13F-HR 1 v222848_13fhr.txt UNITED STATES SEUCRITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or quarter Ended March 31, 2011 If amended report check here: [ ] Amendment Number:___ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries FCA Corp -------------------------------------------------------------------------------- Name of Insitutional Investment Manager FCA Corp 791 Town & Country Blvd, Suite 250 Houston Texas 77024-3925 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip Code) 13F File Number: 028-10019 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables are considered integral parts of this form. Person signing this Report on behalf of Reporting Manager: Ruth Willars Chief Compliance Officer 713-260-1431 -------------------------------------------------------------------------------- Name Title Telephone /s/ Ruth Willars -------------------------------- Manual Signature of Person Duly Authorized to submit this Report Houston, TX 05-16-2011 -------------------------------- Place and Date of Signing Report Type: [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report Report Summary: Number of other included managers: 0 Form 13F information table entry total: 146 Form 13F table value total: $131,134 List of other included Managers: None FCA Corp Form 13(f) For the Quarter Ended March 31, 2011
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1ST CENTURY BANCSHARES INC COM 31943X102 171 41700 SH Sole 41700 3M CO COM 88579Y101 1014 10840 SH Sole 10840 AGCO CORP COM 001084102 550 10000 SH Defined 10000 ALAMO GROUP INC COM 011311107 1878 68407 SH Sole 68407 ALTO PALERMO S.A.-ADR COM 02151P107 231 17000 SH Defined 17000 AMDOCS LTD COM G02602103 288 10000 SH Defined 10000 AMERICAN BUSINESS BANK COM 02475L105 740 32186 SH Sole 32186 AMERICAN NATIONAL INSURANCE COM 028591105 356 4498 SH Defined 4498 AMGEN INC COM 031162100 1145 21425 SH Sole 21425 ANALOG DEVICES INC COM 032654105 1795 45575 SH Sole 45575 ANGLO AMERICAN PLC-UNSP ADR COM 03485P201 305 11830 SH Defined 11830 APPLE INC COM 037833100 3259 9350 SH Sole 9350 ARKEMA-SPONSORED ADR COM 041232109 377 4130 SH Defined 4130 ARTESIAN RESOURCES CORP-CL A COM 043113208 614 31500 SH Sole 31500 AT&T INC COM 00206R102 2256 73691 SH Sole 73691 AUTOMATIC DATA PROCESSING COM 053015103 2287 44570 SH Sole 44570 BANCO BILBAO VIZCAYA-SP ADR COM 05946K101 210 17497 SH Defined 17497 BANCO SANTANDER SA-SPON ADR COM 05964H105 205 17450 SH Defined 17450 BANK OF AMERICA CORP COM 060505104 181 13556 SH Sole 13556 BAXTER INTERNATIONAL INC COM 071813109 1368 25450 SH Sole 25450 BG GROUP PLC-SPON ADR COM 055434203 250 2000 SH Defined 2000 BJ'S WHOLESALE CLUB INC COM 05548J106 248 5075 SH Defined 5075 BNP PARIBAS-ADR COM 05565A202 220 6000 SH Defined 6000 BOSTON PROPERTIES INC COM 101121101 237 2500 SH Defined 2500 BUNGE LTD COM G16962105 470 6500 SH Defined 6500 CEMEX SAB-SPONS ADR PART CER COM 151290889 121 13498 SH Defined 13498 CHASE CORP COM 16150R104 889 47850 SH Sole 47850 CHEMED CORP COM 16359R103 280 4200 SH Defined 4200 CHINA HOUSING & LAND DEVELOP COM 16939V103 78 40000 SH Defined 40000 CIMAREX ENERGY CO COM 171798101 2145 18612 SH Sole 18612 CITIGROUP INC COM 172967424 53 11921 SH Sole 11921 COCA-COLA CO/THE COM 191216100 355 5344 SH Sole 5344 CONMED CORP COM 207410101 282 10720 SH Defined 10720 CONSUMER DISCRETIONARY SELT COM 