0001398344-14-002618.txt : 20140507
0001398344-14-002618.hdr.sgml : 20140507
20140507163234
ACCESSION NUMBER: 0001398344-14-002618
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140507
DATE AS OF CHANGE: 20140507
EFFECTIVENESS DATE: 20140507
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CORNERSTONE ADVISORS INC
CENTRAL INDEX KEY: 0001166880
IRS NUMBER: 562233730
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10085
FILM NUMBER: 14821439
BUSINESS ADDRESS:
STREET 1: 1075 HENDERSONVILLE ROAD, SUITE 250
CITY: ASHEVILLE
STATE: NC
ZIP: 28803
BUSINESS PHONE: 8282108184
MAIL ADDRESS:
STREET 1: 1075 HENDERSONVILLE ROAD, SUITE 250
CITY: ASHEVILLE
STATE: NC
ZIP: 28803
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001166880
XXXXXXXX
03-31-2014
03-31-2014
false
CORNERSTONE ADVISORS INC
1075 Hendersonville Road, Suite 250
Asheville
NC
28803
13F HOLDINGS REPORT
028-10085
N
Ralph W. Bradshaw
President
828-210-8184
/s/ Ralph W. Bradshaw
Asheville
NC
05-07-2014
0
266
424908
INFORMATION TABLE
2
fp0010454_13fhr-table.xml
13F INFORMATION TABLE
Abbott Laboratories
Common
002824100
1394
36200
SH
SOLE
36200
0
0
AbbVie Inc.
Common
00287Y109
1141
22200
SH
SOLE
22200
0
0
Aberdeen Asia-Pac Prme Fd
Common
003009107
495
81000
SH
SOLE
81000
0
0
Aberdeen Global Income Fd
Common
003013109
294
26984
SH
SOLE
26984
0
0
Aberdeen Greater China Fd, Inc
Common
003031101
997
103053
SH
SOLE
103053
0
0
Aberdeen Singapore Fund, Inc.
Common
003244100
611
49001
SH
SOLE
49001
0
0
Adams Express Co.
Common
006212104
1683
129659
SH
SOLE
129659
0
0
Advent Claymore Enh Gwth&Incm
Common
00765E104
728
71551
SH
SOLE
71551
0
0
AES Corporation
Common
00130H105
180
12600
SH
SOLE
12600
0
0
Aetna Inc.
Common
00817Y108
600
8000
SH
SOLE
8000
0
0
AFLAC Inc.
Common
001055102
347
5500
SH
SOLE
5500
0
0
Air Products & Chemicals
Common
009158106
417
3500
SH
SOLE
3500
0
0
Allergan Inc.
Common
018490102
1241
10000
SH
SOLE
10000
0
0
AllianzGI Equity & Convertible
Common
018829101
1376
70767
SH
SOLE
70767
0
0
Allstate Corporation
Common
020002101
679
12000
SH
SOLE
12000
0
0
Alpine Global Dynamic Div
Common
02082E205
2589
258600
SH
SOLE
258600
0
0
Alpine Global Premier Prop Fd
Sh Ben Int
02083A103
2151
305154
SH
SOLE
305154
0
0
Alpine Total Dynamic Div.
Sh Ben Int
021060207
11854
1412908
SH
SOLE
1412908
0
0
Altria Group Inc
Common
02209S103
1415
37800
SH
SOLE
37800
0
0
American Intl Group, Inc.
Common
026874784
1900
38000
SH
SOLE
38000
0
0
Amgen Inc.
Common
031162100
2442
19800
SH
SOLE
19800
0
0
Anadarko Petroleum Corp
Common
032511107
932
11000
SH
SOLE
11000
0
0
Aon Corp cl A
Common, Cl A
G0408V102
674
8000
SH
SOLE
8000
0
0
Apple Inc.
Common
037833100
6387
11900
SH
SOLE
11900
0
0
Archer Daniels Midland
Common
039483102
738
17000
SH
SOLE
17000
0
0
AT&T Inc.
Common
00206R102
1495
42628
SH
SOLE
42628
0
0
Bank of America Corp
Common
060505104
3887
226000
SH
SOLE
226000
0
0
Bank of New York Mellon Corp.
