0001258131-17-000002.txt : 20170222
0001258131-17-000002.hdr.sgml : 20170222
20170222103722
ACCESSION NUMBER: 0001258131-17-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170218
FILED AS OF DATE: 20170222
DATE AS OF CHANGE: 20170222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Calamos Asset Management, Inc. /DE/
CENTRAL INDEX KEY: 0001299033
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320122554
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563-1463
BUSINESS PHONE: (630) 245-7200
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563-1463
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHAPPERT KEITH M
CENTRAL INDEX KEY: 0001166815
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51003
FILM NUMBER: 17627363
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-02-18
0
0001299033
Calamos Asset Management, Inc. /DE/
CLMS
0001166815
SCHAPPERT KEITH M
2020 CALAMOS COURT
NAPERVILLE
IL
60563
1
0
0
0
Class A Common Stock
2017-02-18
4
D
0
2598.288
8.25
D
15484
D
Total represents 15,484 Restricted Stock Units; Class A Common Stock disposed of via tender offer.
/s/ Gregory J. Nowak, Attorney-in-Fact
2017-02-22