81369Y407 1333 34145 SH Sole 34145 CONSUMER STAPLES SPDR COM 81369Y308 1192 39835 SH Sole 39835 DENTSPLY INTERNATIONAL INC COM 249030107 322 8700 SH Defined 8700 DST SYSTEMS INC COM 233326107 370 7000 SH Defined 7000 E.ON AG -SPONSORED ADR COM 268780103 245 8000 SH Defined 8000 ELECTRONIC ARTS INC COM 285512109 195 10000 SH Defined 10000 ENERGY SELECT SECTOR SPDR COM 81369Y506 2631 32990 SH Sole 32990 ENTERPRISE PRODUCTS PARTNERS COM 293792107 1146 26620 SH Sole 26620 EQUITY RESIDENTIAL COM 29476L107 338 6000 SH Defined 6000 EVEREST RE GROUP LTD COM G3223R108 1614 18305 SH Sole 18305 EXTRA SPACE STORAGE INC COM 30225T102 311 15000 SH Defined 15000 EXXON MOBIL CORP COM 30231G102 1333 15848 SH Sole 15848 FIRST SEISMIC CORP COM 336397104 21 174742 SH Sole 174742 FRANCE TELECOM SA-SPONS ADR COM 35177Q105 248 11000 SH Defined 11000 FRONTIER COMMUNICATIONS CORP COM 35906A108 840 102230 SH Sole 102230 GENESEE & WYOMING INC-CL A COM 371559105 5716 98221 SH Sole 98221 GRUPO TELEVISA SA-SPON ADR COM 40049J206 368 15000 SH Defined 15000 HARLEYSVILLE GROUP INC COM 412824104 874 26385 SH Sole 26385 HOME INNS & HOTELS MANAG-ADR COM 43713W107 336 8500 SH Defined 8500 HOST HOTELS & RESORTS INC COM 44107P104 270 15317 SH Defined 15317 HOUSTON WIRE & CABLE CO COM 44244K109 863 59050 SH Sole 59050 INCONTACT INC COM 45336E109 35 10500 SH Sole 10500 INGLES MARKETS INC-CLASS A COM 457030104 2521 127236 SH Sole 127236 INTEL CORP COM 458140100 431 21350 SH Sole 21350 INTEROIL CORP COM 460951106 224 3000 SH Defined 3000 ISHARES COHEN & STEERS RLTY COM 464287564 1014 14453 SH Sole 14453 ISHARES DJ US TECHNOLOGY SEC COM 464287721 336 5050 SH Sole 5050 ISHARES DJ US TRANSPORT AVG COM 464287192 292 3050 SH Sole 3050 ISHARES FTSE CHINA 25 INDEX COM 464287184 415 9237 SH Sole 9237 ISHARES MSCI EAFE INDEX FUND COM 464287465 3298 54891 SH Sole 54891 ISHARES MSCI EAFE SMALL CAP COM 464288273 2111 48715 SH Sole 48715 ISHARES MSCI EMERGING MKT IN COM 464287234 2040 41915 SH Sole 41915 ISHARES MSCI JAPAN INDEX FD COM 464286848 903 87610 SH Sole 87610 309 30000 SH Defined 30000 ISHARES RUSSELL 2000 COM 464287655 1589 18875 SH Sole 18875 ISHARES S&P EUROPE 350 COM 464287861 2132 50971 SH Sole 50971 ISHARES S&P GBL NUCLEAR ENGY COM 464288232 1351 32760 SH Sole 32760 ISHARES S&P GLBL HEALTHCARE COM 464287325 2060 38070 SH Sole 38070 ISHARES S&P LATIN AMERICA 40 COM 464287390 579 10770 SH Sole 10770 ISHARES S&P MIDCAP 400 COM 464287507 1854 18784 SH Sole 18784 JAMES HARDIE IND SE-SPON ADR COM 47030M106 445 14200 SH Defined 14200 JANUS CAPITAL GROUP INC COM 47102X105 499 40000 SH Sole 40000 JOHN HAN BK & THRIFT OPP FD COM 409735206 1572 90699 SH Sole 90699 JOHNSON & JOHNSON COM 478160104 1790 30217 SH Sole 30217 KB HOME COM 48666K109 124 10000 SH Defined 10000 KINGFISHER PLC-SPONS ADR COM 495724403 156 20000 SH Defined 20000 KMG CHEMICALS INC COM 482564101 2435 123841 SH Sole 123841 KVH INDUSTRIES INC COM 482738101 454 30000 SH Defined 30000 LASALLE HOTEL PROPERTIES COM 517942108 324 12000 SH Defined 12000 LIFEPOINT HOSPITALS INC COM 53219L109 342 8500 SH Defined 8500 LOWE'S COS INC COM 548661107 476 18000 SH Sole 18000 159 6000 SH CALL Defined 6000 LUFKIN INDUSTRIES INC COM 549764108 467 5000 SH Defined 5000 MARKET VECTORS INDIA S/C COM 57060U563 563 33500 SH Sole 33500 MICROFINANCIAL INC COM 595072109 2670 602700 SH Sole 602700 NESTLE SA-SPONS