0001299033-16-000038.txt : 20160526
0001299033-16-000038.hdr.sgml : 20160526
20160526151215
ACCESSION NUMBER: 0001299033-16-000038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160525
FILED AS OF DATE: 20160526
DATE AS OF CHANGE: 20160526
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Calamos Asset Management, Inc. /DE/
CENTRAL INDEX KEY: 0001299033
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320122554
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563-1463
BUSINESS PHONE: (630) 245-7200
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563-1463
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHAPPERT KEITH M
CENTRAL INDEX KEY: 0001166815
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51003
FILM NUMBER: 161677785
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-05-25
0
0001299033
Calamos Asset Management, Inc. /DE/
CLMS
0001166815
SCHAPPERT KEITH M
2020 CALAMOS COURT
NAPERVILLE
IL
60563
1
0
0
0
Class A Common Stock
2016-05-25
4
P
0
19.498
7.8008
A
18038.498
D
Total represents 1,033.4980 shares of Class A Common Stock and 17,005.00 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).
/s/ Gregory J. Nowak, Attorney-in-Fact
2016-05-26