0001209191-15-061364.txt : 20150716
0001209191-15-061364.hdr.sgml : 20150716
20150716194956
ACCESSION NUMBER: 0001209191-15-061364
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150716
FILED AS OF DATE: 20150716
DATE AS OF CHANGE: 20150716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OOMA INC
CENTRAL INDEX KEY: 0001327688
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 1880 EMBARCADERO ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94303
BUSINESS PHONE: 6505666610
MAIL ADDRESS:
STREET 1: 1880 EMBARCADERO ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEI JAMES
CENTRAL INDEX KEY: 0001167196
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37493
FILM NUMBER: 15992491
MAIL ADDRESS:
STREET 1: 435 TASSO ST
STREET 2: SUITE 120
CITY: PALO ALTO
STATE: CA
ZIP: 94301
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2015-07-16
0
0001327688
OOMA INC
OOMA
0001167196
WEI JAMES
101 S. ELLSWORTH AVENUE
SUITE 401
SAN MATEO
CA
94401
1
0
1
0
Common Stock
38333
D
Common Stock
144022
I
By entities associated with Worldview Technology Partners
Stock Option (right to buy)
9.18
2025-02-21
Common Stock
10000
D
Series Alpha Convertible Preferred Stock
Common Stock
5957128
I
By entities associated with Worldview Technology Partners
Series Alpha-1 Convertible Preferred Stock
Common Stock
400000
I
By entities associated with Worldview Technology Partners
Series Beta Convertible Preferred Stock
Common Stock
95814
I
By entities associated with Worldview Technology Partners
Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"), Worldview Technology International IV, L.P. ("International IV") and Worldview Technology Partners IV, L.P. ("Technology IV" and, together with Strategic IV and International IV, the "Worldview IV Funds"). Worldview Capital IV, L.P., the general partner of each of the Worldview IV Funds, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person, as a managing member of Worldview Equity I, L.L.C., may be deemed to share voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Worldview IV Funds, except to the extent of any pecuniary interest therein.
1/48th of the option will vest on the one month anniversary of 2/22/2015 and 1/48th of the option shall vest monthly thereafter. The option is immediately exercisable.
The Series Alpha Convertible Preferred Stock is convertible into the issuer's common stock on a one-for-one basis and has no expiration date. It will automatically convert into common stock upon the closing of the issuer's initial public offering.
The Series Alpha -1 Convertible Preferred Stock is convertible into the issuer's common stock on a one-for-one basis and has no expiration date. It will automatically convert into common stock upon the closing of the issuer's initial public offering.
The Series Beta convertible preferred stock is convertible into the issuer's common stock on a one-for-one basis unless $21.2028 is greater than 75% of the offering price per share, in which case each share of Series Beta convertible preferred stock is convertible into that number of shares of common stock equal to the ratio of $21.2028 divided by 75% of the offering price per share. No fractional shares of common stock will be issued upon conversion of Series Beta preferred stock. The Series Beta preferred stock has no expiration date and will automatically convert into common stock upon the closing of the issuer's initial public offering.
/s/ James N. Strawbridge, as attorney-in-fact for James Wei
2015-07-16
EX-24.3_596076
2
poa.txt
POA DOCUMENT
EXHIBIT 24
POWER OF ATTORNEY
The undersigned individual (the "Reporting Person") hereby authorizes and
designates Worldview Equity I, L.L.C., or such other person or entity as is
designated in writing by James Strawbridge (the "Designated Filer") as the
beneficial owner to prepare and file on behalf of the Reporting Person
individually, or jointly together with the any other reporting persons, any and
all reports, notices, communications and other documents (including, but not
limited to, reports on Schedule 13D, Schedule 13G, Form 3, Form 4 and Form 5)
that the Reporting Person may be required to file with the United States
Securities and Exchange Commission pursuant to the Securities Act of 1933, as
amended (together with the implementing regulations thereto, the "Act") and the
Securities Exchange Act of 1934, as amended (together with the implementing
regulations thereto, the "Exchange Act") (collectively, the "Reports") with
respect to the Reporting Person's ownership of, or transactions in, securities
of any entity whose securities are beneficially owned (directly or indirectly)
by the Reporting Person (collectively, the "Companies").
The Reporting Person hereby further authorizes and designates each of James
Strawbridge, Daniel Dumais and Michael Orsak (each an "Authorized Signatory") as
his true and lawful attorney-in-fact to execute and file on behalf of the
Reporting Person the Reports and to perform any and all other acts, which in the
opinion of the Designated Filer or Authorized Signatory may be necessary or
incidental to the performance of the foregoing powers herein granted.
The authority of the Designated Filer and each Authorized Signatory under this
Power of Attorney with respect to the Reporting Person shall continue until the
Reporting Person is no longer required to file any Reports with respect to the
Reporting Person's ownership of, or transactions in, the securities of the
Companies, unless earlier revoked in writing.
The Reporting Person acknowledges that the Designated Filer and each Authorized
Signatory are not assuming any of the Reporting Person's responsibilities to
comply with the Act, the Exchange Act or any other applicable law.
May 21, 2008
_/s/James Wei_________
James Wei