SH DFND 196133 0 0 HORIZON SPACE ACQUSTN I CORP RIGHT 03/02/2024 G4619M125 BBG01D7WLS16 27075 246133 SH DFND 246133 0 0 HUDSON ACQUISITION I CORP COMMON STOCK 44364H100 BBG0174QTG77 1769951 167927 SH DFND 167927 0 0 HUDSON ACQUISITION I CORP RIGHT 99/99/9999 44364H118 BBG01C4HQH86 31906 167927 SH DFND 167927 0 0 ICOSAVAX INC COM 45114M109 BBG00QHK2J96 2998639 190269 SH DFND 190269 0 0 IMMUNOGEN INC COM 45253H101 BBG001S6CTN1 42372163 1429078 SH DFND 1429078 0 0 INCEPTION GROWTH ACQUSTN LTD *W EXP 10/15/202 45333D112 2455 144383 SH DFND 144383 0 0 INCEPTION GROWTH ACQUSTN LTD COMMON STOCK 45333D104 BBG011M22120 2649360 249000 SH DFND 249000 0 0 INCEPTION GROWTH ACQUSTN LTD RIGHT 12/08/2026 45333D120 BBG014QZBMX7 37857 288767 SH DFND 288767 0 0 INFINERA CORP NOTE 2.500% 3/0 45667GAE3 10614336 11565000 PRN DFND 11565000 0 0 INFINERA CORP NOTE 3.750% 8/0 45667GAG8 25136343 25470000 PRN DFND 25470000 0 0 INFLECTION PT ACQUISITN CRP *W EXP 08/31/202 G4790U110 25000 249998 SH DFND 249998 0 0 INFLECTION PT ACQUISITN CRP CL A ORD SHS G4790U102 BBG01HFW5YQ6 5164979 499998 SH DFND 499998 0 0 INFRARED CAMERAS HLDGS INC *W EXP 12/19/202 456948116 6053 131590 SH DFND 131590 0 0 INNOVIVA INC NOTE 2.125% 3/1 45781MAD3 12524558 14273000 PRN DFND 14273000 0 0 INOTIV INC NOTE 3.250%10/1 45783QAB6 2350096 5450000 PRN DFND 5450000 0 0 INOVIO PHARMACEUTICALS INC NOTE 6.500% 3/0 45773HAB8 3910660 4225000 PRN DFND 4225000 0 0 INSIGHT ACQUISITION CORP *W EXP 08/26/202 45784L118 2342 61625 SH DFND 61625 0 0 INSIGHT SELECT INCOME FD COM 45781W109 BBG001S63V10 753864 47205 SH DFND 47205 0 0 INTEGRAL ACQUISITION CORP 1 *W EXP 05/31/202 45827K119 11738 167451 SH DFND 167451 0 0 INTEGRATED RAIL AND RES ACQ *W EXP 99/99/999 45827R114 16660 166597 SH DFND 166597 0 0 INTEGRATED WELLNESS ACQ CORP *W EXP 10/31/202 G4828B118 8326 237873 SH DFND 237873 0 0 INVESCO ADVANTAGE MUN INCOME SH BEN INT 46132E103 BBG001S7GY72 3097525 366571 SH DFND 366571 0 0 INVESCO CALIF VALUE MUN INCO COM 46132H106 BBG001S6XHW4 3575373 364834 SH DFND 364834 0 0 INVESCO MUN OPPORTUNITY TR COM 46132C107 BBG001S72CS2 4935033 513531 SH DFND 513531 0 0 INVESCO MUNICIPAL TRUST COM 46131J103 BBG001S702W1 4119876 432306 SH DFND 432306 0 0 INVESCO PA VALUE MUN INC TR COM 46132K109 BBG001S75GP3 1478260 147826 SH DFND 147826 0 0 INVESCO QUALITY MUN INCOME T COM 46133G107 BBG001S746Q5 3776155 397072 SH DFND 397072 0 0 INVESCO TR INVT GRADE MUNS COM 46131M106 BBG001S70Z49 4419505 446866 SH DFND 446866 0 0 INVESCO TR INVT GRADE NEW YO COM 46131T101 BBG001S71JD4 1648424 158350 SH DFND 158350 0 0 INVESCO VALUE MUN INCOME TR COM 46132P108 BBG001S77KX3 3849704 328193 SH DFND 328193 0 0 INVESTCORP EUROPE ACQUISITIO *W EXP 12/15/202 G4923T113 145151 633294 SH DFND 633294 0 0 INVESTCORP INDIA ACQUISTN CO *W EXP 06/01/202 G49219127 8642 288058 SH DFND 288058 0 0 INVESTCORP INDIA ACQUISTN CO CLASS A ORD SHS G49219101 BBG011FRCMX2 2767623 251831 SH DFND 251831 0 0 IRIS ACQUISITION CORP *W EXP 02/28/202 89601Y119 2446 81248 SH DFND 81248 0 0 IROBOT CORP COM 462726100 BBG001SPB1K4 7771037 200802 SH DFND 200802 0 0 IRON HORSE ACQUISITIONS CORP UNIT 10/15/2028 462837204 BBG01BFTNVD6 4618400 460000 SH DFND 460000 0 0 ISRAEL ACQUISITIONS CORP *W EXP 99/99/999 G49667119 25463 397864 SH DFND 397864 0 0 ISRAEL ACQUISITIONS CORP CLASS A ORD G49667101 BBG0166KJBF3 4253166 397864 SH DFND 397864 0 0 IX ACQUISITION CORP *W EXP 07/31/202 G5000D111 2937 146851 SH DFND 146851 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 695 17500 SH DFND 17500 0 0 JETBLUE AIRWAYS CORP NOTE 0.500% 4/0 477143AP6 17254819 23800000 PRN DFND 23800000 0 0 JOHN HANCOCK HEDGED EQUITY & COM 47804L102 BBG001V12GM8 1017040 101198 SH DFND 101198 0 0 KAIROUS ACQUISITION CORP LTD *W EXP 09/15/202 G52131128 468 88229 SH DFND 88229 0 0 KAIROUS ACQUISITION CORP LTD RIGHT 09/15/2026 G52131136 BBG014MY5SY7 12934 176458 SH DFND 176458 0 0 KARUNA THERAPEUTICS INC COM 48576A100 BBG00NN875H9 46607997 147256 SH DFND 147256 0 0 KEEN VISION ACQUISITION CORP *W EXP 03/15/202 G52443127 5000 125000 SH DFND 125000 0 0 KEEN VISION ACQUISITION CORP SHS G52443119 BBG01HN1BXB6 1291250 125000 SH DFND 125000 0 0 KENSINGTON CAPITAL ACQUISITI *W EXP 99/99/999 G5251K129 25278 252780 SH DFND 252780 0 0 KERNEL GROUP HOLDINGS INC *W EXP 02/02/202 G5259L129 791 37499 SH DFND 37499 0 0 KEYARCH ACQUISITION CORP *W EXP 01/24/202 G5260A112 4100 341676 SH DFND 341676 0 0 KEYARCH ACQUISITION CORP ORD SHS CL A G5260A104 BBG015QML863 967778 89032 SH DFND 89032 0 0 KEYARCH ACQUISITION CORP RIGHT 01/24/2027 G5260A120 BBG015QMR9Z3 40409 697905 SH DFND 697905 0 0 L CATTERTON ASIA ACQUISITION *W EXP 03/08/202 G5346G117 22666 33332 SH DFND 33332 0 0 LAKELAND BANCORP INC COM 511637100 BBG001S93HH8 7532044 509266 SH DFND 509266 0 0 LAKESHORE ACQUISITION II COR *W EXP 11/18/202 G5352N121 627 60262 SH DFND 60262 0 0 LAKESHORE ACQUISITION II COR RIGHT 11/18/2026 G5352N113 BBG016R0FFR6 22900 120525 SH DFND 120525 0 0 LAMF GLOBAL VENTURES CORP I *W EXP 11/05/202 G5338L124 2175 94582 SH DFND 94582 0 0 LAMF GLOBAL VENTURES CORP I CLASS A ORD G5338L108 BBG012W6BRL0 880680 82000 SH DFND 82000 0 0 LANDCADIA HOLDINGS IV INC *W EXP 03/29/202 51477A112 8113 125000 SH DFND 125000 0 0 LANTHEUS HLDGS INC NOTE 2.625%12/1 516544AB9 6359640 5650000 PRN DFND 5650000 0 0 LAVORO LTD *W EXP 02/27/202 G5391L110 63518 84690 SH DFND 84690 0 0 LAZARD GLOBAL TOTAL RETURN & COM 52106W103 BBG001SLD6T1 1738820 113500 SH DFND 113500 0 0 LCI INDS NOTE 1.125% 5/1 501812AB7 30506625 31050000 PRN DFND 31050000 0 0 LEAFLY HOLDINGS INC *W EXP 02/04/202 52178J113 1568 99903 SH DFND 99903 0 0 LEARN CW INVESTMENT COR *W EXP 10/08/202 G54157113 1598 79900 SH DFND 79900 0 0 LENDINGTREE INC NOTE 0.500% 7/1 52603BAD9 6376895 7637000 PRN DFND 7637000 0 0 LIBERTY MEDIA CORP DEL COM LBTY SRM S C 531229789 BBG01HLMB7B9 6754738 235603 SH DFND 235603 0 0 LIBERTY MEDIA CORP DEL NOTE 2.250% 8/1 531229AQ5 5158299 5060000 PRN DFND 5060000 0 0 LIBERTY RES ACQUISITION CORP *W EXP 10/31/202 53118A113 716 143219 SH DFND 143219 0 0 LIBERTY RES ACQUISITION CORP CLASS A COM 53118A105 BBG012F73SZ9 1131922 103561 SH DFND 103561 0 0 LIVEPERSON INC NOTE 12/1 538146AD3 7563270 11275000 PRN DFND 11275000 0 0 LMP CAP & INCOME FD INC COM 50208A102 BBG001S985R8 417750 29818 SH DFND 29818 0 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 100630 100000 PRN DFND 100000 0 0 LUMENTUM HLDGS INC NOTE 0.500% 6/1 55024UAF6 18961254 23944000 PRN DFND 23944000 0 0 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 3584000 4000000 PRN DFND 4000000 0 0 MADISON SQUARE GRDN SPRT COR CL A 55825T103 BBG007FG0C32 2951659 16259 SH DFND 16259 0 0 MAGNUM OPUS ACQUISITION LTD *W EXP 03/06/202 G5S70A112 845 49999 SH DFND 49999 0 0 MAINSTAY CBRE GBL INFRA MEG COM 56064Q107 BBG0104P5VF8 371488 28620 SH DFND 28620 0 0 MAKEMYTRIP LIMITED MAURITIUS NOTE 2/1 56087FAB0 28874775 22025000 PRN DFND 22025000 0 0 MAQUIA CAPITAL ACQUISITION C *W EXP 05/05/202 56564V119 3931 196555 SH DFND 196555 0 0 MARBLEGATE