Common
064058100
1129
32000
SH
SOLE
32000
0
0
Baxter International
Common
071813109
419
5700
SH
SOLE
5700
0
0
BB&T Corp
Common
054937107
783
19500
SH
SOLE
19500
0
0
Berkshire Hathaway cl B
Common, Cl B
084670702
3124
25000
SH
SOLE
25000
0
0
BlackRock Corp High Yd Fd, Inc
Common
09255P107
269
21933
SH
SOLE
21933
0
0
BlackRock Debt Strat. Fd
Common
09255R103
960
234072
SH
SOLE
234072
0
0
Blackrock Ecosolut. Invest Tr
Common
092546100
2037
253043
SH
SOLE
253043
0
0
BlackRock Energy and Res Trust
Common
09250U101
3227
133612
SH
SOLE
133612
0
0
BlackRock Enh Eqty Div Tr
Common
09251A104
2996
377319
SH
SOLE
377319
0
0
BlackRock Floating Rate Inc. I
Common
09255X100
181
12400
SH
SOLE
12400
0
0
Blackrock Global Opportunities
Common
092501105
10174
695441
SH
SOLE
695441
0
0
Blackrock Inc.
Common
09247X101
472
1500
SH
SOLE
1500
0
0
Blackrock Intl Growth & Inc Tr
Sh Ben Int
092524107
5139
637589
SH
SOLE
637589
0
0
BlackRock MuniHldgs Qlty Fd
Common
09254A101
247
19506
SH
SOLE
19506
0
0
BlackRock MuniHldgs Qlty Fd 2
Common
09254C107
885
69501
SH
SOLE
69501
0
0
Blackrock Real Asset Equity
Common
09254B109
10234
1149857
SH
SOLE
1149857
0
0
Blackrock Resources&Commod.
Common
09257A108
8750
760855
SH
SOLE
760855
0
0
BlackRock Util and Infra Trust
Common
09248D104
4418
233018
SH
SOLE
233018
0
0
Boeing Company
Common
097023105
376
3000
SH
SOLE
3000
0
0
Boston Scientific Corp
Common
101137107
257
19000
SH
SOLE
19000
0
0
Brookfield Global Infr Incm Fd
Common
11273Q109
2002
93767
SH
SOLE
93767
0
0
Calamos Global Dynamic Income
Common
12811L107
1145
127331
SH
SOLE
127331
0
0
Calamos Strategic Total Return
Sh Ben Int
128125101
4440
399277
SH
SOLE
399277
0
0
Capital One Financial Corp.
Common
14040H105
772
10000
SH
SOLE
10000
0
0
Cardinal Health Inc.
Common
14149Y108
700
10000
SH
SOLE
10000
0
0
Caterpillar Inc
Common
149123101
1192
12000
SH
SOLE
12000
0
0
CBS Corp. cl B
Common, Cl B
124857202
556
9000
SH
SOLE
9000
0
0
Chevron Corp
Common
166764100
801
6732
SH
SOLE
6732
0
0
China Fund
Common
169373107
2678
134490
SH
SOLE
134490
0
0
Cigna Corporation
Common
125509109
377
4500
SH
SOLE
4500
0
0
Cisco Systems Inc.
Common
17275R102
2241
100000
SH
SOLE
100000
0
0
Citigroup Inc.
