0001193125-12-149241.txt : 20120404 0001193125-12-149241.hdr.sgml : 20120404 20120404103600 ACCESSION NUMBER: 0001193125-12-149241 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120331 ITEM INFORMATION: Unregistered Sales of Equity Securities FILED AS OF DATE: 20120404 DATE AS OF CHANGE: 20120404 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALION SCIENCE & TECHNOLOGY CORP CENTRAL INDEX KEY: 0001166568 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 542061691 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-89756 FILM NUMBER: 12740553 BUSINESS ADDRESS: STREET 1: 1750 TYSONS BLVD STREET 2: STE 1300 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7039184480 MAIL ADDRESS: STREET 1: 1750 TYSONS BLVD STREET 2: STE 1300 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: BEAGLE HOLDINGS INC DATE OF NAME CHANGE: 20020205 8-K 1 d324190d8k.htm FORM 8-K Form 8-K

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): March 31, 2012

 

 

 

LOGO

ALION SCIENCE AND TECHNOLOGY CORPORATION

(Exact Name of Registrant as Specified in its Charter)

 

 

 

Delaware   333-89756   54-2061691

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

1750 Tysons Boulevard

Suite 1300

McLean, VA 22102

(703) 918-4480

(Address, including Zip Code and Telephone Number, including Area Code, of Principal Executive Offices)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 3.02. Unregistered Sales of Equity Securities.

On March 31, 2012, Alion Science and Technology Corporation (Alion) sold approximately $1.3 million worth of common stock to the Alion Science and Technology Corporation Employee Ownership, Savings and Investment Trust (the “ESOP trust”). The price per share to be ascribed to the common stock for this sale will be determined in a valuation of Alion common stock to be performed as of March 31, 2012.

The trustee of the ESOP Trust, State Street Bank & Trust Company, has engaged an independent third-party valuation firm to assist in establishing a value for Alion’s common stock as of March 31, 2012. Management expects the valuation to be completed by May 10, 2012.

The shares of common stock were sold pursuant to an exemption from registration under Section 4(2) of the Securities Act of 1933.

 

2


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: April 4, 2012

 

    ALION SCIENCE AND TECHNOLOGY
  CORPORATION
  By:  

/s/ Michael J. Alber

  Name:   Michael J. Alber
  Title:   Chief Financial Officer

 

