0000899243-18-010442.txt : 20180419
0000899243-18-010442.hdr.sgml : 20180419
20180419173913
ACCESSION NUMBER: 0000899243-18-010442
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180417
FILED AS OF DATE: 20180419
DATE AS OF CHANGE: 20180419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DONDERO JAMES D
CENTRAL INDEX KEY: 0001228922
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36663
FILM NUMBER: 18764661
MAIL ADDRESS:
STREET 1: 13455 NOEL ROAD, STE 1300
CITY: DALLAS
STATE: TX
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P.
CENTRAL INDEX KEY: 0001469877
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36663
FILM NUMBER: 18764658
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 972-628-4100
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER NAME:
FORMER CONFORMED NAME: Pyxis Capital, L.P. /DE
DATE OF NAME CHANGE: 20120406
FORMER NAME:
FORMER CONFORMED NAME: Highland Funds Asset Management, L.P.
DATE OF NAME CHANGE: 20090806
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NexPoint Advisors, L.P.
CENTRAL INDEX KEY: 0001617621
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36663
FILM NUMBER: 18764659
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 972.628.4100
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0001167365
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36663
FILM NUMBER: 18764660
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 972-628-4100
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NexPoint Residential Trust, Inc.
CENTRAL INDEX KEY: 0001620393
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 471181359
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 972-628-4100
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-04-17
0
0001620393
NexPoint Residential Trust, Inc.
NXRT
0001228922
DONDERO JAMES D
300 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
1
1
1
0
President
0001167365
HIGHLAND CAPITAL MANAGEMENT LP
300 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
0
0
1
0
0001617621
NexPoint Advisors, L.P.
300 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
0
0
1
0
0001469877
HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P.
300 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
0
0
1
0
Common Stock
2018-04-17
5
J
0
E
25552.7647
25.9524
A
2396574.61
I
By Highland Capital Management, L.P.
Common Stock
21044
I
By NexPoint Advisors, L.P.
Common Stock
49171.2
D
Common Stock
1646630.5
I
By trust
Common Stock
7500
I
By limited liability company
Common Stock
22544.33
I
By employee benefit plan
Common Stock
56053
I
By Highland Capital Management Fund Advisors, L.P.
Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month.
These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Includes shares acquired through reinvestment of dividends.
These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through an advised account. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
These shares are held by a trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
These shares are held by a limited liability company in which the trust referenced in footnote 5 to this Form 4 owns a majority interest. Mr. Dondero disclaims beneficial ownership of such shares.
These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through an advised account. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
/s/ James D. Dondero
2018-04-19
/s/ James D. Dondero, President
2018-04-19
/s/ James D. Dondero, President
2018-04-19
/s/ James D. Dondero, Authorized Signatory
2018-04-19