0001079973-21-001210.txt : 20211207
0001079973-21-001210.hdr.sgml : 20211207
20211207210937
ACCESSION NUMBER: 0001079973-21-001210
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211206
FILED AS OF DATE: 20211207
DATE AS OF CHANGE: 20211207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cho Hannah
CENTRAL INDEX KEY: 0001846283
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33675
FILM NUMBER: 211477417
MAIL ADDRESS:
STREET 1: C/O RIOT BLOCKCHAIN, INC.
STREET 2: 202 6TH STREET, SUITE 401
CITY: CASTLE ROCK
STATE: CO
ZIP: 80104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Riot Blockchain, Inc.
CENTRAL INDEX KEY: 0001167419
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 841553387
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 202 6TH STREET, SUITE 401
CITY: CASTLE ROCK
STATE: CO
ZIP: 80104
BUSINESS PHONE: 303-794-2000
MAIL ADDRESS:
STREET 1: 202 6TH STREET, SUITE 401
CITY: CASTLE ROCK
STATE: CO
ZIP: 80104
FORMER COMPANY:
FORMER CONFORMED NAME: Bioptix, Inc.
DATE OF NAME CHANGE: 20161201
FORMER COMPANY:
FORMER CONFORMED NAME: Venaxis, Inc.
DATE OF NAME CHANGE: 20121218
FORMER COMPANY:
FORMER CONFORMED NAME: AspenBio Pharma, Inc.
DATE OF NAME CHANGE: 20051110
4
1
ownership.xml
X0306
4
2021-12-06
0
0001167419
Riot Blockchain, Inc.
RIOT
0001846283
Cho Hannah
C/O RIOT BLOCKCHAIN, INC.
202 6TH STREET, SUITE 401
CASTLE ROCK
CO
80104
1
0
0
0
Common Stock
2021-12-06
4
M
0
10000
0.00
A
10000
D
Common Stock
2021-12-06
4
F
0
5000
28.64
D
5000
D
Restricted Stock Units
0.00
2021-12-06
4
A
0
10000
0.00
A
Common Stock
10000
2500
D
Vested restricted stock units ("RSUs") granted under the Riot Blockchain, Inc. 2019 Equity Incentive Plan (the "Plan") covert into shares of the Issuer's common stock, no par value per share, (the "Common Stock") on a one-for-one basis, subject to any net settlement permitted by the Plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee") upon settlement by the Issuer in accordance with the procedures of the Plan.
Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4.
Represents net settlement in connection with the conversion of 10,000 vested RSUs into shares of the Issuer's Common Stock, as permitted by the Plan and approved by the Committee.
The conversion of 10,000 vested RSUs reported in Table II relates to the settlement by the Issuer of the vested portion of the 12,500 RSUs granted to the Reporting Person on February 17, 2021. Of the 12,500 RSUs awarded to the Reporting Person, 2,500 RSUs vested immediately as of the grant date, with the remaining 10,000 RSUs eligible to vest in four quarterly installments after the grant date.
/s/ Hannah Cho
2021-12-07