ACQUISITION CORP *W EXP 08/31/202 56608A113 41428 1380948 SH DFND 1380948 0 0 MARIADB PLC *W EXP 12/16/202 G5920M118 1992 49811 SH DFND 49811 0 0 MARRIOTT VACATIONS WORLDWIDE NOTE 3.250%12/1 57164YAF4 21410265 24070000 PRN DFND 24070000 0 0 MARS ACQUISITION CORP ORDINARY SHARES G5870E108 BBG017V5VKB6 1860250 175000 SH DFND 175000 0 0 MARS ACQUISITION CORP RIGHT 02/09/2028 G5870E124 BBG01FT7NPL4 38500 175000 SH DFND 175000 0 0 METAL SKY STAR ACQUISITION C *W EXP 03/31/202 G6053N121 2613 435555 SH DFND 435555 0 0 METAL SKY STAR ACQUISITION C RIGHT 03/30/2024 G6053N113 BBG017TG9XV0 39200 435555 SH DFND 435555 0 0 METALS ACQUISITION LIMITED *W EXP 06/15/202 G60409102 55960 32725 SH DFND 32725 0 0 MFS MUN INCOME TR SH BEN INT 552738106 BBG001S5T4C2 654806 126655 SH DFND 126655 0 0 MOBIX LABS INC *W EXP 12/21/202 60743G118 8758 124759 SH DFND 124759 0 0 MONTEREY CAP ACQUISITION COR *W EXP 01/01/202 61244M117 2618 290925 SH DFND 290925 0 0 MONTEREY CAP ACQUISITION COR RIGHT 05/10/2027 61244M125 BBG01710RY25 34809 294492 SH DFND 294492 0 0 MORINGA ACQUISITION CORP *W EXP 02/22/202 G6S23K124 650 20000 SH DFND 20000 0 0 MOUNTAIN & CO I ACQUISITN CO *W EXP 09/30/202 G6301J112 6621 153624 SH DFND 153624 0 0 MOUNTAIN CREST ACQUSITN CRP RIGHT 06/29/2026 62403K116 BBG011J09746 39998 200090 SH DFND 200090 0 0 NABORS ENERGY TRANSITION COR *W EXP 09/01/202 G6363K114 65000 499999 SH DFND 499999 0 0 NABORS ENERGY TRANSITION COR CL A G6363K106 BBG01J5SN479 10379969 999997 SH DFND 999997 0 0 NATERA INC NOTE 2.250% 5/0 632307AB0 12562375 7325000 PRN DFND 7325000 0 0 NATIONAL WESTN LIFE GROUP IN CL A 638517102 BBG008HNHYZ2 8124396 16820 SH DFND 16820 0 0 NCL CORP LTD NOTE 1.125% 2/1 62886HBD2 27405285 29850000 PRN DFND 29850000 0 0 NCL CORP LTD NOTE 2.500% 2/1 62886HBK6 1435025 1525000 PRN DFND 1525000 0 0 NEUBERGER BERMAN MUN FD INC COM 64124P101 BBG001SHWP71 2337858 225880 SH DFND 225880 0 0 NEW AMER HIGH INCOME FD INC COM NEW 641876800 BBG001S5S2K8 1422179 202014 SH DFND 202014 0 0 NEW GERMANY FD INC COM 644465106 BBG001S6GLF3 622655 71242 SH DFND 71242 0 0 NEW PROVIDENCE ACQSITN CORP *W EXP 11/09/202 64823D110 7105 143529 SH DFND 143529 0 0 NEWBURY STREET ACQUISITN COR *W EXP 04/30/202 65101L112 10500 150000 SH DFND 150000 0 0 NEWCOURT ACQUISITION CORP *W EXP 01/22/202 G6448C129 2319 144965 SH DFND 144965 0 0 NIOCORP DEVS LTD *W EXP 03/17/202 654484153 74656 140861 SH DFND 140861 0 0 NKGEN BIOTECH INC *W EXP 05/31/202 65488A119 9933 122938 SH DFND 122938 0 0 NOCO NOCO INC *W EXP 08/25/202 G7243P117 179 25193 SH DFND 25193 0 0 NORTHERN OIL & GAS INC NOTE 3.625% 4/1 665531AJ8 15613408 13187000 PRN DFND 13187000 0 0 NORTHERN REVIVAL ACQUISITION *W EXP 01/31/202 G6546R119 510 50000 SH DFND 50000 0 0 NORTHERN STAR INVSTMNT CORP *W EXP 01/31/202 66573W115 372 24799 SH DFND 24799 0 0 NORTHVIEW ACQUISITION CORP *W EXP 08/02/202 66718N111 1868 217170 SH DFND 217170 0 0 NORTHVIEW ACQUISITION CORP COM 66718N103 BBG011J0RMT6 1110711 99348 SH DFND 99348 0 0 NORTHVIEW ACQUISITION CORP RIGHT 99/99/9999 66718N129 BBG014RLXKR4 38523 441777 SH DFND 441777 0 0 NOVA VISION ACQUISITION CORP *W EXP 12/31/202 G6759A118 1088 72560 SH DFND 72560 0 0 NOVA VISION ACQUISITION CORP RIGHT 12/23/2023 G6759A134 BBG012R641M0 15513 72560 SH DFND 72560 0 0 NUBIA BRAND INTERNATIONAL CO *W EXP 11/16/202 67022R111 22793 484949 SH DFND 484949 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 BBG001SHZCF8 7974800 674687 SH DFND 674687 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 