FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 04/14/2023 |
3. Issuer Name and Ticker or Trading Symbol
FAT PROJECTS ACQUISITION CORP [ FATP ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Ordinary Shares | 35,475 | I | AQR Global Alternative Investment Offshore Fund, L.P.(1)(2) |
Class A Ordinary Shares | 26,203 | I | AQR Corporate Arbitrage Master Account, L.P.(1)(2) |
Class A Ordinary Shares | 15,490 | I | AQR Absolute Return Master Account, L.P.(1)(2) |
Class A Ordinary Shares | 1,867 | I | AQR Arbitrage MA Offshore Fund, L.P.(1)(2) |
Class A Ordinary Shares | 965 | I | AQR UCITS Funds - AQR Sustainable Corporate Arbitrage UCITS Fund(1)(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Redeemable Warrants | (3) | (4) | Class A Ordinary Shares | 35,475 | $11.5 | I | AQR Global Alternative Investment Offshore Fund, L.P.(1)(2) |
Redeemable Warrants | (3) | (4) | Class A Ordinary Shares | 26,203 | $11.5 | I | AQR Corporate Arbitrage Master Account, L.P.(1)(2) |
Redeemable Warrants | (3) | (4) | Class A Ordinary Shares | 15,490 | $11.5 | I | AQR Absolute Return Master Account, L.P.(1)(2) |
Redeemable Warrants | (3) | (4) | Class A Ordinary Shares | 186 | $11.5 | I | AQR Arbitrage MA Offshore Fund, L.P.(1)(2) |
Redeemable Warrants | (3) | (4) | Class A Ordinary Shares | 965 | $11.5 | I | AQR UCITS Funds - AQR Sustainable Corporate Arbitrage UCITS Fund(1)(2) |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. AQR Capital Management, LLC is a wholly owned subsidiary of AQR Capital Management Holdings, LLC. AQR Arbitrage, LLC is deemed to be controlled by AQR Capital Management, LLC. AQR Capital Management, LLC and AQR Arbitrage, LLC act as investment manager to each of AQR Global Alternative Investment Offshore Fund, L.P., AQR Absolute Return Master Account, L.P., AQR Corporate Arbitrage Master Account, L.P., and AQR Arbitrage MA Offshore Fund, L.P. AQR Capital Management, LLC serves as the investment manager, and AQR Arbitrage, LLC as sub-advisor, to the AQR UCITS Funds - AQR Sustainable Corporate Arbitrage UCITS Fund. |
2. AQR Capital Management GP Ltd. is the general partner of AQR Global Alternative Investment Offshore Fund, L.P. AQR Principal Global Asset Allocation, LLC is the general partner of AQR Absolute Return Master Account, L.P. AQR Corporate Arbitrage GP, LLC is the general partner of AQR Corporate Arbitrage Master Account, L.P. CNH Principal Partners I, LLC is the general partner of AQR Arbitrage MA Offshore Fund, L.P. |
3. Each warrant becomes exercisable 30 days after the completion of the issuer's initial business combination. |
4. The warrants expire five years after the completion of the issuer's initial business combination, or earlier upon redemption or liquidation. |
Remarks: |
This Form 3 is being filed to solely due to the redemption of 4,956,145 shares of the Company's Class A Ordinary Shares by Company stockholders other than the Reporting Persons, after which the Reporting Persons' aggregate beneficial ownership was above 10%. |
/s/ AQR CAPITAL MANAGEMENT HOLDINGS, LLC, /s/ Henry Parkin, Authorized Signatory | 04/18/2023 | |
/s/ AQR CAPITAL MANAGEMENT, LLC, /s/ Henry Parkin, Authorized Signatory | 04/18/2023 | |
/s/ AQR ARBITRAGE, LLC, /s/ Henry Parkin, Authorized Signatory | 04/18/2023 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |