0001179706-20-000100.txt : 20201001 0001179706-20-000100.hdr.sgml : 20201001 20201001175422 ACCESSION NUMBER: 0001179706-20-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201001 DATE AS OF CHANGE: 20201001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lane Raymond J. CENTRAL INDEX KEY: 0001166598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 201217356 MAIL ADDRESS: STREET 1: C/O KLEINER PERKINS CAUFIELD & BYERS STREET 2: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER NAME: FORMER CONFORMED NAME: LANE RAYMOND J DATE OF NAME CHANGE: 20020205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-09-30 0001645590 Hewlett Packard Enterprise Co HPE 0001166598 Lane Raymond J. C/O HEWLETT PACKARD ENTERPRISE COMPANY 6280 AMERICA CENTER DRIVE SAN JOSE CA 95002 1 0 0 0 Common Stock 2020-09-30 4 A 0 1778 9.37 A 852562 D Restricted Stock Units 2020-07-01 4 A 0 302.3567 A Common Stock 302.3567 24037.3567 D These shares were issued to the Reporting Person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of the Q2 cash retainer of $16,667 for Issuer's Board Year 2020, which reflects in full the previously announced reduction by 25% of that portion of the annual $100,000 cash retainer to which each director is entitled for the period beginning on 07/01/20 through the remainder of fiscal 2020. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.3567 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20. Derek Windham as Attorney-in-Fact for Raymond J. Lane 2020-10-01