3

GRAPHIC 2 g324190g71g75.jpg GRAPHIC begin 644 g324190g71g75.jpg M_]C_X``02D9)1@`!`@``9`!D``#_[``11'5C:WD``0`$````9```_^X`#D%D M;V)E`&3``````?_;`(0``0$!`0$!`0$!`0$!`0$!`0$!`0$!`0$!`0$!`0$! M`0$!`0$!`0$!`0$!`0("`@("`@("`@("`P,#`P,#`P,#`P$!`0$!`0$"`0$" M`@(!`@(#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,# M`P,#`P,#`P,#_\``$0@`4`"0`P$1``(1`0,1`?_$`)<``0`"`@,!`0`````` M```````'"0@*!`4&"P(!`0`"`P$````````````````!!@(#!`40``$$`@(! M`@0!"04)``````4"`P0&`0<`"`D1$B$3%`H5,4$B)!87MW@Y([9W&#AA@4)B M)8:F5QH1`0`!`P,#`P('`0`````````!$0(#(4$$,1(%47$R88'PH;%2$Q0& M%?_:``P#`0`"$0,1`#\`W^.`X#@.`X#@.`X&._8?MOU@ZE5IJW=FM_:FT8`E M8_NB(KQ1_$>!*.$K!6@\AQ3F&O5)^Q`!8-#.',^F7%2,-I_+E6,<;TW%I=, MN]+V/61%UUY;ZO?*:?C)F@K;3#XFT5DU#5G*4RQ!X'+G"B492DYQAQEU:,YQ M^7@>HX#@.`X#@.`X#@.`X#@.`X#@5D>8/OYCQI>/_=_:D:)AV"]`(8>G:I`D M4J6+);/OI1BNU1XNVA;2WPH%Z4X5FM)6A;\2`XVA6%K3G`:<_1#K=RJ9LX+4>NW&Y9,(/J=<)MN5NO(8"(5-_5HR&($9U$ M>(VRE"O?1_.>6YF3FSXS@S=9$3%LTTFZZ=HF-8BDQ&E)ZSZ/1XV#'&/^;)2= M_:$%^/#OZ![O]INW.DMI``-EU?>WWZK$Q>,X]$I3N\UP],[WO?V_?<[2&]>O!\]$Z$]EKJ]7.Q75R4 M4(DM>@)\1V!FQ6B@"YDB4FN6"$`)_B@QZ/A#J783D)U3L)S#+?I?Y_RM_D>/ M=9R*?V<5(F?W1/2ZFTZ4G:9:N5@C%=$V_&?R?1\@S8Q*%#(PG4OPY\6/-B/H M^*'HTII#[#J?^5QI>,X_V9Y8'*Y7`V+]?A MY7P;SP/GN;([L[8"]$ZSXOC>N[UJGOMBW5[IY=J!<`9*ND(%`3-2+CV%B7(9 M8C)Q9AGTP)W"%+2IA;TEK+K#K;O*]_QHM\U=Y3)/=@[>^G68OI3IZ1$=T?7V MJZO[$SQXPQ\NGV_&CO;!U*[X]?>QW5VV:DZC"(>LNDKS=''[BKUPJ-=/A M,73..;HB(MBENTQ$ZUK/NF<6;'=%UML1V[Z:TWUEEWN?6-F\[W=G0G3+JD/) MVSK1H.Z.7'M+V0'1G5:UK,8HL?'.#`]H1_TXN;9K$)Z`+98=<61*3%+9QF+' M>D)S_P`[XO+X_!?EY%(SY*:>EL5I$^_6E--]=(N\G>.[5_?>G,Z='ZBTUUDB56Q4IB@QQJ8[D6R&MB M@;O&.'#,,G.+SV%Q6X*V9A%*DKPB.VC@2=!^W5\2[$J*LQH"_P!V$074/1:? ML3M#VDOE&1EI>'&FGZ?:-QDP,^.UE.,8:DLO-^F/3.,\B+;;;IOB(B^[K.\T M]?4ZQ39;;IW26GNO=$$ZOT7K"B:BUV"3E(FEZ[JXBI5V&I2&VW'T"PL2)&7+ M>0TG#CRTJ=<]N/=[< MN%NK6OZE9[W'2"QHO-6A#BT1!PV(X\YG"!%_77LOH?MKJ\9NGK?LZM;>U89(EQ`N[5-Z4^&F$P$U8XS":7,BPW_ M`)XZBL<"<^!!/8SLWH3J-K&?N?LGM"M:@U:,*B`D^ZVQV6R&BEC MTKZ(/!=K5B'1RX0Q!6XAM:X9(;+;>;RI*7GI\0W7*_S]8;4[R:IA7<1.=&'`].@7G:;(`C'=6Q+'G3.K:E<@8@C"?1E# M\9^2B0ROX+1CTSZ!G[UU[2==>W&OXVT^LVY]>;NH$EWZ55CU[9(!Z./G>WWK M%FXL=S\1KYAI/QN!C`>[I]5*MV8JW3>Q[UH(/L_=Z_\` MM34-+%"BX=RL8+Z$P23.$QWXZ(R^M$5S*49]N>!)F[-VZHZX MZMN&[-XW@+K;5-`@1B=RO%B'VND7$(IY8FR5TJSA\<6'KD,QWU19;.? MVW6K1W9C M7[J%U+=VLZIL(6RESYJQBSXMB23!25Y2C.9U?+?/@R,>F,X?CKQZ?#@>*[^? MZ%>YO\JW8'^%-KX%,'VE_P#1>TU_BQO?^($_@;*W`UF?NWOZ,6T_\:-#?WV; MX%S/CE_I^='_`.4KKQ_":I\"D3[H[N)O+376OKMTZZV6252-K^0W=<;14F[C MB#PLJ#H'U%?