-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ULCeElk9XZbmYdi00YZc7Rmkcp/rexD7seV8DOUQuFghgMMVZOpBTtkgHZ9f6IPS pCxawGvSYh/7UJG5cmp1gQ== 0001144204-10-026056.txt : 20100511 0001144204-10-026056.hdr.sgml : 20100511 20100511120115 ACCESSION NUMBER: 0001144204-10-026056 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100511 DATE AS OF CHANGE: 20100511 EFFECTIVENESS DATE: 20100511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCA CORP /TX CENTRAL INDEX KEY: 0001166402 IRS NUMBER: 760076528 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10019 FILM NUMBER: 10819760 BUSINESS ADDRESS: STREET 1: 5847 SAN FELIPE # 850 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7137812856 MAIL ADDRESS: STREET 1: 5847 SAN FELIPE CITY: HOUSTON STATE: TX ZIP: 77057 13F-HR 1 v184353_13fhr.txt UNITED STATES SEUCRITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or quarter Ended March 31, 2010 If amended report check here: [ ] Amendment Number:___ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries FCA Corp - -------------------------------------------------------------------------------- Name of Insitutional Investment Manager FCA Corp 791 Town & Country Blvd, Suite 250 Houston Texas 77024-3925 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip Code) 13F File Number: 028-10019 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables are considered integral parts of this form. Person signing this Report on behalf of Reporting Manager: Ruth Willars Chief Compliance Officer 713-260-1431 - -------------------------------------------------------------------------------- Name Title Telephone /s/ Ruth Willars -------------------------------- Manual Signature of Person Duly Authorized to submit this Report Houston, TX 05-11-2010 -------------------------------- Place and Date of Signing Report Type: [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report Report Summary: Number of other included managers: 0 Form 13F information table entry total: 168 Form 13F table value total: $124,008 List of other included Managers: None FCA Corp Form 13(f) For the Quarter Ended March 31, 2010 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1ST CENTURY BANCSHARES INC COM 31943X102 236 57700 SH Sole 57700 3M CO COM 88579Y101 1134 13565 SH Sole 13565 AGCO CORP COM 001084102 430 12000 SH Defined 12000 ALAMO GROUP INC COM 011311107 1244 62209 SH Sole 62209 ALTO PALERMO S.A.