0001258131-17-000006.txt : 20170301 0001258131-17-000006.hdr.sgml : 20170301 20170301155228 ACCESSION NUMBER: 0001258131-17-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20170301 DATE AS OF CHANGE: 20170301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Calamos Asset Management, Inc. /DE/ CENTRAL INDEX KEY: 0001299033 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320122554 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563-1463 BUSINESS PHONE: (630) 245-7200 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563-1463 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHAPPERT KEITH M CENTRAL INDEX KEY: 0001166815 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51003 FILM NUMBER: 17653946 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-02-28 0 0001299033 Calamos Asset Management, Inc. /DE/ CLMS 0001166815 SCHAPPERT KEITH M 2020 CALAMOS COURT NAPERVILLE IL 60563 0 0 0 1 Former Director Class A Common Stock 2017-02-28 4 D 0 15484 8.25 D 0 D Restricted Stock Units disposed of pursuant to the Agreement and Plan of Merger dated as of January 10, 2017 by and among Calamos Parners LLC, CPCM Acqusition, Inc. and Calamos Asset Management, Inc. /s/ Gregory J. Nowak, Attorney-in-Fact 2017-03-01