ADR FOR REG COM 641069406 20 350 SH Sole 350 445 7750 SH Defined 7750 NEXEN INC COM 65334H102 808 32433 SH Sole 32433 NEXTERA ENERGY INC COM 65339F101 1133 20560 SH Sole 20560 NFJ DVD INTEREST & PR STRAT COM 65337H109 1219 67033 SH Sole 67033 NICE SYSTEMS LTD-SPONS ADR COM 653656108 369 10000 SH Defined 10000 NIDEC CORPORATION-ADR COM 654090109 303 14000 SH Defined 14000 NORFOLK SOUTHERN CORP COM 655844108 416 6000 SH Defined 6000 NORTHWEST NATURAL GAS CO COM 667655104 231 5000 SH Defined 5000 NOVARTIS AG-ADR COM 66987V109 1500 27605 SH Sole 27605 OLD MUTUAL PLC-UNSPON ADR COM 680031200 262 15000 SH Defined 15000 PARKER DRILLING CO COM 701081101 546 79000 SH Sole 79000 PENTAIR INC COM 709631105 482 12760 SH Defined 12760 PORTUGAL TELECOM SGPS-SP ADR COM 737273102 236 20300 SH Defined 20300 POWERSHARES GLOBAL WATER POR COM 73936T623 2069 101255 SH Sole 101255 PRAXAIR INC COM 74005P104 1375 13530 SH Sole 13530 PROGRESS ENERGY INC COM 743263105 1552 33639 SH Sole 33639 PRUDENTIAL PLC-ADR COM 74435K204 409 18000 SH Defined 18000 RED ALERT GROUP INC COM 75629Q105 0 25067 SH Sole 25067 REPSOL YPF SA -SPONSORED ADR COM 76026T205 276 8000 SH Defined 8000 RGC RESOURCES INC COM 74955L103 593 17352 SH Sole 17352 ROCHE HOLDINGS LTD-SPONS ADR COM 771195104 288 8000 SH Defined 8000 ROYCE MICRO-CAP TRUST INC COM 780915104 758 74015 SH Sole 74015 ROYCE VALUE TRUST COM 780910105 4075 264771 SH Sole 264771 RYDEX S&P EQ WGT HEALTHCARE COM 78355W841 1572 23005 SH Sole 23005 RYDEX S&P EQUAL WEIGHT ETF COM 78355W106 265 5253 SH Sole 5253 SIEMENS AG-SPONS ADR COM 826197501 22 160 SH Sole 160 412 3000 SH Defined 3000 SL GREEN REALTY CORP COM 78440X101 226 3000 SH Defined 3000 SPDR MORGAN STANLEY TECHNOLO COM 78464A102 1320 19505 SH Sole 19505 SPDR S&P MIDCAP 400 ETF TRUS COM 78467Y107 385 2146 SH Sole 2146 SPDR S&P OIL & GAS EXP & PR COM 78464A730 2436 37820 SH Sole 37820 STRATUS MEDIA GROUP INC COM 863165106 34 64919 SH Sole 64919 TESSCO TECHNOLOGIES INC COM 872386107 731 63543 SH Sole 63543 TEVA PHARMACEUTICAL-SP ADR COM 881624209 20 400 SH Sole 400 301 6000 SH Defined 6000 TOTAL SA-SPON ADR COM 89151E109 317 5200 SH Defined 5200 UDR INC COM 902653104 408 16730 SH Sole 16730 184 7565 SH Defined 7565 UNILEVER N V -NY SHARES COM 904784709 282 9000 SH Defined 9000 UNITED FIRE & CASUALTY CO COM 910331107 1187 58746 SH Sole 58746 VALE SA-SP ADR COM 91912E105 333 10000 SH Defined 10000 VALMONT INDUSTRIES COM 920253101 1749 16760 SH Sole 16760 VARIAN SEMICONDUCTOR EQUIP COM 922207105 487 10000 SH Defined 10000 VITRAN CORP INC COM 92850E107 225 16000 SH Defined 16000 VODAFONE GROUP PLC-SP ADR COM 92857W209 7 247 SH Sole 247 226 7875 SH Defined 7875 VORNADO REALTY TRUST COM 929042109 272 3107 SH Defined 3107 WASTE MANAGEMENT INC COM 94106L109 1402 37540 SH Sole 37540 WEATHERFORD INTL LTD COM H27013103 3153 139500 SH Sole 139500 WGL HOLDINGS INC COM 92924F106 1376 35270 SH Sole 35270 WILLIAMS COS INC COM 969457100 3624 116233 SH Sole 116233 EATON VANCE SHORT DUR DIV IN COM 27828V104 1877 110850 SH Sole 110850 ISHARES BARCLAYS TIPS BOND COM 464287176 322 2950 SH Sole 2950 ISHARES IBOXX INV GR CORP BD COM 464287242 209 1930 SH Sole 1930 ISHARES S&P CALI AMT-FREE COM 464288356 286 2830 SH Sole 2830 WESTERN ASSET EMERGING MARKE COM 95766A101 2229 119022 SH Sole 119022 WESTERN ASSET GL CORP DEF OP COM 95790C107 2496 136443 SH Sole 136443