0001172661-18-002151.txt : 20181114 0001172661-18-002151.hdr.sgml : 20181114 20181114153313 ACCESSION NUMBER: 0001172661-18-002151 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001167365 IRS NUMBER: 752716725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10659 FILM NUMBER: 181183199 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972-628-4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001167365 XXXXXXXX 09-30-2018 09-30-2018 false HIGHLAND CAPITAL MANAGEMENT LP

300 Crescent Court, Suite 700 Dallas TX 75201

13F COMBINATION REPORT 028-10659 0001086763 028-05785 FIRST FOUNDATION ADVISORS N James D. Dondero 972-628-4100 /s/ James D. Dondero Dallas TX 11-14-2018 2 399 1812391 1 0001469877 028-16918 HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. 2 0001617621 028-16920 NexPoint Advisors, L.P. 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SH SOLE 1 50000 0 0 ALPHABET INC CAP STK CL C 02079K107 4774 4000 SH SOLE 1 4000 0 0 ALPS ETF TR SPROTT GL MINE 00162Q643 2811 180178 SH SOLE 1 180178 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 8542 525000 SH SOLE 1 525000 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 2286 140500 SH SOLE 2 140500 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 3254 200000 SH Call SOLE 1 200000 0 0 AMAZON COM INC COM 023135106 19429 9700 SH SOLE 1 9700 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 1062 25700 SH SOLE 1 25700 0 0 AMERICAN EXPRESS CO COM 025816109 213 2000 SH SOLE 1 2000 0 0 AMGEN INC COM 031162100 518 2500 SH SOLE 1 2500 0 0 AMGEN INC COM 031162100 6 30 SH SOLE 2 30 0 0 AMICUS THERAPEUTICS INC COM 03152W109 1343 111100 SH SOLE 1 111100 0 0 ANDEAVOR COM 03349M105 13545 88242 SH SOLE 1 88242 0 0 ANDEAVOR LOGISTICS LP COM UNIT LP INT 03350F106 413 8500 SH SOLE 8500 0 0 ANDEAVOR LOGISTICS LP COM UNIT LP INT 03350F106 2660 54769 SH SOLE 1 54769 0 0 ANI PHARMACEUTICALS INC COM 00182C103 509 9000 SH 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SOLE 1 19400 0 0 CME GROUP INC COM CL A 12572Q105 8357 49100 SH SOLE 1 49100 0 0 COASTWAY BANCORP INC COM 190632109 1523 54000 SH SOLE 1 54000 0 0 COBIZ FINANCIAL INC COM 190897108 3526 159262 SH SOLE 1 159262 0 0 COHERUS BIOSCIENCES INC COM 19249H103 978 59300 SH SOLE 59300 0 0 COHERUS BIOSCIENCES INC COM 19249H103 2193 132925 SH SOLE 1 132925 0 0 COLLEGIUM PHARMACEUTICAL INC COM 19459J104 874 59313 SH SOLE 2 59313 0 0 COLLEGIUM PHARMACEUTICAL INC COM 19459J104 2454 166500 SH SOLE 166500 0 0 COLLEGIUM PHARMACEUTICAL INC COM 19459J104 1645 111616 SH SOLE 1 111616 0 0 COLONY CR REAL ESTATE INC COM CL A 19625T101 277 12581 SH SOLE 2 12581 0 0 CONCHO RES INC COM 20605P101 8411 55063 SH SOLE 1 55063 0 0 CONSTELLATION ALPHA CAP CORP SHS G2379F108 1316 130000 SH SOLE 1 130000 0 0 CONTINENTAL RESOURCES INC COM 212015101 10310 151000 SH SOLE 1 151000 0 0 CONTINENTAL RESOURCES INC COM 212015101 4800 70300 SH SOLE 2 70300 0 0 CONVERGYS CORP COM 212485106 2334 98296 SH SOLE 1 98296 0 0 CORELOGIC INC COM 21871D103 228 4620 SH SOLE 1 