0001167026-18-000012.txt : 20181108
0001167026-18-000012.hdr.sgml : 20181108
20181108113313
ACCESSION NUMBER: 0001167026-18-000012
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181108
DATE AS OF CHANGE: 20181108
EFFECTIVENESS DATE: 20181108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCETON CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001167026
IRS NUMBER: 223807432
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10039
FILM NUMBER: 181168752
BUSINESS ADDRESS:
STREET 1: 151 BODMAN PLACE
STREET 2: SUITE 101
CITY: RED BANK
STATE: NJ
ZIP: 07701
BUSINESS PHONE: 2013329800
MAIL ADDRESS:
STREET 1: 151 BODMAN PLACE
STREET 2: SUITE 101
CITY: RED BANK
STATE: NJ
ZIP: 07701
FORMER COMPANY:
FORMER CONFORMED NAME: HUDSON CANYON INVESTMENT COUNSELORS LLC
DATE OF NAME CHANGE: 20020212
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001167026
XXXXXXXX
09-30-2018
09-30-2018
true
1
RESTATEMENT
PRINCETON CAPITAL MANAGEMENT LLC
151 BODMAN PLACE
SUITE 101
RED BANK
NJ
07701
13F HOLDINGS REPORT
028-10039
N
Joseph Cajigal
Chief Financial Officer
201-332-9800
Joseph Cajigal
Red Bank
NJ
11-08-2018
0
266
240980
false
INFORMATION TABLE
2
3Q2018.xml
13F-HR/A
3M CO
COM
88579Y101
204
966
SH
SOLE
890
0
76
ABBOTT LABS
COM
002824100
308
4196
SH
SOLE
4196
0
0
ABBVIE INC
COM
00287Y109
4121
43570
SH
SOLE
39344
0
4226
ACACIA COMMUNICATIONS INC
COM
00401C108
1063
25696
SH
SOLE
16032
0
9664
ACI WORLDWIDE INC
COM
004498101
598
21240
SH
SOLE
10515
0
10725
AECOM
COM
00766T100
523
16000
SH
SOLE
16000
0
0
AERCAP HOLDINGS NV
SHS
N00985106
557
9690
SH
SOLE
9290
0
400
AETNA INC NEW
COM
00817Y108
41
200
SH
SOLE
200
0
0
ALASKA AIR GROUP INC
COM
011659109
83
1211
SH
SOLE
1211
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
421
2555
SH
SOLE
2495
0
60
ALLERGAN PLC
SHS
G0177J108
8
40
SH
SOLE
40
0
0
ALPHABET INC
CAP STK CL A
02079K305
10467
8671
SH
SOLE
7596
0
1075
ALPHABET INC
CAP STK CL C
02079K107
3306
2770
SH
SOLE
2166
0
604
ALTRIA GROUP INC
COM
02209S103
36
600
SH
SOLE
600
0
0
AMAZON COM INC
COM
023135106
13204
6592
SH
SOLE
4879
0
1713
AMERICAN AIRLS GROUP INC
COM
02376R102
310
7500
SH
SOLE
7500
0
0
AMERICAN ELEC PWR INC
COM
025537101
86
1215
SH
SOLE
1215
0
0
AMERICAN EXPRESS CO
COM
025816109
108
1015
SH
SOLE
1015
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
8129
55948
SH
SOLE
47679
0
8269
AMGEN INC
COM
031162100
12
59
SH
SOLE
59
0
0
APPLE INC
COM
037833100
14366
63640
SH
SOLE
59385
0
4255
ARBOR RLTY TR INC
COM
038923108
10
884
SH
SOLE
884
0
0
AT&T INC
COM
00206R102
4957
147619
SH
SOLE
134701
0
12918
AXOGEN INC
COM
05463X106
184
5000
SH
SOLE
5000
0
0
AXOVANT SCIENCES LTD
COM
G0750W104
4
1630
SH
SOLE
1630
0
0
AXT INC
COM
00246W103
1642
229681
SH
SOLE
71506
0
158175
BANK AMER CORP
COM
060505104
1038
35230
SH
SOLE
34630
0
600
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
26
1000
SH
SOLE
1000
0
0
BAXTER INTL INC
COM
071813109
25
320
SH
SOLE
320
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
75
350
SH
SOLE
350
