0001172661-16-002428.txt : 20160203 0001172661-16-002428.hdr.sgml : 20160203 20160203162305 ACCESSION NUMBER: 0001172661-16-002428 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20160203 DATE AS OF CHANGE: 20160203 EFFECTIVENESS DATE: 20160203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001167365 IRS NUMBER: 752716725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10659 FILM NUMBER: 161385150 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 9726284100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001167365 XXXXXXXX 09-30-2015 09-30-2015 true 1 RESTATEMENT false HIGHLAND CAPITAL MANAGEMENT LP

300 Crescent Court, Suite 700 Dallas TX 75201

13F COMBINATION REPORT 028-10659 0001329883 028-11465 Sterling Capital Management LLC 0001512978 028-14438 Brookmont Capital Management 0000040545 028-01502 GENERAL ELECTRIC CO 0001086763 028-05785 FIRST FOUNDATION ADVISORS N James D. Dondero 972-628-4100 /s/ James D. Dondero Dallas TX 02-03-2016 5 423 3418903 1 0001524098 028-16919 HIGHLAND CAPITAL HEALTHCARE ADVISORS, L.P. 2 0001469877 028-16918 HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. 3 0001617621 028-16920 NexPoint Advisors, L.P. 4 0001638651 028-16917 GRANITE BAY ADVISORS, L.P. 5 0001056357 028-06601 Wilmington Funds Management Corp INFORMATION TABLE 2 infotable.xml AAC HLDGS INC COM 000307108 6675 300000 SH DFND 2 300000 0 0 AAC HLDGS INC COM 000307108 223 10000 SH DFND 5 10000 0 0 AAC HLDGS INC COM 000307108 45 2000 SH DFND 1 2000 0 0 ABIOMED INC COM 003654100 6493 70000 SH DFND 2 70000 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 265 4000 SH DFND 1 4000 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 15905 240000 SH DFND 2 240000 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 729 11000 SH DFND 5 11000 0 0 ACCO BRANDS CORP COM 00081T108 88 12500 SH DFND 2 12500 0 0 ADEPTUS HEALTH INC CL A 006855100 3971 49166 SH DFND 2 49166 0 0 ADEPTUS HEALTH INC CL A 006855100 126 1565 SH DFND 5 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421187 0 0 AMERCO COM 023586100 418 1062 SH SOLE 1062 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 23451 603937 SH DFND 2 603937 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 2141 55125 SH DFND 3 55125 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 30259 779276 SH SOLE 779276 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 77660 2000000 SH Call DFND 2 2000000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 126586 3260000 SH Call SOLE 3260000 0 0 AMERICAN EXPRESS CO COM 025816109 101966 1375500 SH Call DFND 2 1375500 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 234 4118 SH SOLE 4118 0 0 AMICUS THERAPEUTICS INC COM 03152W109 1959 140000 SH DFND 2 140000 0 0 AMSURG CORP COM 03232P405 89 1148 SH DFND 1 1148 0 0 AMSURG CORP COM 03232P405 6522 83922 SH DFND 2 83922 0 0 AMSURG CORP COM 03232P405 238 3062 SH DFND 5 3062 0 0 ANACOR PHARMACEUTICALS INC COM 032420101 128 1090 SH DFND 1 1090 0 0 ANACOR PHARMACEUTICALS INC COM 032420101 12056 102423 SH DFND 2 102423 0 0 ANACOR PHARMACEUTICALS INC COM 032420101 368 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2927 4158760 SH SOLE 4158760 0 0 DANAHER CORP DEL COM 235851102 