4620 0 0 CORNERSTONE ONDEMAND INC COM 21925Y103 1447 25500 SH SOLE 1 25500 0 0 CORNING INC COM 219350105 468 13250 SH SOLE 13250 0 0 COSTCO WHSL CORP NEW COM 22160K105 352 1500 SH SOLE 2 1500 0 0 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 2514 68416 SH SOLE 1 68416 0 0 CRESUD S A C I F Y A SPONSORED ADR 226406106 394 27800 SH SOLE 2 27800 0 0 CSX CORP COM 126408103 370 5000 SH SOLE 1 5000 0 0 CYRUSONE INC COM 23283R100 1078 17000 SH SOLE 1 17000 0 0 DECIPHERA PHARMACEUTICALS IN COM 24344T101 581 15000 SH SOLE 1 15000 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 3788 39000 SH SOLE 1 39000 0 0 DENBURY RES INC COM NEW 247916208 3968 640000 SH SOLE 1 640000 0 0 DERMIRA INC COM 24983L104 488 44740 SH SOLE 1 44740 0 0 DESPEGAR COM CORP ORD SHS G27358103 523 31000 SH SOLE 1 31000 0 0 DESPEGAR COM CORP ORD SHS G27358103 34 2000 SH SOLE 2 2000 0 0 DFB HEALTHCARE ACQUISTION CO UNIT 01/30/2023 23291E208 371 35000 SH SOLE 1 35000 0 0 DIREXION SHS 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HLDGS INC COM 48273J107 547 20000 SH SOLE 1 20000 0 0 KBL MERGER CORP IV COM 48242A104 486 48100 SH SOLE 1 48100 0 0 KINDER MORGAN INC DEL COM 49456B101 3034 171127 SH SOLE 1 171127 0 0 KKR & CO INC CL A 48251W104 3607 132275 SH SOLE 1 132275 0 0 KLX INC COM 482539103 5506 87700 SH SOLE 1 87700 0 0 LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 503459604 779 38700 SH SOLE 38700 0 0 LAUDER ESTEE COS INC CL A 518439104 291 2000 SH SOLE 1 2000 0 0 LEGACY ACQUISITION CORP UNIT 05/31/2024 524643202 355 35000 SH SOLE 1 35000 0 0 LEO HOLDINGS CORP UNIT 99/99/9999 G5463L121 124 12100 SH SOLE 1 12100 0 0 LF CAP ACQUISITION CORP CL A 50200K108 480 50000 SH SOLE 1 50000 0 0 LHC GROUP INC COM 50187A107 4122 40025 SH SOLE 1 40025 0 0 LHC GROUP INC COM 50187A107 7 65 SH SOLE 2 65 0 0 LIFEPOINT HEALTH INC COM 53219L109 997 15475 SH SOLE 1 15475 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 2724 50000 SH SOLE 1 50000 0 0 LKQ CORP COM 501889208 224 7075 SH SOLE 1 7075 0 0 LOCKHEED MARTIN CORP COM 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CORP COM 81725T100 505 6600 SH SOLE 1 6600 0 0 SERVICENOW INC COM 81762P102 2152 11000 SH SOLE 1 11000 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 257 12000 SH SOLE 1 12000 0 0 SHERWIN WILLIAMS CO COM 824348106 8376 18400 SH SOLE 1 18400 0 0 SHIRE PLC SPONSORED ADR 82481R106 12308 67900 SH SOLE 1 67900 0 0 SHOPIFY INC CL A 82509L107 2302 14000 SH SOLE 1 14000 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 433 15275 SH SOLE 1 15275 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 836 29500 SH SOLE 2 29500 0 0 SKYLINE CHAMPION CORPORATION COM 830830105 17348 607227 SH SOLE 607227 0 0 SM ENERGY CO COM 78454L100 5168 163920 SH SOLE 1 163920 0 0 SONOCO PRODS CO COM 835495102 222 4000 SH SOLE 1 4000 0 0 SPARTANNASH CO COM 847215100 369 18400 SH SOLE 1 18400 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 14536 50000 SH Put SOLE 50000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 29072 