BBG001SKQWJ3 9442862 858442 SH DFND 858442 0 0 NUVEEN ARIZONA QLTY MUN INC COM 67061W104 BBG001S75CC6 726009 67788 SH DFND 67788 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 BBG001SCTG12 7166846 646244 SH DFND 646244 0 0 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 BBG001S94NN7 3518823 304924 SH DFND 304924 0 0 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 BBG001SLL7N6 1808646 346484 SH DFND 346484 0 0 NUVEEN DOW 30 DYNMC OVERWRT SHS 67075F105 BBG007PPRJB8 4395846 313989 SH DFND 313989 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 BBG001SJ9S31 6846257 832878 SH DFND 832878 0 0 NUVEEN MASSACHUSETS QLT MUN COM 67061E104 BBG001S78716 121107 11523 SH DFND 11523 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 BBG001S97B05 8406703 711227 SH DFND 711227 0 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 BBG001SHM0F8 2661550 225938 SH DFND 225938 0 0 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 BBG001S90BW7 4452990 422886 SH DFND 422886 0 0 NUVEEN NEW YORK QLT MUN INC COM 67066X107 BBG001SCTFW0 2790360 252750 SH DFND 252750 0 0 NUVEEN PENNSYLVANIA QLT MUN COM 670972108 BBG001S6PT66 2291439 197879 SH DFND 197879 0 0 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 BBG001S6R664 15001224 2219116 SH DFND 2219116 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 BBG001SCTFM1 8853151 773201 SH DFND 773201 0 0 NUVEEN REAL ASSET INCOME & G COM 67074Y105 BBG002G9B700 2502747 213545 SH DFND 213545 0 0 NUVEEN REAL ESTATE INCOME FD COM 67071B108 BBG001SJX6L2 2110118 269836 SH DFND 269836 0 0 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 BBG001S7ZM04 1079439 84134 SH DFND 84134 0 0 NUVEEN VIRGINIA QLTY MUNCPL COM 67064R102 BBG001S78JZ3 919804 85325 SH DFND 85325 0 0 NVNI GROUP LIMITED *W EXP 11/01/202 G50716110 7081 199456 SH DFND 199456 0 0 NWTN INC *W EXP 12/31/202 G6693P114 3017 18130 SH DFND 18130 0 0 OAK WOODS ACQUISITION CORP *W EXP 03/23/202 67190B112 2470 95000 SH DFND 95000 0 0 OAK WOODS ACQUISITION CORP CL A 67190B104 BBG01G2R5D70 1000350 95000 SH DFND 95000 0 0 OAK WOODS ACQUISITION CORP RIGHT 03/23/2028 67190B120 BBG01GP115B8 14250 95000 SH DFND 95000 0 0 OCA ACQUISITION CORP *W EXP 01/14/202 670865112 6694 95769 SH DFND 95769 0 0 OCEANTECH ACQUISITIONS I COR *W EXP 99/99/999 675507115 6023 256310 SH DFND 256310 0 0 OLINK HLDG AB SPONSORED ADS 680710100 BBG00ZHZXZ84 6599461 262404 SH DFND 262404 0 0 ONYX ACQUISITION CO I *W EXP 11/30/202 G6755Q117 2836 141788 SH DFND 141788 0 0 ONYX ACQUISITION CO I SHS CL A G6755Q109 BBG012WDXG08 2660220 240962 SH DFND 240962 0 0 OSIRIS ACQUISITION CORP *W EXP 05/01/202 68829A111 12668 422280 SH DFND 422280 0 0 OUSTER INC *W EXP 09/29/202 68989M129 1069 41936 SH DFND 41936 0 0 OXUS ACQUISITION CORP *W EXP 99/99/999 G6859L121 5537 73236 SH DFND 73236 0 0 PALO ALTO NETWORKS INC COM 697435105 BBG001T9NWN5 246225 835 SH DFND 835 0 0 PAPAYA GRWT OPPORTUNITY CORP *W EXP 12/31/202 69882P110 12019 600926 SH DFND 600926 0 0 PAPAYA GRWT OPPORTUNITY CORP CLASS A COM 69882P102 BBG01517T2P7 1293677 120342 SH DFND 120342 0 0 PARAMOUNT GLOBAL CLASS B COM 92556H206 BBG001S6L063 2684577 181513 SH DFND 181513 0 0 PATRIA LATIN AMRCN OPPRNTY A *W EXP 02/23/202 G69454117 17355 578509 SH DFND 578509 0 0 PATRIA LATIN AMRCN OPPRNTY A CLASS A ORD SHS G69454109 BBG0157FL9D9 5701349 513635 SH DFND 513635 0 0 PATRICK INDS INC NOTE 1.750%12/0 703343AG8 12112500 10625000 PRN DFND 10625000 0 0 PATRIOT NATL BANCORP INC COM NEW 70336F203 BBG001S88KW1 725613 189455 