0
0
BIOLASE INC
COM NEW
090911207
0
1
SH
SOLE
0
0
1
BLACKLINE INC
COM
09239B109
250
4420
SH
SOLE
2770
0
1650
BLACKROCK INC
COM
09247X101
100
212
SH
SOLE
212
0
0
BLACKROCK MUN 2030 TAR TERM
COM SHS BEN IN
09257P105
31
1500
SH
SOLE
1500
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
26
685
SH
SOLE
685
0
0
BOEING CO
COM
097023105
11438
30755
SH
SOLE
25165
0
5590
BP PLC
SPONSORED ADR
055622104
25
546
SH
SOLE
546
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
5661
91194
SH
SOLE
83297
0
7897
CANADIAN PAC RY LTD
COM
13645T100
3338
15751
SH
SOLE
13941
0
1810
CATERPILLAR INC DEL
COM
149123101
2071
13578
SH
SOLE
11520
0
2058
CBS CORP NEW
CL B
124857202
32
565
SH
SOLE
565
0
0
CELGENE CORP
COM
151020104
3
34
SH
SOLE
34
0
0
CENTURYLINK INC
COM
156700106
2
110
SH
SOLE
110
0
0
CESCA THERAPEUTICS INC
COM NEW
157131202
0
10
SH
SOLE
10
0
0
CHEVRON CORP NEW
COM
166764100
205
1680
SH
SOLE
1680
0
0
CHIMERA INVT CORP
COM NEW
16934Q208
26
1452
SH
SOLE
1452
0
0
CHUBB LIMITED
COM
H1467J104
72
542
SH
SOLE
542
0
0
CISCO SYS INC
COM
17275R102
6044
124226
SH
SOLE
101662
0
22564
CITIGROUP INC
COM NEW
172967424
236
3291
SH
SOLE
3056
0
235
CITY OFFICE REIT INC
COM
178587101
13
1066
SH
SOLE
1066
0
0
CLOROX CO DEL
COM
189054109
69
460
SH
SOLE
460
0
0
COCA COLA CO
COM
191216100
66
1434
SH
SOLE
1434
0
0
COHERENT INC
COM
192479103
179
1040
SH
SOLE
1040
0
0
COLGATE PALMOLIVE CO
COM
194162103
109
1631
SH
SOLE
1631
0
0
COMCAST CORP NEW
CL A
20030N101
3802
107381
SH
SOLE
92799
0
14582
CONCERT PHARMACEUTICALS INC
COM
206022105
253
17055
SH
SOLE
5228
0
11827
CONOCOPHILLIPS
COM
20825C104
12
150
SH
SOLE
150
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
69
320
SH
SOLE
320
0
0
CORNING INC
COM
219350105
6840
193770
SH
SOLE
155777
0
37993
COSTCO WHSL CORP NEW
COM
22160K105
890
3790
SH
SOLE
3790
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
7197
64646
SH
SOLE
56810
0
7836
CUMMINS INC
COM
231021106
69
472
SH
SOLE
472
0
0
CVS HEALTH CORP
COM
126650100
149
1895
SH
SOLE
1895
0
0
CYTORI THERAPEUTICS INC
COM PAR
23283K402
0
563
SH
SOLE
110
0
453
DCP MIDSTREAM LP
COM UT LTD PTN
23311P100
38
955
SH
SOLE
955
0
0
DEERE & CO
COM
244199105
1420
9447
SH
SOLE
7547
0
1900
DIAGEO P L C
SPON ADR NEW
25243Q205
21
150
SH
SOLE
150
0
0
DISNEY WALT CO
COM DISNEY
254687106
4636
39646
SH
SOLE
33910
0
5736
DOMINION ENERGY INC
COM
25746U109
676
9615
SH
SOLE
8115
0
1500
DOWDUPONT INC
COM
26078J100
662
10292
SH
SOLE
10032
0
260
DUKE ENERGY CORP NEW
COM NEW
26441C204
669
8361
SH
SOLE
6861
0
1500
DUNKIN BRANDS GROUP INC
COM
265504100
45
604
SH
SOLE
604
0
0
DYCOM INDS INC
COM
267475101
2009
23752
SH
SOLE
19006
0
4746
EASTERLY GOVT PPTYS INC
COM
27616P103
1357
70051
SH
SOLE
61816
0
8235
EATON CORP PLC
SHS
G29183103
425
4905
SH
SOLE
4660
0
245
ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT
29278N103
60
2685
SH
SOLE
2685
0
0
ENTEGRIS INC
COM
29362U104
941
32508
SH
SOLE
21108
0
11400
EPLUS INC
COM
294268107
19
200
SH
SOLE
200
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1
