0001144204-19-027310.txt : 20190520
0001144204-19-027310.hdr.sgml : 20190520
20190520163024
ACCESSION NUMBER: 0001144204-19-027310
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190516
FILED AS OF DATE: 20190520
DATE AS OF CHANGE: 20190520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CYRUS CAPITAL PARTNERS, L.P.
CENTRAL INDEX KEY: 0001166564
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36532
FILM NUMBER: 19839155
BUSINESS ADDRESS:
STREET 1: 65 EAST 55 STREET
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-380-5800
MAIL ADDRESS:
STREET 1: 65 EAST 55 STREET
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: CYRUS CAPITAL PARTNERS, LP
DATE OF NAME CHANGE: 20050215
FORMER NAME:
FORMER CONFORMED NAME: OZF MANAGEMENT L P
DATE OF NAME CHANGE: 20020205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CYRUS CAPITAL PARTNERS GP, LLC
CENTRAL INDEX KEY: 0001166774
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36532
FILM NUMBER: 19839156
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-380-5800
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: OZF MANAGEMENT LLC
DATE OF NAME CHANGE: 20020208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FREIDHEIM STEPHEN C
CENTRAL INDEX KEY: 0001251783
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36532
FILM NUMBER: 19839157
MAIL ADDRESS:
STREET 1: C/O CYRUS CAPITAL PARTNERS, L.P.
STREET 2: 399 PARK AVENUE, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FBC HOLDINGS S.A.R.L.
CENTRAL INDEX KEY: 0001530547
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36532
FILM NUMBER: 19839158
BUSINESS ADDRESS:
STREET 1: C/O CYRUS CAPITAL PARTNERS, L.P.
STREET 2: 65 EAST 55TH STREET, 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2123805800
MAIL ADDRESS:
STREET 1: C/O CYRUS CAPITAL PARTNERS, L.P.
STREET 2: 65 EAST 55TH STREET, 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sphere 3D Corp
CENTRAL INDEX KEY: 0001591956
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 895 DON MILLS ROAD
STREET 2: BLDG. 2, SUITE 900
CITY: TORONTO
STATE: A6
ZIP: M3C 1W3
BUSINESS PHONE: 416-749-5999
MAIL ADDRESS:
STREET 1: 895 DON MILLS ROAD
STREET 2: BLDG. 2, SUITE 900
CITY: TORONTO
STATE: A6
ZIP: M3C 1W3
4/A
1
tv522032_4a.xml
OWNERSHIP DOCUMENT
X0306
4/A
2019-05-16
2019-05-17
1
0001591956
Sphere 3D Corp
ANY
0001166564
CYRUS CAPITAL PARTNERS, L.P.
65 EAST 55 STREET
35TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001166774
CYRUS CAPITAL PARTNERS GP, LLC
C/O CYRUS CAPITAL PARTNERS, L.P.
65 EAST 55TH STREET, 35TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001251783
FREIDHEIM STEPHEN C
C/O CYRUS CAPITAL PARTNERS, L.P.
65 EAST 55TH STREET, 35TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001530547
FBC HOLDINGS S.A.R.L.
C/O CYRUS CAPITAL PARTNERS, L.P.
65 EAST 55TH STREET, 35TH FLOOR
NEW YORK
NY
10022
0
0
1
0
Common Stock
2019-05-16
4
S
0
125315
2.0830
D
145301
I
See Footnotes
The Common Shares of Sphere 3D Corp. (the "Issuer") were directly owned, and sold, by FBC Holdings S.a r.l. ("FBC").
The price per share reported in Column 4 is a weighted average price. These Common Shares were sold in multiple transactions at prices ranging US$2.05 to US$2.29, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.
This statement is being filed by Cyrus Capital Partners, L.P. ("Cyrus"), FBC, Cyrus Capital Partners GP, L.L.C. ("Cyrus GP"), and Stephen C. Freidheim (each of Cyrus, FBC, Cyrus GP, and Mr. Freidheim, collectively the "Reporting Persons"). FBC, is a wholly owned subsidiary of certain funds advised and managed by Cyrus, each of which are private investment funds engaged in the business of acquiring, holding and disposing of investments in various companies.
Cyrus is the manager of FBC and the investment manager of each private fund holding an interest in FBC. Cyrus GP is the general partner of Cyrus. Mr. Freidheim is the sole member/manager of Cyrus GP. Mr. Freidheim is also the Chief Investment Officer of Cyrus.
Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that each Reporting Person was, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities of the Issuer held by the Reporting Persons, and such beneficial ownership was and is expressly disclaimed by the Reporting Persons except to the extent of their pecuniary interest.
This Amendment to the Form 4 filed by the Reporting Persons on May 17, 2019 is being filed solely to indicate that the Reporting Persons are no longer 10% owners of the Issuer. No other information has changed.
/s/Stephen C. Freidheim, Sole Member/Manager of Cyrus Capital Partners GP, L.L. C., the general partner of Cyrus Capital Partners, L.P.
2019-05-20
/s/Stephen C. Freidheim, Sole Member/Manager of Cyrus Capital Partners GP, L.L.C.
2019-05-20
/s/Stephen C. Freidheim, individually
2019-05-20
/s/Stephen C. Freidheim, Sole Member/Manager of Cyrus Capital Partners GP, L.L.C., the general partner of Cyrus Capital Partners, L.P., the investment manager of FBC Holdings S.a r.l.'s shareholders
2019-05-20