17238 202300 SH DFND 2 202300 0 0 DBX ETF TR DBXTR HAR CS 300 233051879 52 1593 SH SOLE 1593 0 0 DBX ETF TR DBXTR HAR CS 300 233051879 16933 523600 SH DFND 2 523600 0 0 DBX ETF TR HRV CHINA SMCP 233051754 11992 329000 SH DFND 2 329000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 224 5000 SH SOLE 5000 0 0 DIAMOND RESORTS INTL INC COM 25272T104 217 9265 SH SOLE 9265 0 0 DOLLAR GEN CORP NEW COM 256677105 20013 276266 SH DFND 2 276266 0 0 DOLLAR GEN CORP NEW COM 256677105 1303 17991 SH DFND 5 17991 0 0 DRYSHIPS INC SHS Y2109Q101 554 3282549 SH DFND 2 3282549 0 0 DRYSHIPS INC SHS Y2109Q101 1054 6241435 SH DFND 3 6241435 0 0 DYNAGAS LNG PARTNERS LP COM UNIT LTD PT Y2188B108 4126 310242 SH DFND 2 310242 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 18147 689226 SH DFND 2 689226 0 0 EAGLE PHARMACEUTICALS INC COM 269796108 520 7022 SH DFND 5 7022 0 0 EAGLE PHARMACEUTICALS INC COM 269796108 16941 228835 SH DFND 2 228835 0 0 EAGLE 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300 SH DFND 2 300 0 0 GOOGLE INC CL A 38259P508 302 473 SH SOLE 473 0 0 GOOGLE INC CL C 38259P706 4428 7278 SH DFND 2 7278 0 0 GOOGLE INC CL C 38259P706 1729 2842 SH DFND 5 2842 0 0 GOOGLE INC CL C 38259P706 61 100 SH SOLE 100 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 398 31089 SH SOLE 31089 0 0 GRAY TELEVISION INC CL A 389375205 203 18000 SH DFND 3 18000 0 0 HCA HOLDINGS INC COM 40412C101 12766 165018 SH DFND 2 165018 0 0 HCA HOLDINGS INC COM 40412C101 440 5682 SH DFND 5 5682 0 0 HCA HOLDINGS INC COM 40412C101 160 2064 SH DFND 1 2064 0 0 HEALTHSOUTH CORP COM NEW 421924309 38 1000 SH DFND 1 1000 0 0 HEALTHSOUTH CORP COM NEW 421924309 6139 160000 SH DFND 2 160000 0 0 HEALTHSOUTH CORP COM NEW 421924309 384 10000 SH DFND 5 10000 0 0 HEALTHSTREAM INC COM 42222N103 1091 50000 SH DFND 2 50000 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 320 19124 SH SOLE 19124 0 0 HIGHLAND FDS I EQUITY HEDGE 430101691 9816 495000 SH DFND 2 495000 0 0 HIGHLAND FDS I EVNT DRIVEN 430101725 8574 495000 SH DFND 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SH DFND 2 248282 0 0 NUVASIVE INC COM 670704105 356 7379 SH DFND 5 7379 0 0 NUVASIVE INC COM 670704105 45 925 SH SOLE 925 0 0 NVIDIA CORP COM 67066G104 247 10000 SH DFND 2 10000 0 0 NXP SEMICONDUCTORS N V COM N6596X109 13268 152381 SH DFND 2 152381 0 0 OCATA THERAPEUTICS INC COM 67457L100 2263 541416 SH DFND 2 541416 0 0 OCEAN RIG UDW INC SHS Y64354205 13669 6417509 SH SOLE 6417509 0 0 OCEAN RIG UDW INC SHS Y64354205 13901 6526114 SH DFND 2 6526114 0 0 OCEAN RIG UDW INC SHS Y64354205 4390 2060928 SH DFND 3 2060928 0 0 OPHTHOTECH CORP COM 683745103 74 1834 SH DFND 1 1834 0 0 OPHTHOTECH CORP COM 683745103 6796 167713 SH DFND 2 167713 0 0 OPHTHOTECH CORP COM 683745103 115 2839 SH DFND 5 2839 0 0 OTONOMY INC COM 68906L105 8541 479551 SH DFND 2 479551 0 0 OTONOMY INC COM 68906L105 242 13563 SH DFND 5 13563 0 0 OUTERWALL INC COM 690070107 11305 198582 SH DFND 2 198582 0 0 PACIRA PHARMACEUTICALS INC COM 695127100 106 2567 SH DFND 1 2567 0 0 PACIRA PHARMACEUTICALS INC COM 695127100 9566 232753 SH DFND 2 232753 0 0 PACIRA PHARMACEUTICALS INC COM 695127100 293 7135 SH DFND 5 7135 0 0 PATTERSON COMPANIES INC COM 