14
SH
SOLE
0
0
14
EXXON MOBIL CORP
COM
30231G102
284
3341
SH
SOLE
3216
0
125
FACEBOOK INC
CL A
30303M102
4617
28076
SH
SOLE
26018
0
2058
FARO TECHNOLOGIES INC
COM
311642102
2330
36207
SH
SOLE
22364
0
13843
FEDEX CORP
COM
31428X106
67
278
SH
SOLE
278
0
0
FLUOR CORP NEW
COM
343412102
13
225
SH
SOLE
225
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
5
536
SH
SOLE
536
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
273
19590
SH
SOLE
19590
0
0
FRONTIER COMMUNICATIONS CORP
COM NEW
35906A306
0
23
SH
SOLE
17
0
6
GALLAGHER ARTHUR J & CO
COM
363576109
25
335
SH
SOLE
335
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
8
241
SH
SOLE
241
0
0
GENERAL ELECTRIC CO
COM
369604103
232
20586
SH
SOLE
15866
0
4720
GENERAL MLS INC
COM
370334104
54
1260
SH
SOLE
1260
0
0
GENERAL MTRS CO
COM
37045V100
249
7387
SH
SOLE
6852
0
535
GILEAD SCIENCES INC
COM
375558103
388
5021
SH
SOLE
5021
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
26
658
SH
SOLE
658
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
152
4000
SH
SOLE
4000
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
278
10000
SH
SOLE
10000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
74
331
SH
SOLE
331
0
0
HALLIBURTON CO
COM
406216101
105
2580
SH
SOLE
2380
0
200
HEXCEL CORP NEW
COM
428291108
187
2795
SH
SOLE
2595
0
200
HOLLY ENERGY PARTNERS L P
COM UT LTD PTN
435763107
47
1490
SH
SOLE
1490
0
0
HOME DEPOT INC
COM
437076102
186
899
SH
SOLE
899
0
0
HONEYWELL INTL INC
COM
438516106
33
200
SH
SOLE
200
0
0
ILLUMINA INC
COM
452327109
685
1865
SH
SOLE
1865
0
0
INCYTE CORP
COM
45337C102
736
10652
SH
SOLE
8069
0
2583
INFINERA CORPORATION
COM
45667G103
719
98527
SH
SOLE
86580
0
11947
INPHI CORP
COM
45772F107
540
14225
SH
SOLE
12635
0
1590
INTEL CORP
COM
458140100
5377
113697
SH
SOLE
95958
0
17739
INTERNATIONAL BUSINESS MACHS
COM
459200101
84
558
SH
SOLE
558
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
67
631
SH
SOLE
631
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
1
28
SH
SOLE
28
0
0
IPG PHOTONICS CORP
COM
44980X109
1986
12722
SH
SOLE
10909
0
1813
IRON MTN INC NEW
COM
46284V101
418
12122
SH
SOLE
9272
0
2850
ISHARES TR
EUROPE ETF
464287861
29
635
SH
SOLE
635
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
70
800
SH
SOLE
800
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
21
124
SH
SOLE
124
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
60
451
SH
SOLE
451
0
0
ISHARES TR
LATN AMER 40 ETF
464287390
51
1636
SH
SOLE
1636
0
0
ISHARES TR
U.S. CNSM SV ETF
464287580
3
12
SH
SOLE
12
0
0
ISHARES TR
U.S. ENERGY ETF
464287796
16
388
SH
SOLE
388
0
0
ISHARES TR
US INDUSTRIALS
464287754
2
16
SH
SOLE
16
0
0
ISHARES TR
U.S. TECH ETF
464287721
144
743
SH
SOLE
743
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
40
330
SH
SOLE
330
0
0
ISHARES TR
N AMER TECH ETF
464287549
3
12
SH
SOLE
12
0
0
ISHARES TR
U.S. FIN SVC ETF
464287770
43
324
SH
SOLE
324
0
0
ISHARES TR
BARCLAYS 7 10 YR
464287440
9
85
SH
SOLE
85