Common
172967424
2904
61000
SH
SOLE
61000
0
0
Clarion Global Real Est Inc
Common
12504G100
8687
1040352
SH
SOLE
1040352
0
0
Clear Bridge Engy MLP Opp Fd
Common
18469P100
964
42850
SH
SOLE
42850
0
0
ClearBridge Energy MLP TR Fd
Common
18469Q108
1116
51905
SH
SOLE
51905
0
0
ClearBridge Enrgy MLP Fd
Common
184692101
1830
68720
SH
SOLE
68720
0
0
Clough Global Allocat. Fd
Sh Ben Int
18913Y103
800
52704
SH
SOLE
52704
0
0
Coca-Cola Company
Common
191216100
1430
37000
SH
SOLE
37000
0
0
Cognizant Tech Solutions
Common
192446102
810
16000
SH
SOLE
16000
0
0
Cohen & Steers Div Mjrs Fd Inc
Common
19248G106
933
60408
SH
SOLE
60408
0
0
Cohen & Steers Infrastr Fd
Common
19248A109
1234
55885
SH
SOLE
55885
0
0
Cohen & Steers Ltd Dur Pfd Fd
Common
19248C105
212
8922
SH
SOLE
8922
0
0
Cohen & Steers Quality
Common
19247L106
8290
787284
SH
SOLE
787284
0
0
Cohen & Steers REIT & Pfd
Common
19247X100
10098
593974
SH
SOLE
593974
0
0
Cohen & Steers Total
Common
19247R103
356
27829
SH
SOLE
27829
0
0
Comcast cl A
Common, Cl A
20030N101
3653
73025
SH
SOLE
73025
0
0
Comcast cl A Special
Cl A Special
20030N200
207
4250
SH
SOLE
4250
0
0
ConocoPhillips
Common
20825C104
2109
29974
SH
SOLE
29974
0
0
Consolidated Edison, Inc.
Common
209115104
241
4500
SH
SOLE
4500
0
0
Corning Inc.
Common
219350105
437
21000
SH
SOLE
21000
0
0
Credit Suisse Asset Mgmt Fd
Common
224916106
220
60940
SH
SOLE
60940
0
0
CSX Corporation
Common
126408103
579
20000
SH
SOLE
20000
0
0
CVS Caremark Corp.
Common
126650100
1769
23630
SH
SOLE
23630
0
0
Deere & Company
Common
244199105
1180
13000
SH
SOLE
13000
0
0
Delaware Enhanced Glbl Div
Common
246060107
3429
278811
SH
SOLE
278811
0
0
Devon Energy Corp
Common
25179M103
904
13500
SH
SOLE
13500
0
0
DIRECTV
Common
25490A309
1032
13500
SH
SOLE
13500
0
0
Dow Chemical Company
Common
260543103
1774
36500
SH
SOLE
36500
0
0
Duff & Phelps Glbl Utl Inc Fnd
Common
26433C105
2634
133085
SH
SOLE
133085
0
0
DWS Hi Incm Opportunities Fd
Common
23339M204
2883
197328
SH
SOLE
197328
0
0
DWS High Income Trust
Common
23337C208
752
80083
SH
SOLE
80083
0
0
DWS Multi-Mkt Income Trst
Common
23338L108
1361
143163
SH
SOLE
143163
0
0
DWS Strategic Income Trst
Common
23338N104
169
13194
SH
SOLE
13194
0
0
Eaton Vance Floating-Rate Inc
Common
278279104
1332
84847
SH
SOLE
84847
0
0
Eaton Vance Natl Muni Opps Tr
Common
27829L105
214
11017
SH
SOLE
11017
0
0
Eaton Vance Tax Adv Bnd & Optn
Sh Ben Int
27829M103
377
27197
SH
SOLE
27197
0
0
eBay Inc.
Common
278642103
1050
19000
SH
SOLE
19000
0
0
Ecolab Inc
Common
278865100
486
4500
SH
SOLE
4500
0
0
Eli Lilly & Co.
Common
532457108
1442
24500
SH
SOLE
24500
0
0
EMC Corporation
Common
268648102
905
33000
SH
SOLE
33000
0
0
Emerson Electric Co.
Common
291011104
1069
16000
SH
SOLE
16000
0
0
Entergy Corp
Common
29364G103
267
4000
SH
SOLE
4000
0
0
EOG Resources Inc
Common
26875P101
1471
7500
SH
SOLE
7500
0
0
Exelon Corp
Common
30161N101
805
24000
SH
SOLE
24000
0
0
Express Scripts Holding Co.