&'Q`TE$QB:)>NARXBX$F4RI+J169K2?13N%)"PCI/X-?'%TPT M+7-.C>LFG-N63]G(@_9NVMOZXJNP;QL^P.QD_CQ4G/M8TPH.%FSEN9B"(668 M,&/E+:4*7[W7`UV.]VDZ]]O)Y7NDO;SI4F1K/J-WBV`K2G9OK>*)SL:ZA/-' MJS%-%:^#DKF M@^I!Z']T> M)L@K33&Q:Y7($>D7Z9&I]KFKDXHUS4-:RO+:4DQI)Y"\Y>QP,A_M3B/;/5G6 M+L]GD"4\U28Q@J-&C2!:IV^(]/=; M8;3Z_CBE)3AM"4I#8`[^_P"A7N;_`"K=@?X4VO@:O'VTODW\>_6'Q0:IU-V$ M[C=?].[,%[*W*3)T6_;$"5ZS#X!F[3)PF7+%3GVY+45A+7'DJ% MG14F(]A.?T'V5IS\<<#7Q^[?SZ>&+:?K_P"Z-"X_\V;X%S/CE_I^='_Y2NO' M\)JGP*9/N=>BV]^RW6'1O:#JP#GV[L!T#V\UO8#21$!90U:*6AE*W\M-K#)#I5]Q!XS.U&B:_L6^=E=5=:]I#P+*M MN:8W=;AVO[+1+6/CH19(@MRS.#XUNKC4]"U0YT!;V7(ZD8?0Q(^8P@*-.T6V MHOW(GE:Z@:/ZBB#]L\?WC\V'G:G8+LE("%`]+N=@D&*V7)@:V\6BQ'I+9L?2 M6`8-+C3O^0L_\/\`L_;G`JV^ MY&ZE;>\:%L[0]A^KXE".E/E7JD35_:O746.^W5M==AA%G&[%KM]B1(>,,")- MRG@9DT>_Z8:3-EF(B_:W+BHX&W9X/OZ0WCJ_E1U/_=]C@6H[F].ND MG_5$'VB8.7;9&D+&9W?I#5T.RVZ/5W2%<)5IXG=;W5*ZVL$3"09XZ%!;? M.*;AN+D*AM96Y(6VL,NJWV&TS;AL@W7;X,(@F;P-UPP?Q$+1@!>Y&"B0@L36 MCDP?'%6IL@85]*U+&/2X:Y&%-X=]R58P'&@]DM&D&[7);V,#B#J3>A6LK*:, M-D0-=@W\W:44@55&+&;@CP10Q-N#J!B&XDA_]>6EG.<+4G&0XEAV[U_NK`/6 M1ZPUF\1-VC+978-*2)F7&)<*W#G.TNZ).AX`TI'BTYDI*R*GS":&!GU#V(SC MOO<2A0804+QQ^&W9\RW0*)T*Z46%ZAV(G4+0['ZKZ]C01]C!E"0(R(CDR%#B M#2T@09#2HDGZ-V0AB0PMM>4JQZ<#,373G4KK'KBQZXU5C26C-4:*L$0!:J72 M6JI0J1JJQ;$?$W"+`,`Q"!P>IS+;*V!$(X^8VSB4X42[G.5.9SP/(;]L?2/< M]8K>GNRC&FMJ4;9EE)1`E'VK6!MUHYRSZ\O,.C3')\,^))5L?+K^QI\82P_. MRPG)>0U'96I]Q"5!*EOV/I#J]3Z"`//#]:TCYH/6^NP5>J)R2#A*B18XRM4\ M&)IP(DP*:1%::C0(N&VD*PC#3.,YQ[*K*ZJ%V)*I0A[:XL`^`GFE42)LQ894F!,DU&;*(X`8(HFN" M7')>(V8N5.\#FWBY].NSNGK.%VBUJ_<6@BMF`T^Q1]F4]JPZCL9R2<@MUG+, MBX@UT^T"W;'B/B$4BKDC_K,(PW(^9C'`FC3(C5`#5-`#:*"U.NZ<&U<5%UH$ MH@>(`I8ZG-QT_@D>JAQ\6%`@@<0\IS%2PTAG+.4J1^CG&C6"JT ML<4#TX07-5N/*BH9<66?($7(K:$?4X5A3BYB:#S;/134SU5V90;`6LMLH.TM MWCM\G:@+<\WLFQQ^ MR$L42W0.M-GB6$+P' MXSX\M+,@-9TP;9=HC*-K>!>`:JFFT#BT>[U6^[EK.]2E2NAVP@#%KE!8UXJ4 M)+2X4^#/<')7&?DNH<7E098["UP#V3%JL0[))QFZA?Z=L88H7(9C+=.4@NT9 M$QYF7H\G#HUZ4UC#[:<(6M'PPM.?CP,>S72G6=@L/9XN5L-R=&=L8@Y.R*_' M54X30XP'I5*H@:PU2PQJHW<(4X.+H<)^,Q+(3H#S`=?MWHUK+L M'5JS7M\6B\;5)5:E;3I8ZVGTT@<74OJ5ZXFNE-AV!CHSH:P;>L>[BXZP2+S;TWJ':7V3;D`=80>P-6U_4A: MOF84!B-@E`%5NO\`S!3KRESADF=,^0^EF2XUF!Y2#T)IXVOM0HVXMT.7.'>= M2W89M&?,US-N`Y.CJW+J.M:RV/$.39TF6\^](RO*/EA( M$GJ)1R&X&=N$[??2*?VKC;((:]?F5MNBEMK1-1R=&-;&EM1JRQ9V2J]:37H; MD&.39#K?7B3F)\].%\#QM7Z&ZS`:MW-ITQ>MIWJB[EU<&TO*%W`S6IC=*US6 MJTR8"B3N4I+3F)Q*2N'$7(>=<8PM09L0H<4=#B#X,=F)"@Q MF(<.+':;8CQHL9I#,>.PPRAMEEEEI&$I0A*4I3C&,8QC@