703395103 87908 2032553 SH DFND 2 2032553 0 0 PENDRELL CORP COM 70686R104 30955 42992527 SH SOLE 42992527 0 0 PENDRELL CORP COM 70686R104 1628 2260529 SH DFND 3 2260529 0 0 PENDRELL CORP COM 70686R104 258 358088 SH DFND 2 358088 0 0 PFENEX INC COM 717071104 90 6000 SH DFND 1 6000 0 0 PFENEX INC COM 717071104 4318 287649 SH DFND 2 287649 0 0 PFENEX INC COM 717071104 8 518 SH DFND 5 518 0 0 PHARMERICA CORP COM 71714F104 4505 158231 SH DFND 2 158231 0 0 PHARMERICA CORP COM 71714F104 262 9198 SH DFND 5 9198 0 0 PIEDMONT NAT GAS INC COM 720186105 301 7500 SH DFND 2 7500 0 0 PINNACLE FOODS INC DEL COM 72348P104 14239 339995 SH DFND 2 339995 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 5992 197221 SH DFND 2 197221 0 0 PLAINS GP HLDGS L P SHS A REP LTPN 72651A108 44431 2538890 SH DFND 2 2538890 0 0 PORTOLA PHARMACEUTICALS INC COM 737010108 298 7000 SH DFND 5 7000 0 0 PORTOLA PHARMACEUTICALS INC COM 737010108 14065 330000 SH DFND 2 330000 0 0 PRECISION CASTPARTS CORP COM 740189105 373 1625 SH SOLE 1625 0 0 PROQR THRAPEUTICS N V SHS EURO N71542109 5625 386057 SH DFND 2 386057 0 0 PROQR THRAPEUTICS N V SHS EURO N71542109 131 9000 SH DFND 1 9000 0 0 PROSHARES TR ULTSH NASD BIOT 74347B789 10036 260340 SH DFND 2 260340 0 0 PROSHARES TR ULTSH NASD BIOT 74347B789 4682 121455 SH DFND 3 121455 0 0 PROSHARES TR II ULTRA GOLD 74347W601 1294 38945 SH DFND 2 38945 0 0 PROSHARES TR II ULTRA SILVER NEW 74347W353 2231 73085 SH DFND 2 73085 0 0 PROSHARES TR II ULTRA SILVER NEW 74347W353 2353 77076 SH DFND 3 77076 0 0 QUINTILES TRANSNATIO HLDGS I COM 74876Y101 5740 82500 SH DFND 2 82500 0 0 RADIUS HEALTH INC COM NEW 750469207 8317 120000 SH DFND 2 120000 0 0 RADIUS HEALTH INC COM NEW 750469207 347 5000 SH DFND 5 5000 0 0 RADNET INC COM 750491102 1644 296158 SH DFND 2 296158 0 0 RADNET INC COM 750491102 11 2072 SH DFND 1 2072 0 0 RANGE RES CORP COM 75281A109 613 19081 SH DFND 5 19081 0 0 RAPTOR PHARMACEUTICAL CORP COM 75382F106 18 3011 SH DFND 1 3011 0 0 RAPTOR PHARMACEUTICAL CORP COM 75382F106 6635 1096641 SH DFND 2 1096641 0 0 RELYPSA INC COM 759531106 39 2095 SH DFND 1 2095 0 0 RELYPSA INC COM 759531106 3805 205553 SH DFND 2 205553 0 0 RELYPSA INC COM 759531106 172 9300 SH DFND 5 9300 0 0 REPROS THERAPEUTICS INC COM NEW 76028H209 1845 248318 SH DFND 2 248318 0 0 RITTER PHARMACEUTICALS INC COM 767836109 308 150000 SH DFND 2 150000 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 20179 226498 SH DFND 2 226498 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 14000 284388 SH DFND 2 284388 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 1098 22303 SH DFND 5 22303 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 13397 577970 SH DFND 2 577970 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 613 26457 SH DFND 5 26457 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 167 7209 SH DFND 1 7209 0 0 SALESFORCE COM INC COM 79466L302 54850 790000 SH Call DFND 3 790000 0 0 SALESFORCE COM INC COM 79466L302 145216 2091550 SH DFND 2 2091550 0 0 SAREPTA THERAPEUTICS INC COM 803607100 92 2874 SH DFND 1 2874 0 0 SAREPTA THERAPEUTICS INC COM 803607100 12028 374587 SH DFND 2 374587 0 0 SAREPTA THERAPEUTICS INC COM 803607100 225 7000 SH DFND 5 7000 0 0 