Common
30219G108
1352
18000
SH
SOLE
18000
0
0
Exxon Mobil Corporation
Common
30231G102
6929
70936
SH
SOLE
70936
0
0
Facebook, Inc. cl A
Common, Cl A
30303M102
2108
35000
SH
SOLE
35000
0
0
Federated Enhanced Trsry In Fd
Sh Ben Int
314162108
380
27859
SH
SOLE
27859
0
0
FedEx Corp
Common
31428X106
398
3000
SH
SOLE
3000
0
0
Fifth Third Bancorp
Common
316773100
470
20500
SH
SOLE
20500
0
0
First Trust / Ab Emerging Opp
Common
33731K102
693
38446
SH
SOLE
38446
0
0
First Trust Dividend & Incm Fd
Common
33731L100
149
17018
SH
SOLE
17018
0
0
First Trust Energy Incm & Grth
Common
33738G104
298
9100
SH
SOLE
9100
0
0
First Trust Energy Infra Fund
Common
33738C103
1416
67286
SH
SOLE
67286
0
0
First Trust High Incm Lg/St Fd
Common
33738E109
903
50939
SH
SOLE
50939
0
0
First Trust MLP & Energy Incom
Common
33739B104
586
29606
SH
SOLE
29606
0
0
First Trust Mortgage Incm Fd
Common
33734E103
808
51345
SH
SOLE
51345
0
0
First Trust Specialty Finance
Sh Ben Int
33733G109
156
20214
SH
SOLE
20214
0
0
First Trust Sr FltgRt IcmFd II
Common
33733U108
626
43356
SH
SOLE
43356
0
0
First Trust Strategic Fund II
Common
337353106
1126
70677
SH
SOLE
70677
0
0
First Trust/Aberdeen Glbl
Common
337319107
190
13647
SH
SOLE
13647
0
0
Ford Motor Company
Common
345370860
1108
71000
SH
SOLE
71000
0
0
Franklin Universal Trust
Sh Ben Int
355145103
681
94415
SH
SOLE
94415
0
0
Freeport-McMoRan Copper
Common
35671D857
281
8500
SH
SOLE
8500
0
0
Gabelli Global Utly & Income
Common
36242L105
892
44850
SH
SOLE
44850
0
0
GAMCO Global Gold Natural Res
Sh Ben Int
36465A109
1475
148664
SH
SOLE
148664
0
0
GAMCO Natural Resources Gold
Common
36465E101
1388
133934
SH
SOLE
133934
0
0
Gap Inc.
Common
364760108
280
7000
SH
SOLE
7000
0
0
General American Investors Co.
Common
368802104
2926
83043
SH
SOLE
83043
0
0
General Dynamics Corp.
Common
369550108
871
8000
SH
SOLE
8000
0
0
General Electric Company
Common
369604103
7379
285000
SH
SOLE
285000
0
0
Goldman Sachs Group Inc
Common
38141G104
1720
10500
SH
SOLE
10500
0
0
Google Inc Class A
Common
38259P508
3344
3000
SH
SOLE
3000
0
0
Guggenheim Eql Wt Eqty Incm Fd
Common
40167M106
2176
115624
SH
SOLE
115624
0
0
Hewlett-Packard Co
Common
428236103
1663
51400
SH
SOLE
51400
0
0
Home Depot Inc.
Common
437076102
2461
31100
SH
SOLE
31100
0
0
Honeywell Intl Inc
Common
438516106
1577
17000
SH
SOLE
17000
0
0
IBM Corp
Common
459200101
3869
20100
SH
SOLE
20100
0
0
India Fund, Inc.
Common
454089103
627
27192
SH
SOLE
27192
0
0
Ing APEC High Div Eqty Inc Fd
Common
44983J107
912
71672
SH
SOLE
71672
0
0
ING Emerging Mkts High Div Fd
Common
45685X104
3205
268208
SH
SOLE
268208
0
0
ING Gl. Adv. & Prem. Opp. Fd.
Common
44982N109
771
64489
SH
SOLE
64489
0
0
Ing Infrst. Indst & Mtrl Fd
Common
45685U100
327
18601
SH
SOLE
18601
0
0
ING Prime Rate Trust
Common
44977W106
332
57295
SH
SOLE
57295
0
0
ING Risk Managed Nat'l Res
Common
449810100
2660
251856
SH
SOLE
251856
0
0
Intel Corporation
Common
458140100
2787
108000
SH
SOLE
108000
0
0
International Paper Co.