SH DFND 189455 0 0 PEARL HOLDINGS ACQUISITN COR *W EXP 12/15/202 G44525114 14583 363673 SH DFND 363673 0 0 PEGASUS DIGITAL MOBILITY ACQ *W EXP 99/99/999 G69768110 13546 169111 SH DFND 169111 0 0 PEPPERLIME HEALTH ACQUSTN CO *W EXP 10/01/202 G70021111 9030 299999 SH DFND 299999 0 0 PERCEPTION CAPITAL CORP III *W EXP 07/08/202 G7185D114 9354 77950 SH DFND 77950 0 0 PETIQ INC NOTE 4.000% 6/0 71639TAB2 662011 653000 PRN DFND 653000 0 0 PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 BBG0037TDYM9 191791 16883 SH DFND 16883 0 0 PGIM HIGH YIELD BOND FUND IN COM 69346H100 BBG002R1BH76 1605690 130332 SH DFND 130332 0 0 PGIM SHORT DUR HIG YLD OPP F COM 69355J104 BBG00XTHQGX8 1867680 124512 SH DFND 124512 0 0 PHOENIX BIOTECH ACQUISITION *W EXP 09/01/202 71902K113 5797 246696 SH DFND 246696 0 0 PHP VENTURES ACQUISITION COR *W EXP 08/16/202 69291C114 241 34370 SH DFND 34370 0 0 PHP VENTURES ACQUISITION COR RIGHT 01/01/2023 69291C122 BBG011F50MP2 9624 68740 SH DFND 68740 0 0 PIMCO CALIF MUN INCOME FD II COM 72200M108 BBG001SKRFR0 393837 67903 SH DFND 67903 0 0 PIONEER FLOATING RATE FUND I COM 72369J102 BBG001SML8F1 1096558 119581 SH DFND 119581 0 0 PIONEER HIGH INCOME FUND INC COM 72369H106 BBG001SKDJR7 1227862 171729 SH DFND 171729 0 0 PIONEER MUNICIPAL HIGH INCOM COM 723762100 BBG001SC4CM5 2579192 321595 SH DFND 321595 0 0 PIONEER MUNICIPAL HIGH INCOM COM SHS 723763108 BBG001SLS3T2 3134071 363160 SH DFND 363160 0 0 PIONEER NAT RES CO COM 723787107 BBG001S7V1J4 29354936 130536 SH DFND 130536 0 0 PLUM ACQUISITION CORP I *W EXP 03/18/202 G7134L118 4861 37394 SH DFND 37394 0 0 PLUTONIAN ACQUISITION CORP *W EXP 10/26/202 72942P120 2095 75916 SH DFND 75916 0 0 PLUTONIAN ACQUISITION CORP COM 72942P104 BBG019ZZVB59 2361959 220332 SH DFND 220332 0 0 PLUTONIAN ACQUISITION CORP RIGHT 10/26/2027 72942P112 BBG019ZZVCC9 10512 76066 SH DFND 76066 0 0 PNM RES INC COM 69349H107 BBG001S5V9J1 34349869 825718 SH DFND 825718 0 0 PONO CAP THREE INC *W EXP 01/11/202 G71704111 20700 230000 SH DFND 230000 0 0 PONO CAP THREE INC ORD SHS CL A G71704103 BBG01G281PY9 2973300 330000 SH DFND 330000 0 0 PONO CAP TWO INC *W EXP 07/31/202 73245B115 10301 365274 SH DFND 365274 0 0 POWER & DIGITAL INFRASTRUCTU *W EXP 12/09/202 73919C118 12539 419356 SH DFND 419356 0 0 POWERUP ACQUISITION CORP *W EXP 05/23/202 G7207P129 38858 647633 SH DFND 647633 0 0 POWERUP ACQUISITION CORP CLASS A ORDI SHS G7207P103 BBG015STV142 1636500 150000 SH DFND 150000 0 0 PRENETICS GLOBAL LTD *W EXP 05/18/202 G72245114 402 40230 SH DFND 40230 0 0 PRIVETERRA ACQUISITION CORP *W EXP 01/07/202 876545112 2109 120504 SH DFND 120504 0 0 PROJECT ENERGY REIMAGINED AC *W EXP 10/28/202 G72556114 5423 216907 SH DFND 216907 0 0 PROJECT ENERGY REIMAGINED AC CLASS A ORD G72556106 BBG00ZV9JFM0 2645000 250000 SH DFND 250000 0 0 PROOF ACQUISITION CORP I *W EXP 99/99/999 74349W112 20033 180312 SH DFND 180312 0 0 PYROPHYTE ACQUISITION CORP *W EXP 05/03/202 G7308P127 7733 96661 SH DFND 96661 0 0 PYROPHYTE ACQUISITION CORP CL A ORD SHS G7308P101 BBG012TW2W09 2152887 195717 SH DFND 195717 0 0 QOMOLANGMA ACQUISITION CORP *W EXP 09/29/202 74738V113 1743 99041 SH DFND 99041 0 0 QOMOLANGMA ACQUISITION CORP COM 74738V105 BBG0184HP9D8 322746 29995 SH DFND 29995 0 0 QOMOLANGMA ACQUISITION CORP RIGHT 09/29/2027 74738V121 BBG01BPH5MK3 10013 99041 SH DFND 99041 0 0 QUADRO ACQUISITION ONE CORP *W EXP 06/30/202 G52807115 305 15000 SH DFND 15000 0 0 QUETTA ACQUISITION CORP COM 74841A105 BBG01JRVRDJ1 3409871 337611 SH DFND 