15-12B 1 a11-7954_41512b.htm 15-12B

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 15

 


 

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

 

Commission File Number: 001-31269

 

ALCON, INC.

(Exact name of registrant as specified in its charter)

 

Bösch 69, P.O. Box 62

Hünenberg, Switzerland

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

Common Shares, par value CHF 0.20 per share

(Title of each class of securities covered by this Form)

 

None

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

 

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

 

Rule 12g-4(a)(1)

o

 

 

 

 

 

Rule 12g-4(a)(2)

o

 

 

 

 

 

Rule 12h-3(b)(1)(i)

x

 

 

 

 

 

Rule 12h-3(b)(1)(ii)

o

 

 

 

 

 

Rule 15d-6

o

 

 

 

 

 

 

 

 

 

 

 

 

Approximate number of holders of record as of the certification or notice date: ZERO (0)

 

Explanatory Note:  By virtue of the direct merger of Alcon, Inc. with and into Novartis AG, completed on April 8, 2011, Novartis AG, as successor to Alcon, Inc., has assumed Alcon, Inc.’s reporting obligation under Section 15(d) of the Securities Exchange Act of 1934.

 

Pursuant to the requirements of the Securities Exchange Act of 1934, Novartis AG, as successor to Alcon, Inc., has caused this certification/notice to be signed on its behalf by the undersigned duly authorized persons.

 

Date:

April 21, 2011

 

Novartis AG

 

 

 

 

 

 

 

 

 

 

By:

/s/ Dr. Thomas Werlen

 

 

 

 

 

Name:

Dr. Thomas Werlen

 

 

 

 

 

Title:

Group General Counsel

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Jonathan Symonds

 

 

 

 

 

Name:

Jonathan Symonds

 

 

 

 

 

Title:

Chief Financial Officer