0001382963-18-000077.txt : 20180501
0001382963-18-000077.hdr.sgml : 20180501
20180501183430
ACCESSION NUMBER: 0001382963-18-000077
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180430
FILED AS OF DATE: 20180501
DATE AS OF CHANGE: 20180501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FREIDHEIM STEPHEN C
CENTRAL INDEX KEY: 0001251783
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36532
FILM NUMBER: 18796950
MAIL ADDRESS:
STREET 1: C/O CYRUS CAPITAL PARTNERS, L.P.
STREET 2: 399 PARK AVENUE, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CYRUS CAPITAL PARTNERS, L.P.
CENTRAL INDEX KEY: 0001166564
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36532
FILM NUMBER: 18796952
BUSINESS ADDRESS:
STREET 1: 65 EAST 55 STREET
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-380-5800
MAIL ADDRESS:
STREET 1: 65 EAST 55 STREET
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: CYRUS CAPITAL PARTNERS, LP
DATE OF NAME CHANGE: 20050215
FORMER NAME:
FORMER CONFORMED NAME: OZF MANAGEMENT L P
DATE OF NAME CHANGE: 20020205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CYRUS CAPITAL PARTNERS GP, LLC
CENTRAL INDEX KEY: 0001166774
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36532
FILM NUMBER: 18796951
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-380-5800
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: OZF MANAGEMENT LLC
DATE OF NAME CHANGE: 20020208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FBC HOLDINGS S.A.R.L.
CENTRAL INDEX KEY: 0001530547
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36532
FILM NUMBER: 18796949
BUSINESS ADDRESS:
STREET 1: C/O CYRUS CAPITAL PARTNERS, L.P.
STREET 2: 399 PARK AVENUE, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2123805800
MAIL ADDRESS:
STREET 1: C/O CYRUS CAPITAL PARTNERS, L.P.
STREET 2: 399 PARK AVENUE, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sphere 3D Corp
CENTRAL INDEX KEY: 0001591956
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 240 MATHESON BLVD. EAST
CITY: MISSISSAUGA
STATE: A6
ZIP: L4Z 1X1
BUSINESS PHONE: 416-749-5999
MAIL ADDRESS:
STREET 1: 240 MATHESON BLVD. EAST
CITY: MISSISSAUGA
STATE: A6
ZIP: L4Z 1X1
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-04-30
0001591956
Sphere 3D Corp
ANY
0001166564
CYRUS CAPITAL PARTNERS, L.P.
65 EAST 55TH STREET
35TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001166774
CYRUS CAPITAL PARTNERS GP, LLC
C/O CYRUS CAPITAL PARTNERS, L.P.
65 EAST 55TH STREET, 35TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001251783
FREIDHEIM STEPHEN C
C/O CYRUS CAPITAL PARTNERS, L.P.
65 EAST 55TH STREET, 35TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001530547
FBC HOLDINGS S.A.R.L.
C/O CYRUS CAPITAL PARTNERS, L.P.
65 EAST 55TH STREET, 35TH FLOOR
NEW YORK,
NY
10022
0
0
1
0
Common Stock
2018-04-30
4
J
0
141845
.53
A
1358821
I
See Footnotes
Common Stock
2018-04-30
4
J
0
346698
.53
A
1705519
I
See Footnotes
Shares of Issuer common stock ("Common Shares") reported herein were acquired in lieu of Interest owed to FBC Holdings S.a r.l. ("FBC") by the Issuer under that certain 8% Senior Secured Convertible Debenture by and among FBC, the Issuer and certain subsidiaries and guarantors of the Issuer (the "Debenture").
The Common Shares are directly owned by FBC.
This statement is being filed by Cyrus Capital Partners, L.P. ("Cyrus"), FBC, Cyrus Capital Partners GP, L.L.C. ("Cyrus GP"), and Stephen C. Freidheim (each of Cyrus, FBC, Cyrus GP, and Mr. Freidheim, collectively the "Reporting Persons"). FBC, is a wholly owned subsidiary of certain funds advised and managed by Cyrus, each of which are private investment funds engaged in the business of acquiring, holding and disposing of investments in various companies.
Cyrus is the manager of FBC and the investment manager of each private fund holding an interest in FBC. Cyrus GP is the general partner of Cyrus. Mr. Freidheim is the manager of Cyrus GP. Mr. Freidheim is also the Chief Investment Officer of Cyrus.
Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that each Reporting Person was, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities of the Issuer held by the Reporting Persons, and such beneficial ownership was and is expressly disclaimed by the Reporting Persons except to the extent of their pecuniary interest.
Common Shares reported herein were acquired in consideration for the third installment payment of $183,750 owed by the Issuer to FBC, as previously reported, for FBC, among other things, extending the maturity date of the Debenture.
/s/Stephen C. Freidheim, Manager of Cyrus Capital Partners GP, L.L. C., the general partner of Cyrus Capital Partners, L.P.
2018-04-30
/s/Stephen C. Freidheim, Manager of Cyrus Capital Partners GP, L.L.C.
2018-04-30
/s/Stephen C. Freidheim, individually
2018-04-30
/s/Stephen C. Freidheim, Manager of Cyrus Capital Partners GP, L.L.C., the general partner of Cyrus Capital Partners, L.P., the investment manager of FBC Holdings S.a r.l.'s shareholders
2018-04-30