337611 0 0 RAYZEBIO INC COM 75525N107 BBG00XV9FHF3 8510762 136895 SH DFND 136895 0 0 RCF ACQUISITION CORP *W EXP 99/99/999 G7330C110 5923 118227 SH DFND 118227 0 0 REDFIN CORP NOTE 0.500% 4/0 75737FAE8 12338324 19073000 PRN DFND 19073000 0 0 REDFIN CORP NOTE 10/1 75737FAC2 505875 600000 PRN DFND 600000 0 0 REDWOODS ACQUISITION CORP *W EXP 03/15/202 758083117 5553 245716 SH DFND 245716 0 0 REDWOODS ACQUISITION CORP RIGHT 03/15/2027 758083125 BBG015Z29HS7 18737 243658 SH DFND 243658 0 0 RELATIVITY ACQUISITION CORP *W EXP 12/15/202 75944B114 5 455187 SH DFND 455187 0 0 REVELSTONE CAPITAL ACQSTN CO *W EXP 09/15/202 76137R114 25291 632275 SH DFND 632275 0 0 RF ACQUISITION CORP *W EXP 05/01/202 74954L112 7462 374950 SH DFND 374950 0 0 RF ACQUISITION CORP RIGHT 05/01/2028 74954L120 BBG0146Z8KY6 37944 379435 SH DFND 379435 0 0 RIGEL RESOURCE ACQ CORP *W EXP 99/99/999 G7573M114 25524 212704 SH DFND 212704 0 0 RIVERNORTH FLEXIBLE MUNI INC COM 76883Y107 BBG00W0H3NK5 482355 36821 SH DFND 36821 0 0 RMG ACQUISITION CORP III *W EXP 02/08/202 G76088122 1018 15660 SH DFND 15660 0 0 ROADZEN INC *W EXP 11/30/202 G7606H116 9307 132951 SH DFND 132951 0 0 ROSS ACQUISITION CORP II *W EXP 02/01/202 G7641C114 2800 49999 SH DFND 49999 0 0 ROTH CH ACQUISITION CO *W EXP 10/20/202 G88935120 8490 338259 SH DFND 338259 0 0 ROTH CH ACQUISITION V CO *W EXP 12/10/202 77867R118 3580 89490 SH DFND 89490 0 0 ROVER GROUP INC COM CL A 77936F103 BBG00Z0Y7NY2 5678555 521926 SH DFND 521926 0 0 ROYALTY MGMT HLDG CORP *W EXP 05/28/202 02369M110 2960 85060 SH DFND 85060 0 0 ROYCE MICRO-CAP TR INC COM 780915104 BBG001S6DP67 1809451 195828 SH DFND 195828 0 0 ROYCE VALUE TR INC COM 780910105 BBG001S5VTQ9 7494702 514746 SH DFND 514746 0 0 RPT REALTY SH BEN INT 74971D101 BBG001S8X7M3 10783872 840520 SH DFND 840520 0 0 SABA CAPITAL INCOME & OPRNT SHS NEW 78518H202 BBG001S6Q335 606430 78655 SH DFND 78655 0 0 SAGALIAM ACQUISITION CORP COM CL A 78661R106 BBG01174BZ28 959835 87897 SH DFND 87897 0 0 SAGALIAM ACQUISITION CORP RIGHT 05/31/2028 78661R114 BBG01174D0L2 14638 195179 SH DFND 195179 0 0 SAREPTA THERAPEUTICS INC NOTE 1.250% 9/1 803607AD2 5694640 5600000 PRN DFND 5600000 0 0 SCREAMING EAGLE ACQUISITN CO *W EXP 01/05/202 G79407121 1166989 2592732 SH DFND 2592732 0 0 SCREAMING EAGLE ACQUISITN CO CLASS A ORD SHS G79407105 BBG014KDWB90 26693789 2518282 SH DFND 2518282 0 0 SDCL EDGE ACQUISITION CORP *W EXP 99/99/999 G79471127 8389 266635 SH DFND 266635 0 0 SEA LTD NOTE 0.250% 9/1 81141RAG5 18329125 22150000 PRN DFND 22150000 0 0 SEMPER PARATUS ACQUISITION C *W EXP 11/04/202 G8028L131 9453 236314 SH DFND 236314 0 0 SHIFT4 PMTS INC NOTE 0.500% 8/0 82452JAD1 19225188 20520000 PRN DFND 20520000 0 0 SILVERBOX CORP III *W EXP 02/28/202 82836N115 13290 166129 SH DFND 166129 0 0 SILVERBOX CORP III COM CL A 82836N107 BBG01F7S5TD3 7427160 718294 SH DFND 718294 0 0 SIZZLE ACQUISITION CORP *W EXP 11/02/202 83014E117 8824 96963 SH DFND 96963 0 0 SIZZLE ACQUISITION CORP COMMON STOCK 83014E109 BBG00ZMYZ0G7 614710 55832 SH DFND 55832 0 0 SK GROWTH OPPORTUNITIES CORP *W EXP 06/28/202 G8192N111 33110 473002 SH DFND 473002 0 0 SK GROWTH OPPORTUNITIES CORP CLASS A COM G8192N103 BBG01959FB58 13204977 1221552 SH DFND 1221552 0 0 SMART GLOBAL HLDGS INC NOTE 2.250% 2/1 83205YAB0 2821250 2500000 PRN DFND 2500000 0 0 SNAP INC NOTE 0.125% 3/0 83304AAH9 25600323 32529000 PRN DFND 32529000 0 0 SNAP INC NOTE 0.750% 8/0 83304AAB2 80006 75000 PRN DFND 75000 0 0 SNAP INC NOTE 5/0 83304AAF3 2531970 3150000 PRN DFND 