-ADR COM 02151P107 156 17000 SH Defined 17000 AMDOCS LTD COM G02602103 241 8000 SH Defined 8000 AMERICAN BUSINESS BANK COM 02475L105 1183 46834 SH Sole 46834 AMERICAN NATIONAL INSURANCE COM 028591105 511 4498 SH Defined 4498 AMERICAN STATES WATER CO COM 029899101 1545 44519 SH Sole 44519 AMERON INTERNATIONAL CORP COM 030710107 819 13025 SH Sole 13025 AMGEN INC COM 031162100 1689 28225 SH Sole 28225 ANALOG DEVICES INC COM 032654105 1320 45800 SH Sole 45800 ANGLO AMERICAN PLC-UNSP ADR COM 03485P201 256 11830 SH Defined 11830 APPLE INC COM 037833100 2275 9682 SH Sole 9682 ARKEMA-SPONSORED ADR COM 041232109 227 6130 SH Defined 6130 AT&T INC COM 00206R102 1956 75703 SH Sole 75703 AUTOMATIC DATA PROCESSING COM 053015103 2105 47325 SH Sole 47325 BANCO BILBAO VIZCAYA-SP ADR COM 05946K101 240 17497 SH Defined 17497 BANCO SANTANDER SA-SPON ADR COM 05964H105 228 17186 SH Defined 17186 BANK OF AMERICA CORP COM 060505104 426 23881 SH Sole 23881 BAXTER INTERNATIONAL INC COM 071813109 914 15700 SH Sole 15700 BNP PARIBAS-ADR COM 05565A202 229 6000 SH Defined 6000 BP PLC-SPONS ADR COM 055622104 267 4680 SH Sole 4680 BUNGE LTD COM G16962105 401 6500 SH Defined 6500 CALIFORNIA WATER SERVICE GRP COM 130788102 1478 39300 SH Sole 39300 CAMDEN PROPERTY TRUST COM 133131102 208 5000 SH Defined 5000 CEMEX SAB-SPONS ADR PART CER COM 151290889 127 12480 SH Defined 12480 CHASE CORP COM 16150R104 319 25250 SH Sole 25250 CHEMED CORP COM 16359R103 283 5200 SH Defined 5200 CHEVRON CORP COM 166764100 2002 26396 SH Sole 26396 CHINA HOUSING & LAND DEVELOP COM 16939V103 95 25000 SH Defined 25000 CIMAREX ENERGY CO COM 171798101 634 10675 SH Sole 10675 CISCO SYSTEMS INC COM 17275R102 268 10307 SH Sole 10307 CITIGROUP INC COM 172967101 79 19421 SH Sole 19421 COCA-COLA CO/THE COM 191216100 361 6564 SH Sole 6564 CONMED CORP COM 207410101 374 15720 SH Defined 15720 CRH PLC-SPONSORED ADR COM 12626K203 229 9200 SH Defined 9200 DENTSPLY INTERNATIONAL INC COM 249030107 234 6700 SH Defined 6700 DOW CHEMICAL COM 260543103 504 17035 SH Sole 17035 DST SYSTEMS INC COM 233326107 306 7385 SH Defined 7385 E.ON AG -SPONSORED ADR COM 268780103 295 8000 SH Defined 8000 ELECTRONIC ARTS INC COM 285512109 187 10000 SH Defined 10000 ENERGY SELECT SECTOR SPDR COM 81369Y506 2189 38060 SH Sole 38060 EQUITY RESIDENTIAL COM 29476L107 235 6000 SH Defined 6000 EVEREST RE GROUP LTD COM G3223R108 1645 20330 SH Sole 20330 EXTRA SPACE STORAGE INC COM 30225T102 190 15000 SH Defined 15000 EXXON MOBIL CORP COM 30231G102 1501 22405 SH Sole 22405 FIRST SEISMIC CORP COM 336397104 23 174742 SH Sole 174742 FIRST SOLAR INC COM 336433107 822 6700 SH Sole 6700 FISERV INC COM 337738108 252 4960 SH Sole 4960 FPL GROUP INC COM 302571104 1107 22900 SH Sole 22900 FRANCE TELECOM SA-SPONS ADR COM 35177Q105 265 11000 SH Defined 11000 FRONTERA RESOURCES CORP COM 359044609 4 35000 SH Sole 35000 GENESEE & WYOMING INC-CL A COM 371559105 3721 109055 SH Sole 109055 GLAXOSMITHKLINE PLC-SPON ADR COM 37733W105 190 4932 SH Sole 4932 231 6000 SH Defined 6000 GRUPO TELEVISA SA-SPONS ADR COM 40049J206 315 15000 SH Defined 15000 HANG LUNG PROPERTIES-SP ADR COM 41043M104 366 18000 SH Defined 18000 HOME DEPOT INC COM 437076102 470 14520 SH