0001258131-17-000002.txt : 20170222 0001258131-17-000002.hdr.sgml : 20170222 20170222103722 ACCESSION NUMBER: 0001258131-17-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170218 FILED AS OF DATE: 20170222 DATE AS OF CHANGE: 20170222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Calamos Asset Management, Inc. /DE/ CENTRAL INDEX KEY: 0001299033 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320122554 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563-1463 BUSINESS PHONE: (630) 245-7200 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563-1463 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHAPPERT KEITH M CENTRAL INDEX KEY: 0001166815 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51003 FILM NUMBER: 17627363 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-02-18 0 0001299033 Calamos Asset Management, Inc. /DE/ CLMS 0001166815 SCHAPPERT KEITH M 2020 CALAMOS COURT NAPERVILLE IL 60563 1 0 0 0 Class A Common Stock 2017-02-18 4 D 0 2598.288 8.25 D 15484 D Total represents 15,484 Restricted Stock Units; Class A Common Stock disposed of via tender offer. /s/ Gregory J. Nowak, Attorney-in-Fact 2017-02-22