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
20
170
SH
SOLE
170
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
156
3635
SH
SOLE
3635
0
0
ISHARES TR
PHLX SEMICND ETF
464287523
130
705
SH
SOLE
705
0
0
ISHARES TR
NA TEC SFTWR ETF
464287515
154
752
SH
SOLE
752
0
0
ISHARES TR
SELECT DIVID ETF
464287168
64
645
SH
SOLE
645
0
0
ISHARES TR
US AER DEF ETF
464288760
144
665
SH
SOLE
665
0
0
ISHARES TR
U.S. MED DVC ETF
464288810
147
646
SH
SOLE
646
0
0
ISHARES TR
US REGNL BKS ETF
464288778
115
2356
SH
SOLE
2356
0
0
ISHARES TR
S&P US PFD STK
464288687
264
7106
SH
SOLE
7106
0
0
JOHNSON & JOHNSON
COM
478160104
179
1297
SH
SOLE
1012
0
285
JOHNSON CTLS INTL PLC
SHS
G51502105
33
951
SH
SOLE
951
0
0
JPMORGAN CHASE & CO
COM
46625H100
337
2989
SH
SOLE
2989
0
0
KIMBERLY CLARK CORP
COM
494368103
30
265
SH
SOLE
265
0
0
KINDER MORGAN INC DEL
COM
49456B101
4
250
SH
SOLE
250
0
0
KOHLS CORP
COM
500255104
21
280
SH
SOLE
280
0
0
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
0
0
SH
SOLE
0
0
0
KRAFT HEINZ CO
COM
500754106
82
1494
SH
SOLE
1494
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
33
783
SH
SOLE
783
0
0
LILLY ELI & CO
COM
532457108
116
1085
SH
SOLE
1085
0
0
LIONS GATE ENTMNT CORP
CL A VTG
535919401
154
6295
SH
SOLE
5895
0
400
LOCKHEED MARTIN CORP
COM
539830109
18
52
SH
SOLE
52
0
0
MACYS INC
COM
55616P104
104
3000
SH
SOLE
3000
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
4781
26279
SH
SOLE
21471
0
4808
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
17
870
SH
SOLE
0
0
870
MASTERCARD INCORPORATED
CL A
57636Q104
1148
5157
SH
SOLE
5157
0
0
MAXWELL TECHNOLOGIES INC
COM
577767106
115
32998
SH
SOLE
17658
0
15340
MCDERMOTT INTL INC
COM
580037703
4
192
SH
SOLE
192
0
0
MCDONALDS CORP
COM
580135101
397
2375
SH
SOLE
2375
0
0
MCKESSON CORP
COM
58155Q103
157
1182
SH
SOLE
1182
0
0
MEDNAX INC
COM
58502B106
4
80
SH
SOLE
80
0
0
MEDTRONIC PLC
SHS
G5960L103
14
140
SH
SOLE
140
0
0
MERCK & CO INC
COM
58933Y105
674
9507
SH
SOLE
8957
0
550
MESOBLAST LTD
SPONS ADR
590717104
1184
145099
SH
SOLE
136224
0
8875
MGM RESORTS INTERNATIONAL
COM
552953101
209
7500
SH
SOLE
7500
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
27
341
SH
SOLE
341
0
0
MICRON TECHNOLOGY INC
COM
595112103
33
720
SH
SOLE
325
0
395
MICROSOFT CORP
COM
594918104
10381
90770
SH
SOLE
75595
0
15175
MICROVISION INC DEL
COM NEW
594960304
58
48119
SH
SOLE
37381
0
10738
MONDELEZ INTL INC
CL A
609207105
241
5602
SH
SOLE
5602
0
0
NCR CORP NEW
COM
62886E108
120
4210
SH
SOLE
4210
0
0
NEOPHOTONICS CORP
COM
64051T100
372
44871
SH
SOLE
23971
0
20900
NETFLIX INC
COM
64110L106
64
170
SH
SOLE
170
0
0
NIKE INC
CL B
654106103
166
1960
SH
SOLE
1960
0
0
NORDSTROM INC
COM
655664100
5
89
SH
SOLE
89
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
61
707
SH
SOLE
707
0
0
NOVO-NORDISK A S
ADR
670100205
2264
48023
SH
SOLE
44269
0
3754
NUVEEN NEW YORK AMT QLT MUNI
COM
670656107
33
2770
SH
SOLE
2770
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
1525
17839
SH
SOLE
16287
0
1552
OCLARO INC