Common
460146103
335
7300
SH
SOLE
7300
0
0
Invesco Advantage Muni Incm II
Common
92112K107
1462
133008
SH
SOLE
133008
0
0
Invesco Bond Fund
Common
46132L107
526
28929
SH
SOLE
28929
0
0
Invesco High Income Trust II
Common
46131F101
220
13322
SH
SOLE
13322
0
0
Invesco Municipal Opportnty Tr
Common
46132C107
2367
194034
SH
SOLE
194034
0
0
Invesco Municipal Trust
Common
46131J103
860
71060
SH
SOLE
71060
0
0
Invesco Senior Income Trust
Common
46131H107
1016
202388
SH
SOLE
202388
0
0
Invesco Trust for Invest Grade
Common
46131M106
1529
119422
SH
SOLE
119422
0
0
iShares Core S&P 500 ETF
ETF
464287200
3199
17000
SH
SOLE
17000
0
0
John Hancock Financial Opportu
Sh Ben Int
409735206
462
19207
SH
SOLE
19207
0
0
John Hancock Pfd Inc
Common
41013W108
860
43184
SH
SOLE
43184
0
0
John Hancock Pref II
Common
41013X106
494
24743
SH
SOLE
24743
0
0
John Hancock Prem Div Fd
Common
41013T105
1662
128309
SH
SOLE
128309
0
0
Johnson & Johnson
Common
478160104
2996
30500
SH
SOLE
30500
0
0
Johnson Controls, Inc.
Common
478366107
994
21000
SH
SOLE
21000
0
0
JPMorgan Chase & Co
Common
46625H100
4634
76332
SH
SOLE
76332
0
0
Kellogg Company
Common
487836108
502
8000
SH
SOLE
8000
0
0
Kroger Company
Common
501044101
698
16000
SH
SOLE
16000
0
0
Legg Mason BW Global Incm Fd
Common
52469B100
716
40796
SH
SOLE
40796
0
0
LMP Capital and Income Fund
Common
50208A102
1601
99416
SH
SOLE
99416
0
0
LMP Real Estate Income Fd Inc
Common
50208C108
1689
155823
SH
SOLE
155823
0
0
Lockheed Martin Corp.
Common
539830109
1551
9500
SH
SOLE
9500
0
0
Macy's Inc.
Common
55616P104
652
11000
SH
SOLE
11000
0
0
Marathon Oil Corp
Common
565849106
671
18900
SH
SOLE
18900
0
0
Marsh & McLennan Company Inc
Common
571748102
592
12000
SH
SOLE
12000
0
0
McDonald's Corp.
Common
580135101
2059
21000
SH
SOLE
21000
0
0
McKesson Corp
Common
58155Q103
671
3800
SH
SOLE
3800
0
0
Medtronic Inc.
Common
585055106
1723
28000
SH
SOLE
28000
0
0
Merck & Co. Inc.
Common
58933Y105
3535
62267
SH
SOLE
62267
0
0
MetLife, Inc.
Common
59156R108
1769
33500
SH
SOLE
33500
0
0
MFS Charter Inco Tr
Sh Ben Int
552727109
1082
118539
SH
SOLE
118539
0
0
MFS High Income Municipal Trus
Common
59318D104
357
75147
SH
SOLE
75147
0
0
MFS Intermediate High Income F
Common
59318T109
114
38669
SH
SOLE
38669
0
0
MFS Intermediate Incme Tr
Common
55273C107
1000
193045
SH
SOLE
193045
0
0
MFS Invstmt Grade Muni Trust
Common
59318B108
258
28806
SH
SOLE
28806
0
0
MFS Multimkt Incme Tr
Sh Ben Int
552737108
608
93053
SH
SOLE
93053
0
0
Microsoft Corporation
Common
594918104
6140
149800
SH
SOLE
149800
0
0
Morgan Stanley
Common
617446448
1216
39000
SH
SOLE
39000
0
0
MSDW India Invest
Common
61745C105
2927
149959
SH
SOLE
149959
0
0
Neuberger Berman High Yd St Fd
Common
64128C106
894
65623
SH
SOLE
65623
0
0
Neuberger Berman Real Est Sec
Common
64190A103
