0001209191-15-061364.txt : 20150716 0001209191-15-061364.hdr.sgml : 20150716 20150716194956 ACCESSION NUMBER: 0001209191-15-061364 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150716 FILED AS OF DATE: 20150716 DATE AS OF CHANGE: 20150716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OOMA INC CENTRAL INDEX KEY: 0001327688 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1880 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 6505666610 MAIL ADDRESS: STREET 1: 1880 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEI JAMES CENTRAL INDEX KEY: 0001167196 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 15992491 MAIL ADDRESS: STREET 1: 435 TASSO ST STREET 2: SUITE 120 CITY: PALO ALTO STATE: CA ZIP: 94301 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2015-07-16 0 0001327688 OOMA INC OOMA 0001167196 WEI JAMES 101 S. ELLSWORTH AVENUE SUITE 401 SAN MATEO CA 94401 1 0 1 0 Common Stock 38333 D Common Stock 144022 I By entities associated with Worldview Technology Partners Stock Option (right to buy) 9.18 2025-02-21 Common Stock 10000 D Series Alpha Convertible Preferred Stock Common Stock 5957128 I By entities associated with Worldview Technology Partners Series Alpha-1 Convertible Preferred Stock Common Stock 400000 I By entities associated with Worldview Technology Partners Series Beta Convertible Preferred Stock Common Stock 95814 I By entities associated with Worldview Technology Partners Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"), Worldview Technology International IV, L.P. ("International IV") and Worldview Technology Partners IV, L.P. ("Technology IV" and, together with Strategic IV and International IV, the "Worldview IV Funds"). Worldview Capital IV, L.P., the general partner of each of the Worldview IV Funds, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person, as a managing member of Worldview Equity I, L.L.C., may be deemed to share voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Worldview IV Funds, except to the extent of any pecuniary interest therein. 1/48th of the option will vest on the one month anniversary of 2/22/2015 and 1/48th of the option shall vest monthly thereafter. The option is immediately exercisable. The Series Alpha Convertible Preferred Stock is convertible into the issuer's common stock on a one-for-one basis and has no expiration date. It will automatically convert into common stock upon the closing of the issuer's initial public offering. The Series Alpha -1 Convertible Preferred Stock is convertible into the issuer's common stock on a one-for-one basis and has no expiration date. It will automatically convert into common stock upon the closing of the issuer's initial public offering. The Series Beta convertible preferred stock is convertible into the issuer's common stock on a one-for-one basis unless $21.2028 is greater than 75% of the offering price per share, in which case each share of Series Beta convertible preferred stock is convertible into that number of shares of common stock equal to the ratio of $21.2028 divided by 75% of the offering price per share. No fractional shares of common stock will be issued upon conversion of Series Beta preferred stock. The Series Beta preferred stock has no expiration date and will automatically convert into common stock upon the closing of the issuer's initial public offering. /s/ James N. Strawbridge, as attorney-in-fact for James Wei 2015-07-16 EX-24.3_596076 2 poa.txt POA DOCUMENT EXHIBIT 24 POWER OF ATTORNEY The undersigned individual (the "Reporting Person") hereby authorizes and designates Worldview Equity I, L.L.C., or such other person or entity as is designated in writing by James Strawbridge (the "Designated Filer") as the beneficial owner to prepare and file on behalf of the Reporting Person individually, or jointly together with the any other reporting persons, any and all reports, notices, communications and other documents (including, but not limited to, reports on Schedule 13D, Schedule 13G, Form 3, Form 4 and Form 5) that the Reporting Person may be required to file with the United States Securities and Exchange Commission pursuant to the Securities Act of 1933, as amended (together with the implementing regulations thereto, the "Act") and the Securities Exchange Act of 1934, as amended (together with the implementing regulations thereto, the "Exchange Act") (collectively, the "Reports") with respect to the Reporting Person's ownership of, or transactions in, securities of any entity whose securities are beneficially owned (directly or indirectly) by the Reporting Person (collectively, the "Companies"). The Reporting Person hereby further authorizes and designates each of James Strawbridge, Daniel Dumais and Michael Orsak (each an "Authorized Signatory") as his true and lawful attorney-in-fact to execute and file on behalf of the Reporting Person the Reports and to perform any and all other acts, which in the opinion of the Designated Filer or Authorized Signatory may be necessary or incidental to the performance of the foregoing powers herein granted. The authority of the Designated Filer and each Authorized Signatory under this Power of Attorney with respect to the Reporting Person shall continue until the Reporting Person is no longer required to file any Reports with respect to the Reporting Person's ownership of, or transactions in, the securities of the Companies, unless earlier revoked in writing. The Reporting Person acknowledges that the Designated Filer and each Authorized Signatory are not assuming any of the Reporting Person's responsibilities to comply with the Act, the Exchange Act or any other applicable law. May 21, 2008 _/s/James Wei_________ James Wei