0001258131-17-000006.txt : 20170301
0001258131-17-000006.hdr.sgml : 20170301
20170301155228
ACCESSION NUMBER: 0001258131-17-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170228
FILED AS OF DATE: 20170301
DATE AS OF CHANGE: 20170301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Calamos Asset Management, Inc. /DE/
CENTRAL INDEX KEY: 0001299033
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320122554
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563-1463
BUSINESS PHONE: (630) 245-7200
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563-1463
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHAPPERT KEITH M
CENTRAL INDEX KEY: 0001166815
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51003
FILM NUMBER: 17653946
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-02-28
0
0001299033
Calamos Asset Management, Inc. /DE/
CLMS
0001166815
SCHAPPERT KEITH M
2020 CALAMOS COURT
NAPERVILLE
IL
60563
0
0
0
1
Former Director
Class A Common Stock
2017-02-28
4
D
0
15484
8.25
D
0
D
Restricted Stock Units disposed of pursuant to the Agreement and Plan of Merger dated as of January 10, 2017 by and among Calamos Parners LLC, CPCM Acqusition, Inc. and Calamos Asset Management, Inc.
/s/ Gregory J. Nowak, Attorney-in-Fact
2017-03-01