3525
746799
SH
SOLE
746799
0
0
New Ireland Fund Inc
Common
645673104
314
21855
SH
SOLE
21855
0
0
Newmont Mining Corp
Common
651639106
211
9000
SH
SOLE
9000
0
0
Nike Inc cl B
Common, Cl B
654106103
517
7000
SH
SOLE
7000
0
0
Norfolk Southern Corp
Common
655844108
583
6000
SH
SOLE
6000
0
0
Northrop Grumman Corp
Common
666807102
247
2000
SH
SOLE
2000
0
0
Nuv Div Adv Mun Fd 2
Common
67070F100
414
30689
SH
SOLE
30689
0
0
Nuv Div Adv Mun Fd 3
Sh Ben Int
67070X101
2224
169749
SH
SOLE
169749
0
0
Nuv Diver Div & Income
Common
6706EP105
1271
108641
SH
SOLE
108641
0
0
Nuv Qlty Pfd Inc 3
Common
67072W101
1176
140530
SH
SOLE
140530
0
0
Nuv Qlty Pref Inc
Common
67071S101
214
26525
SH
SOLE
26525
0
0
Nuv Sel Qlty Mun Fd
Common
670973106
497
37570
SH
SOLE
37570
0
0
Nuv Senior Income Fd
Common
67067Y104
345
48244
SH
SOLE
48244
0
0
Nuveen Credit Strategies Incm
Common
67073D102
1725
181439
SH
SOLE
181439
0
0
Nuveen Div Adv Muni Incm Fd
Common
67071L106
753
56470
SH
SOLE
56470
0
0
Nuveen Diversified Currency Op
Common
67090N109
2748
261948
SH
SOLE
261948
0
0
Nuveen Energy MLP Total Rtrn
Common
67074U103
4082
212625
SH
SOLE
212625
0
0
Nuveen Floating Rate Inc Opp
Sh Ben Int
6706EN100
1549
126957
SH
SOLE
126957
0
0
Nuveen Global Equity Income Fd
Common
6706EH103
1887
144071
SH
SOLE
144071
0
0
Nuveen Global Income Opport Fd
Common
67073C104
375
32372
SH
SOLE
32372
0
0
Nuveen Mortgage Opp Trm 2
Common
67074R100
225
9618
SH
SOLE
9618
0
0
Nuveen Tax-Adv Div Growth
Common
67073G105
280
18322
SH
SOLE
18322
0
0
Occidental Petroleum Corp
Common
674599105
476
5000
SH
SOLE
5000
0
0
Omnicom Group Inc
Common
681919106
327
4500
SH
SOLE
4500
0
0
Oracle Corporation
Common
68389X105
4331
105872
SH
SOLE
105872
0
0
PepsiCo, Inc.
Common
713448108
1670
20000
SH
SOLE
20000
0
0
Petroleum & Resource Corp.
Common
716549100
3579
128186
SH
SOLE
128186
0
0
Pfizer Inc.
Common
717081103
1974
61462
SH
SOLE
61462
0
0
Philip Morris Intl
Common
718172109
655
8000
SH
SOLE
8000
0
0
Phillips 66
Common
718546104
808
10487
SH
SOLE
10487
0
0
PNC Financial Services
Common
693475105
1131
13000
SH
SOLE
13000
0
0
PPG Industries Inc.
Common
693506107
580
3000
SH
SOLE
3000
0
0
PPL Corporation
Common
69351T106
331
10000
SH
SOLE
10000
0
0
Praxair, Inc.
Common
74005P104
982
7500
SH
SOLE
7500
0
0
Precision Castparts Corp
Common
740189105
885
3500
SH
SOLE
3500
0
0
Prudential Financial Inc
Common
744320102
1100
13000
SH
SOLE
13000
0
0
Prudential Short Duratn Hi Fd
Common
74442F107
628
34731
SH
SOLE
34731
0
0
Public Service Enterprise Grp
Common
744573106
400
10500
SH
SOLE
10500
0
0
Qualcomm Inc.
Common
747525103
2011
25500
SH
SOLE
25500
0
0
Reaves Utility Income Fund
Sh Ben Int
756158101
5991
215895
SH
SOLE
215895
0
0
RMR Real Estate Income Fund
Common
76970B101
1560
84027
SH
SOLE
84027
0
0
Schlumberger Ltd.