COM NEW
67555N206
715
79952
SH
SOLE
50703
0
29249
PACIRA PHARMACEUTICALS INC
COM
695127100
1365
27768
SH
SOLE
19468
0
8300
PAYPAL HLDGS INC
COM
70450Y103
630
7175
SH
SOLE
7175
0
0
PEGASYSTEMS INC
COM
705573103
250
4000
SH
SOLE
4000
0
0
PEPSICO INC
COM
713448108
334
2989
SH
SOLE
2889
0
100
PFIZER INC
COM
717081103
5869
133170
SH
SOLE
124064
0
9106
PHILIP MORRIS INTL INC
COM
718172109
285
3491
SH
SOLE
3491
0
0
PRAXAIR INC
COM
74005P104
61
379
SH
SOLE
379
0
0
PROCTER AND GAMBLE CO
COM
742718109
257
3091
SH
SOLE
3091
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
34
650
SH
SOLE
650
0
0
QORVO INC
COM
74736K101
866
11258
SH
SOLE
8335
0
2923
QUALCOMM INC
COM
747525103
4097
56884
SH
SOLE
48398
0
8486
QUALYS INC
COM
74758T303
526
5905
SH
SOLE
650
0
5255
RAYTHEON CO
COM NEW
755111507
440
2130
SH
SOLE
2130
0
0
RED HAT INC
COM
756577102
1184
8687
SH
SOLE
4979
0
3708
REGENERON PHARMACEUTICALS
COM
75886F107
191
473
SH
SOLE
413
0
60
REGIONS FINL CORP NEW
COM
7591EP100
330
18005
SH
SOLE
18005
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
559
10954
SH
SOLE
10754
0
200
RITE AID CORP
COM
767754104
35
27600
SH
SOLE
27600
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
54
675
SH
SOLE
675
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
439
6193
SH
SOLE
5943
0
250
SANGAMO THERAPEUTICS INC
COM
800677106
133
7850
SH
SOLE
1650
0
6200
SCHLUMBERGER LTD
COM
806857108
60
985
SH
SOLE
985
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
3
55
SH
SOLE
55
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
3
55
SH
SOLE
55
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
66
868
SH
SOLE
868
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
160
5794
SH
SOLE
5794
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
8
100
SH
SOLE
100
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
167
2221
SH
SOLE
2221
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
91
1696
SH
SOLE
1696
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
17
175
SH
SOLE
175
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
12
105
SH
SOLE
105
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
1
32
SH
SOLE
32
0
0
SHIRE PLC
SPONSORED ADR
82481R106
9
47
SH
SOLE
47
0
0
SOUTHERN CO
COM
842587107
64
1465
SH
SOLE
1465
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
36
124
SH
SOLE
124
0
0
SPDR SERIES TRUST
NYSE TECH ETF
78464A102
7
70
SH
SOLE
70
0
0
SPDR SERIES TRUST
S&P METALS MNG
78464A755
5
157
SH
SOLE
157
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
67
1122
SH
SOLE
1122
0
0
SPDR SERIES TRUST
S&P SEMICNDCTR
78464A862
6
79
SH
SOLE
79
0
0
SPDR SERIES TRUST
HLTH CR EQUIP
78464A581
26
300
SH
SOLE
300
0
0
SPDR SERIES TRUST
AEROSPACE DEF
78464A631
33
329
SH
SOLE
329
0
0
STARBUCKS CORP
COM
855244109
18
315
SH
SOLE
315
0
0
STRYKER CORP
COM
863667101
71
400
SH
SOLE
400
0
0
SUMMIT MATLS INC
CL A
86614U100
845
46470
SH
SOLE
40953
0
5517
TARGET CORP
COM
87612E106
62
700
SH
SOLE
700
0
0
TELEFLEX INC
COM
879369106
130
488
SH
SOLE
488
0