SBA COMMUNICATIONS CORP COM 78388J106 24963 238332 SH DFND 2 238332 0 0 SBA COMMUNICATIONS CORP COM 78388J106 1520 14510 SH DFND 5 14510 0 0 SEAWORLD ENTMT INC COM 81282V100 29496 1656125 SH DFND 2 1656125 0 0 SEAWORLD ENTMT INC COM 81282V100 107 6000 SH SOLE 6000 0 0 SEMGROUP CORP CL A 81663A105 12833 296778 SH DFND 2 296778 0 0 SERVICE CORP INTL COM 817565104 4878 180000 SH DFND 2 180000 0 0 SERVICENOW INC COM 81762P102 9334 134400 SH DFND 2 134400 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 5735 194869 SH DFND 2 194869 0 0 SONIC CORP COM 835451105 7759 338084 SH DFND 2 338084 0 0 SOTHEBYS COM 835898107 14264 446034 SH DFND 2 446034 0 0 SPARK THERAPEUTICS INC COM 84652J103 125 3006 SH DFND 1 3006 0 0 SPARK THERAPEUTICS INC COM 84652J103 10693 256233 SH DFND 2 256233 0 0 SPARK THERAPEUTICS INC COM 84652J103 285 6820 SH DFND 5 6820 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 67071 350000 SH Call DFND 2 350000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2300 12000 SH Put DFND 4 12000 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 10189 1114749 SH DFND 2 1114749 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 4913 537527 SH DFND 3 537527 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 21104 2309020 SH SOLE 2309020 0 0 STAPLES INC COM 855030102 7615 649150 SH DFND 2 649150 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 46 19898 SH DFND 1 19898 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 2760 1205268 SH DFND 2 1205268 0 0 SUPER MICRO COMPUTER INC COM 86800U104 10021 367607 SH DFND 2 367607 0 0 SURGICAL CARE AFFILIATES INC COM 86881L106 5133 157024 SH DFND 2 157024 0 0 SURGICAL CARE AFFILIATES INC COM 86881L106 222 6792 SH DFND 5 6792 0 0 TARGA RES CORP COM 87612G101 29309 568887 SH DFND 2 568887 0 0 TARGA 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16800 SH DFND 2 16800 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 3120 25000 SH DFND 2 25000 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 7663 42961 SH DFND 2 42961 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 282 1579 SH DFND 5 1579 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 425 2385 SH SOLE 2385 0 0 VCA INC COM 918194101 14330 272166 SH DFND 2 272166 0 0 VCA INC COM 918194101 712 13515 SH DFND 5 13515 0 0 VCA INC COM 918194101 176 3347 SH DFND 1 3347 0 0 VCA INC COM 918194101 237 4500 SH SOLE 4500 0 0 VEREIT INC COM 92339V100 440 56984 SH SOLE 56984 0 0 VISA INC COM CL A 92826C839 19428 278900 SH DFND 2 278900 0 0 VULCAN MATLS CO COM 929160109 11271 126353 SH DFND 2 126353 0 0 VULCAN MATLS CO COM 929160109 1458 16344 SH DFND 5 16344 0 0 WESTERN GAS EQUITY PARTNERS COMUNT LTD PT 95825R103 13794 349832 SH DFND 2 349832 0 0 WILLIAMS COS INC DEL COM 969457100 29070 788875 SH DFND 2 788875 0 0 WILLIAMS COS INC DEL COM 969457100 170 4614 SH SOLE 4614 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 874 27389 SH DFND 2 27389 0 0 WISDOMTREE TR GERMANY HEDEQ FD 97717W448 35378 1400000 SH DFND 2 1400000 0 0 WMIH CORP COM 92936P100 27 10310 SH SOLE 10310 0 0 ZILLOW GROUP INC CL A 98954M101 2155 75000 SH Put DFND 2 75000 0 0 ZYNERBA PHARMACEUTICALS INC COM 98986X109 2240 156547 SH DFND 2 156547 0 0