100000 SH Put SOLE 1 100000 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 594 10000 SH SOLE 1 10000 0 0 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11864 85979 SH SOLE 1 85979 0 0 TARGA RES CORP COM 87612G101 10485 186207 SH SOLE 1 186207 0 0 TELEDYNE TECHNOLOGIES INC COM 879360105 9719 39400 SH SOLE 1 39400 0 0 TERADATA CORP DEL COM 88076W103 465 12340 SH SOLE 1 12340 0 0 TG THERAPEUTICS INC COM 88322Q108 1180 210760 SH SOLE 2 210760 0 0 TG THERAPEUTICS INC COM 88322Q108 1679 299791 SH SOLE 299791 0 0 TG THERAPEUTICS INC COM 88322Q108 1359 242600 SH SOLE 1 242600 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 9 35 SH SOLE 2 35 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2441 10000 SH SOLE 1 10000 0 0 THOMSON REUTERS CORP COM 884903105 1357 29700 SH SOLE 1 29700 0 0 TIBERIUS ACQUISITION CORP COM 88633A107 544 56300 SH SOLE 1 56300 0 0 TKK SYMPHONY ACQUISITION COR ORD SHS G88950103 380 40000 SH SOLE 1 40000 0 0 TRACTOR SUPPLY CO COM 892356106 745 8195 SH SOLE 1 8195 0 0 TRANSPORTADORA DE GAS SUR SPON ADR B 893870204 2634 181373 SH SOLE 181373 0 0 TRANSPORTADORA DE GAS SUR SPON ADR B 893870204 709 48845 SH SOLE 1 48845 0 0 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12000 0 0 UROVANT SCIENCES LTD SHS G9381B108 697 58100 SH SOLE 1 58100 0 0 V F CORP COM 918204108 467 5000 SH SOLE 1 5000 0 0 VENATOR MATLS PLC SHS G9329Z100 227 25250 SH SOLE 2 25250 0 0 VERACYTE INC COM 92337F107 386 40400 SH SOLE 1 40400 0 0 VERSO CORP CL A 92531L207 1216 36114 SH SOLE 36114 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 1156 6000 SH SOLE 1 6000 0 0 VIKING THERAPEUTICS INC COM 92686J106 479 27492 SH SOLE 27492 0 0 VISA INC COM CL A 92826C839 23502 156584 SH SOLE 1 156584 0 0 VISTRA ENERGY CORP COM 92840M102 88593 3560827 SH SOLE 3560827 0 0 VISTRA ENERGY CORP COM 92840M102 114190 4589647 SH SOLE 1 4589647 0 0 VISTRA ENERGY CORP COM 92840M102 22791 916028 SH SOLE 2 916028 0 0 WARRIOR MET COAL INC COM 93627C101 4210 155706 SH SOLE 155706 0 0 WESTERN DIGITAL CORP COM 958102105 1077 18400 SH SOLE 18400 0 0 WESTERN GAS EQUITY PARTNERS COMUNT LTD PT 95825R103 10670 356390 SH SOLE 1 356390 0 0 WHITING PETE CORP NEW COM NEW 966387409 796 15000 SH SOLE 1 15000 0 0 WILLIAMS COS INC DEL COM 969457100 2085 76685 SH SOLE 2 76685 0 0 WILLIAMS COS INC DEL COM 969457100 20204 743074 SH SOLE 1 743074 0 0 WPX ENERGY INC COM 98212B103 2213 110000 SH SOLE 1 110000 0 0 WRIGHT MED GROUP N V RIGHT 03/01/2019 N96617126 111 79326 SH SOLE 1 79326 0 0 XCERRA CORP COM 98400J108 5903 413651 SH SOLE 1 413651 0 0 XILINX INC COM 983919101 802 10000 SH SOLE 1 10000 0 0 XPO LOGISTICS INC COM 983793100 24244 212349 SH SOLE 1 212349 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 3983 257800 SH SOLE 257800 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 368 23800 SH SOLE 2 23800 0 0 ZAYO GROUP HLDGS INC COM 98919V105 879 25310 SH SOLE 2 25310 0 0 ZOETIS INC CL A 98978V103 549 6000 SH SOLE 1 6000 0 0 ZOGENIX INC COM NEW 98978L204 2286 46086 SH SOLE 1 46086 0 0