Common
806857108
3656
37500
SH
SOLE
37500
0
0
Southern Company
Common
842587107
527
12000
SH
SOLE
12000
0
0
SPDR S&P 500 ETF Trust
ETF
78462F103
3180
17000
SH
SOLE
17000
0
0
St. Jude Medical Inc.
Common
790849103
719
11000
SH
SOLE
11000
0
0
State Street Corp
Common
857477103
243
3500
SH
SOLE
3500
0
0
Stone Harbor Emrg Mkts Icm Fd
Common
86164T107
1103
59634
SH
SOLE
59634
0
0
Stryker Corp
Common
863667101
244
3000
SH
SOLE
3000
0
0
SunTrust Banks, Inc.
Common
867914103
438
11000
SH
SOLE
11000
0
0
T Rowe Price Group Inc
Common
74144T108
371
4500
SH
SOLE
4500
0
0
Taiwan Fund
Common
874036106
521
27652
SH
SOLE
27652
0
0
Target Corporation
Common
87612E106
303
5000
SH
SOLE
5000
0
0
Templeton Rus & East Euro
Common
88022F105
258
19640
SH
SOLE
19640
0
0
Thermo Fisher Scientific, Inc.
Common
883556102
962
8000
SH
SOLE
8000
0
0
Time Warner Cable Inc.
Common
88732J207
892
6500
SH
SOLE
6500
0
0
Time Warner Inc
Common
887317303
1135
17366
SH
SOLE
17366
0
0
TJX Companies Inc.
Common
872540109
1213
20000
SH
SOLE
20000
0
0
Transamerica Inc Shrs
Common
893506105
321
15495
SH
SOLE
15495
0
0
Tri-Continental Corp.
Common
895436103
1433
71366
SH
SOLE
71366
0
0
Twenty-First Cent Fox Inc Cl B
Common, Cl B
90130A200
233
7500
SH
SOLE
7500
0
0
Union Pacific Corp.
Common
907818108
2064
11000
SH
SOLE
11000
0
0
UnitedHealth Group, Inc.
Common
91324P102
738
9000
SH
SOLE
9000
0
0
Valero Energy Corp.
Common
91913Y100
398
7500
SH
SOLE
7500
0
0
Verizon Communications, Inc.
Common
92343V104
2807
59000
SH
SOLE
59000
0
0
Viacom Inc cl B
Common, Cl B
92553P201
506
5950
SH
SOLE
5950
0
0
Virtus Total Return Fund
Common
92829A103
1134
256619
SH
SOLE
256619
0
0
W. Asset Claymore Infl-link Op
Common
95766R104
728
62555
SH
SOLE
62555
0
0
W. Asset Emerg. Mkts Debt Fund
Common
95766A101
1135
65209
SH
SOLE
65209
0
0
W. Asset Glbl Partners Inc Fnd
Common
95766G108
165
15014
SH
SOLE
15014
0
0
W. Asset High Income Opp Fund
Common
95766K109
97
16097
SH
SOLE
16097
0
0
W. Asset Managed High Inc Fund
Common
95766L107
258
44964
SH
SOLE
44964
0
0
W. Asset Worldwide Income Fund
Common
957668106
499
40452
SH
SOLE
40452
0
0
Walgreen Company
Common
931422109
528
8000
SH
SOLE
8000
0
0
Wal-Mart Stores, Inc.
Common
931142103
6244
81700
SH
SOLE
81700
0
0
Walt Disney Company
Common
254687106
3739
46700
SH
SOLE
46700
0
0
Waste Management Inc.
Common
94106L109
421
10000
SH
SOLE
10000
0
0
WellPoint, Inc.
Common
94973V107
1095
11000
SH
SOLE
11000
0
0
Wells Fargo & Co
Common
949746101
3422
68800
SH
SOLE
68800
0
0
Wells Fargo Adv Global Div Opp
Common
94987C103
5653
718295
SH
SOLE
718295
0
0
Western Asset Emg Mkts Incm Fd
Common
95766E103
2595
210302
SH
SOLE
210302
0
0
Weyerhaeuser Co
Common
962166104
323
11000
SH
SOLE
11000
0
0
Xcel Energy Inc
Common
98389B100
288
9500
SH
SOLE
9500
0
0
Yahoo! Inc.
Common
984332106
754
21000
SH
SOLE
21000
0
0