Sole 14520 HOME INNS & HOTELS MANAG-ADR COM 43713W107 229 7000 SH Defined 7000 HOST HOTELS & RESORTS INC COM 44107P104 224 15317 SH Defined 15317 HOUSTON WIRE & CABLE CO COM 44244K109 625 54000 SH Sole 54000 HRPT PROPERTIES TRUST COM 40426W101 79 10100 SH Defined 10100 INCONTACT INC COM 45336E109 30 10500 SH Sole 10500 INGLES MARKETS INC -CL A COM 457030104 2012 133861 SH Sole 133861 INTEL CORP COM 458140100 629 28220 SH Sole 28220 INTEROIL CORP COM 460951106 421 6500 SH Defined 6500 INTL BUSINESS MACHINES CORP COM 459200101 354 2757 SH Sole 2757 ISHARES COHEN & STEERS RLTY COM 464287564 847 14788 SH Sole 14788 172 3000 SH Defined 3000 ISHARES DJ US ENERGY SECTOR COM 464287796 360 10840 SH Sole 10840 ISHARES DJ US HEALTHCARE SEC COM 464287762 206 3100 SH Sole 3100 ISHARES DJ US TECHNOLOGY SEC COM 464287721 301 5150 SH Sole 5150 ISHARES DJ US TRANSPORT AVG COM 464287192 463 5850 SH Sole 5850 ISHARES FTSE/XINHUA CHINA 25 COM 464287184 225 5337 SH Sole 5337 ISHARES MSCI EAFE GROWTH INX COM 464288885 368 6500 SH Sole 6500 ISHARES MSCI EAFE INDEX FUND COM 464287465 2914 52055 SH Sole 52055 ISHARES MSCI EAFE SMALL CAP COM 464288273 1934 51715 SH Sole 51715 ISHARES MSCI EMERGING MKT IN COM 464287234 1934 45905 SH Sole 45905 ISHARES MSCI EMU COM 464286608 1221 33996 SH Sole 33996 ISHARES MSCI JAPAN INDEX FD COM 464286848 761 72900 SH Sole 72900 ISHARES MSCI PACIFIC EX JPN COM 464286665 288 6715 SH Sole 6715 ISHARES NASDAQ BIOTECH INDX COM 464287556 282 3100 SH Sole 3100 ISHARES RUSSELL 1000 INDEX COM 464287622 201 3110 SH Sole 3110 ISHARES S&P EUROPE 350 COM 464287861 1339 34934 SH Sole 34934 ISHARES S&P GLBL HEALTHCARE COM 464287325 2141 40800 SH Sole 40800 ISHARES S&P LATIN AMERICA 40 COM 464287390 390 8070 SH Sole 8070 ISHARES S&P MIDCAP 400 COM 464287507 2028 25764 SH Sole 25764 ISHARES S&P MIDCAP 400/VALUE COM 464287705 1066 14948 SH Sole 14948 ISHARES S&P NA TEC-MUL N IF COM 464287531 207 7200 SH Sole 7200 JAMES HARDIE INDS-SPONS ADR COM 47030M106 399 12100 SH Defined 12100 JANUS CAPITAL GROUP INC COM 47102X105 786 55000 SH Sole 55000 JOHN HAN BK & THRIFT OPP FD COM 409735206 716 42593 SH Sole 42593 JOHNSON & JOHNSON COM 478160104 2228 34166 SH Sole 34166 KINGFISHER PLC-SPONS ADR COM 495724403 130 20000 SH Defined 20000 KITE REALTY GROUP TRUST COM 49803T102 47 10000 SH Defined 10000 KMG CHEMICALS INC COM 482564101 2587 147144 SH Sole 147144 KVH INDUSTRIES INC COM 482738101 396 30000 SH Defined 30000 LASALLE HOTEL PROPERTIES COM 517942108 280 12000 SH Defined 12000 LIFEPOINT HOSPITALS INC COM 53219L109 239 6500 SH Defined 6500 LMP REAL ESTATE INCOME FUND COM 50208C108 144 16000 SH Defined 16000 LOWE'S COS INC COM 548661107 1570 64777 SH Sole 64777 LUBRIZOL CORP COM 549271104 555 6055 SH Defined 6055 LUFKIN INDUSTRIES INC COM 549764108 475 6000 SH Defined 