0
TERADATA CORP DEL
COM
88076W103
4
100
SH
SOLE
100
0
0
TESARO INC
COM
881569107
7
180
SH
SOLE
180
0
0
TJX COS INC NEW
COM
872540109
215
1919
SH
SOLE
1919
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
6
105
SH
SOLE
105
0
0
TOTAL S A
SPONSORED ADR
89151E109
78
1215
SH
SOLE
1215
0
0
TRINITY INDS INC
COM
896522109
4
100
SH
SOLE
100
0
0
TROVAGENE INC
COM PAR
897238408
1
1426
SH
SOLE
917
0
509
UNDER ARMOUR INC
CL A
904311107
3
150
SH
SOLE
150
0
0
UNION PAC CORP
COM
907818108
5643
34653
SH
SOLE
32683
0
1970
UNISYS CORP
COM NEW
909214306
376
18440
SH
SOLE
7440
0
11000
UNITED CONTL HLDGS INC
COM
910047109
118
1325
SH
SOLE
0
0
1325
UNITED PARCEL SERVICE INC
CL B
911312106
6476
55472
SH
SOLE
47481
0
7991
UNITED TECHNOLOGIES CORP
COM
913017109
49
351
SH
SOLE
351
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
35
132
SH
SOLE
132
0
0
UNIVERSAL DISPLAY CORP
COM
91347P105
9700
82274
SH
SOLE
44350
0
37924
UNIVERSAL ELECTRS INC
COM
913483103
948
24084
SH
SOLE
22320
0
1764
USA TECHNOLOGIES INC
COM NO PAR
90328S500
43
6000
SH
SOLE
0
0
6000
VALERO ENERGY CORP NEW
COM
91913Y100
693
6096
SH
SOLE
5906
0
190
VANGUARD GROUP
DIV APP ETF
921908844
167
1512
SH
SOLE
1512
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
141
858
SH
SOLE
858
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
61
436
SH
SOLE
436
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
96
592
SH
SOLE
592
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
112
697
SH
SOLE
697
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
2
50
SH
SOLE
50
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
164
2909
SH
SOLE
2909
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
13
300
SH
SOLE
300
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
220
2528
SH
SOLE
2528
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
295
1454
SH
SOLE
1454
0
0
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
54
300
SH
SOLE
300
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
7459
139705
SH
SOLE
119206
0
20499
VERSUM MATLS INC
COM
92532W103
30
836
SH
SOLE
836
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
3670
19039
SH
SOLE
12484
0
6555
VICAL INC
COM NEW
925602203
1
940
SH
SOLE
720
0
220
VISA INC
COM CL A
92826C839
5998
39964
SH
SOLE
37138
0
2826
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
83
3819
SH
SOLE
3819
0
0
VULCAN MATLS CO
COM
929160109
1276
11476
SH
SOLE
8132
0
3344
WABCO HLDGS INC
COM
92927K102
41
345
SH
SOLE
345
0
0
WALMART INC
COM
931142103
142
1512
SH
SOLE
1512
0
0
WASTE MGMT INC DEL
COM
94106L109
10
110
SH
SOLE
110
0
0
WEC ENERGY GROUP INC
COM
92939U106
27
400
SH
SOLE
400
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
110
1736
SH
SOLE
1736
0
0
WMIH CORP
COM
92936P100
0
49
SH
SOLE
49
0
0
WYNN RESORTS LTD
COM
983134107
254
2000
SH
SOLE
2000
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
7
200
SH
SOLE
200
0
0
ZIOPHARM ONCOLOGY INC
COM
98973P101
3
850
SH
SOLE
850
0
0
ZOETIS INC
CL A
98978V103
260
2845
SH
SOLE
2845
0
0