3150000 0 0 SOCIAL LEVERAGE ACQUISN CORP *W EXP 02/17/202 83363K110 576 29999 SH DFND 29999 0 0 SOURCE CAP INC COM 836144105 BBG001S5W848 394787 9778 SH DFND 9778 0 0 SOUTHLAND HLDGS INC *W EXP 02/14/202 84445C118 39745 94653 SH DFND 94653 0 0 SOUTHPORT ACQUISITION CORP *W EXP 99/99/999 84465L113 11930 477203 SH DFND 477203 0 0 SOVOS BRANDS INC COM 84612U107 BBG00FX43WV3 18214889 826822 SH DFND 826822 0 0 SP PLUS CORP COM 78469C103 BBG001S7TNN4 8403053 163962 SH DFND 163962 0 0 SPARK I ACQUISITION CORP *W EXP 10/01/203 G8316B118 36000 300001 SH DFND 300001 0 0 SPARK I ACQUISITION CORP ORD SHS G8316B100 BBG01HCZC8S9 6083990 599999 SH DFND 599999 0 0 SPECTAIRE HLDGS INC *W EXP 10/17/202 84753T117 801 133567 SH DFND 133567 0 0 SPIRIT AIRLS INC NOTE 1.000% 5/1 848577AB8 6099822 8739000 PRN DFND 8739000 0 0 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 BBG0027Z6XS1 27875968 638040 SH DFND 638040 0 0 SPLUNK INC COM 848637104 BBG001TWMNG3 23621802 155284 SH DFND 155284 0 0 SPLUNK INC NOTE 1.125% 6/1 848637AF1 44187165 45390000 PRN DFND 45390000 0 0 SPOTIFY USA INC NOTE 3/1 84921RAB6 4611063 5225000 PRN DFND 5225000 0 0 SPREE ACQUISITION CORP 1 LTD *W EXP 12/22/202 G83745128 9269 308980 SH DFND 308980 0 0 SPREE ACQUISITION CORP 1 LTD CL A ORD SHS G83745102 BBG013RTCRX0 1619989 149999 SH DFND 149999 0 0 SPRING VALLEY ACQUISTN CORP *W EXP 02/25/202 G83752116 27729 229541 SH DFND 229541 0 0 SPRING VALLEY ACQUISTN CORP CLASS A ORD G83752108 BBG00ZCGD4Q2 5408553 498944 SH DFND 498944 0 0 SPRING VALLEY ACQUISTN CORP RIGHT 02/25/2026 G83752132 BBG01B8BLJB4 64272 459084 SH DFND 459084 0 0 SPROTT FOCUS TR INC COM 85208J109 BBG001S5RF39 307096 38387 SH DFND 38387 0 0 SRH TOTAL RETURN FUND INC COM 101507101 BBG001SKK3J3 3242640 233788 SH DFND 233788 0 0 SRIVARU HOLDING LIMITED *W EXP 12/08/202 G8403L110 5640 378533 SH DFND 378533 0 0 STONEBRIDGE ACQUISITION CORP *W EXP 03/31/202 G85094129 3050 99025 SH DFND 99025 0 0 STRIDE INC NOTE 1.125% 9/0 86333MAA6 28241620 22220000 PRN DFND 22220000 0 0 STRYVE FOODS INC *W EXP 07/20/202 863685111 1035 172509 SH DFND 172509 0 0 SWIFTMERGE ACQUISITION CORP *W EXP 12/13/202 G63836111 8788 204376 SH DFND 204376 0 0 SWISS HELVETIA FD INC COM 870875101 BBG001S5WJ35 270428 32979 SH DFND 32979 0 0 SYNTEC OPTICS HLDGS INC *W EXP 11/07/202 87169M113 5245 51926 SH DFND 51926 0 0 TARGET GLOBAL ACQUISI I CORP *W EXP 12/08/202 G8675N125 11595 165647 SH DFND 165647 0 0 TECHNOLOGY & TELECOM ACQ COR *W EXP 04/15/202 G87119114 5484 542947 SH DFND 542947 0 0 TELADOC HEALTH INC NOTE 1.250% 6/0 87918AAF2 17365727 21001000 PRN DFND 21001000 0 0 TEMPLETON EMERGING MKTS FD COM 880191101 BBG001S5QVH0 707855 60604 SH DFND 60604 0 0 TENX KEANE ACQUISITION ORD SHS G8708L104 BBG01163HLS8 1328772 121349 SH DFND 121349 0 0 TENX KEANE ACQUISITION RIGHT 06/30/2028 G8708L112 BBG01163JNY5 17177 121392 SH DFND 121392 0 0 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 BBG001T02YC5 18513616 376293 SH DFND 376293 0 0 TG VENTURE ACQUISITION CORP *W EXP 08/15/202 87251T117 8611 581796 SH DFND 581796 0 0 TG VENTURE ACQUISITION CORP CLASS A COM 87251T109 BBG0124SYDC9 761640 70262 SH DFND 70262 0 0 THORNBURG INCM BUILDER OPP T COM 885213108 BBG011K2MTF5 315582 20347 SH DFND 20347 0 0 THUNDER BRDG CAP PRTNRS IV I *W EXP 04/30/202 88605L115 11150 139380 SH DFND 139380 0 0 TLGY ACQUISITION CORPORATION *W EXP 11/09/202 G8656T125 7786 278062 SH DFND 278062 0 0 TMT ACQUISITION CORP RIGHT 03/27/2028 G89229135 BBG012ST6CY0 21760 100000 SH DFND 100000 0 0 TMT ACQUISITION CORP SHS G89229119 BBG012ST1KJ4 1052000 100000 SH DFND 100000 0 0 TORTOISEECOFIN ACQUISITION C *W EXP 07/22/202 G8956E117 7508 84456 SH DFND 84456 0 0 TRAILBLAZER MERGER CORP I CL A 89278D109 BBG018LSVK98 6158461 588763 SH DFND 588763 0 0 TRAILBLAZER MERGER CORP I RIGHT 04/21/2028 89278D125 BBG01GM7Q0B2 55008 538763 SH DFND 538763 0 0 TRI CONTL CORP COM 895436103 BBG001S5WZ75 1069391 37093 SH DFND 37093 0 0 TRISTAR ACQUISITION I CORP *W EXP 99/99/999 G9074V114 7667 324880 SH DFND 324880 0 0 TWELVE SEAS INVESTMENT CO II *W EXP 03/02/202 90118T114 2020 49999 SH DFND 49999 0 0 UNDER ARMOUR INC CL A 904311107 BBG001SJLLQ7 9065558 1031349 SH DFND 1031349 0 0 UNITED STATES STL CORP NEW COM 912909108 BBG001S5XL75 39572786 813418 SH DFND 813418 0 0 UNITY SOFTWARE INC NOTE 11/1 91332UAB7 14067372 16827000 PRN DFND 16827000 0 0 VALUENCE MERGER CORP I *W EXP 02/18/202 G9R16L118 7275 242499 SH DFND 242499 0 0 VAST RENEWABLES LIMITED *W EXP 07/01/202 Q9379E113 31295 312638 SH DFND 312638 0 0 VERITONE INC NOTE 1.750%11/1 92347MAB6 426878 1725000 PRN DFND 1725000 0 0 VINTAGE WINE ESTATES INC *W EXP 06/08/202 92747V114 796 76564 SH DFND 76564 0 0 VIRTUS DIVIDEND INTEREST & P COM 92840R101 BBG001SNN4Q4 7472921 593089 SH DFND 593089 0 0 VIRTUS TOTAL RETURN FD INC COM 92835W107 BBG001S5XNL5 2780082 504552 SH DFND 504552 0 0 VISION SENSING ACQUISITION C *W EXP 10/21/202 92838J111 1754 92314 SH DFND 92314 0 0 VOYA EMERGING MKTS HIGH DIVI COM 92912P108 BBG001T99QY2 189504 35823 SH DFND 35823 0 0 VOYA GLBL ADV & PREM OPP FD COM 92912R104 BBG001SP8VG7 1471387 172698 SH DFND 172698 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 BBG001SMKRM2 1999272 402268 SH DFND 402268 0 0 VOYA INFRASTRUCTURE INDLS & COM 92912X101 BBG001T63ZK9 843240 82833 SH DFND 82833 0 0 WAYFAIR INC NOTE 1.000% 8/1 94419LAF8 19329170 22015000 PRN DFND 22015000 0 0 WAYFAIR INC NOTE 1.125%11/0 94419LAD3 6945969 7025000 PRN DFND 7025000 0 0 WAYFAIR INC NOTE 3.250% 9/1 94419LAP6 38201670 30900000 PRN DFND 30900000 0 0 WELSBACH TECH METALS ACQU CO RIGHT 12/22/2026 950415117 BBG014QZN044 2524 25547 SH DFND 25547 0 0 WESTERN ACQSTN VENTURES CORP *W EXP 99/99/999 95758L115 13501 423227 SH DFND 423227 0 0 WESTERN ASSET INTER MUNI FD COM 958435109 BBG001S70803 754246 97954 SH DFND 97954 0 0 WESTERN ASSET INVESTMENT GRA COM 95766T100 BBG001S5V055 130237 10817 SH DFND 10817 0 0 WESTERN ASSET MANAGED MUNS F COM 95766M105 BBG001S6J994 4721494 464257 SH DFND 464257 0 0 WESTERN ASSET MUN HIGH INCOM COM 95766N103 BBG001S645R8 640125 99708 SH DFND 99708 0 0 WESTROCK CO COM 96145D105 BBG008NXC581 19675207 473873 SH DFND 473873 0 0 XBP EUROPE HOLDINGS INC *W EXP 11/30/202 98400V119 1020 17490 SH DFND 17490 0 0 XOMETRY INC NOTE 1.000% 2/0 98423FAB5 16907473 17901000 PRN DFND 17901000 0 0 YOTTA ACQUISITION CORPORATIO *W EXP 03/15/202 98741Y111 7043 541763 SH DFND 541763 0 0 YOTTA ACQUISITION CORPORATIO RIGHT 03/15/2027 98741Y129 BBG018G23S04 65012 541763 SH DFND 541763 0 0 ZALATORIS ACQUISITION CORP *W EXP 99/99/999 89301B112 6819 171770 SH DFND 171770 0 0 ZALATORIS II ACQUISITION COR CLASS A ORD G9831X106 BBG0112Z5QZ5 467961 43940 SH DFND 43940 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 BBG009NRSWK2 4825929 83407 SH DFND 83407 0 0 ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 121418 110000 PRN DFND 110000 0 0 ZOOMCAR HLDGS INC *W EXP 05/31/202 45784G119 19074 238421 SH DFND 238421 0 0 ZURA BIO LTD *W EXP 03/20/202 G9TY5A119 4838 28881 SH DFND 28881 0 0