6000 MEDALLION FINANCIAL CORP COM 583928106 1073 134856 SH Sole 134856 MICROFINANCIAL INC COM 595072109 2381 616900 SH Sole 616900 NESTLE SA-SPONS ADR FOR REG COM 641069406 397 7750 SH Defined 7750 NEXEN INC COM 65334H102 1345 54433 SH Sole 54433 NFJ DVD INTEREST & PR STRAT COM 65337H109 1202 75978 SH Sole 75978 NICE SYSTEMS LTD-SPONS ADR COM 653656108 317 10000 SH Defined 10000 NIDEC CORPORATION-ADR COM 654090109 241 9000 SH Defined 9000 NORFOLK SOUTHERN CORP COM 655844108 503 9000 SH Defined 9000 NORTHROP GRUMMAN CORP COM 666807102 302 4607 SH Sole 4607 NORTHWEST NATURAL GAS CO COM 667655104 233 5000 SH Defined 5000 NORTHWEST PIPE COMPANY COM 667746101 519 23750 SH Sole 23750 NOVARTIS AG-ADR COM 66987V109 1632 30175 SH Sole 30175 OCCIDENTAL PETROLEUM CORP COM 674599105 203 2400 SH Sole 2400 OIL SERVICES HOLDRS TRUST COM 678002106 926 7550 SH Sole 7550 OLD MUTUAL PLC-UNSPON ADR COM 680031200 220 15000 SH Defined 15000 PARKER DRILLING CO COM 701081101 389 79000 SH Sole 79000 PENTAIR INC COM 709631105 455 12760 SH Defined 12760 PFIZER INC COM 717081103 261 15200 SH Sole 15200 PORTUGAL TELECOM SGPS-SP ADR COM 737273102 226 20300 SH Defined 20300 POWERSHARES GLOBAL WATER POR COM 73936T623 1916 106400 SH Sole 106400 PRAXAIR INC COM 74005P104 1493 17985 SH Sole 17985 PROGRESS ENERGY INC COM 743263105 1432 36374 SH Sole 36374 PRUDENTIAL FINANCIAL INC COM 744320102 71 1168 SH Sole 1168 302 5000 SH Defined 5000 RED ALERT GROUP INC COM 75629Q105 0 25067 SH Sole 25067 REGAL BELOIT CORP COM 758750103 901 15170 SH Sole 15170 RGC RESOURCES INC COM 74955L103 658 21052 SH Sole 21052 ROYCE MICRO-CAP TRUST INC COM 780915104 526 64279 SH Sole 64279 ROYCE VALUE TRUST COM 780910105 3266 275757 SH Sole 275757 RYDEX S&P EQ WGT HEALTHCARE COM 78355W841 1513 24950 SH Sole 24950 SIEMENS AG-SPONS ADR COM 826197501 300 3000 SH Defined 3000 SPDR S&P MIDCAP 400 ETF TRUST COM 78467Y107 936 6536 SH Sole 6536 SPDR S&P OIL & GAS EXPLORATI COM 78464A730 1633 38750 SH Sole 38750 STRATUS MEDIA GROUP INC COM 863165106 114 64919 SH Sole 64919 SUBURBAN PROPANE PARTNERS LP COM 864482104 1281 26979 SH Sole 26979 SWS GROUP INC COM 78503N107 118 10191 SH Sole 10191 TEVA PHARMACEUTICAL-SP ADR COM 881624209 25 400 SH Sole 400 517 8198 SH Defined 8198 TOTAL SA-SPON ADR COM 89151E109 302 5200 SH Defined 5200 UDR INC COM 902653104 285 16175 SH Sole 16175 133 7565 SH Defined 7565 UNILEVER N V -NY SHARES COM 904784709 271 9000 SH Defined 9000 UNITED FIRE & CASUALTY CO COM 910331107 829 46087 SH Sole 46087 UNITED TECHNOLOGIES CORP COM 913017109 2047 27812 SH Sole 27812 VALE SA-SP ADR COM 91912E105 322 10000 SH Defined 10000 VALERO ENERGY CORP COM 91913Y100 37 1900 SH Sole 1900 394 20000 SH Defined 20000 VALMONT INDUSTRIES COM 920253101 1458 17600 SH Sole 17600 VARIAN SEMICONDUCTOR EQUIP COM 922207105 464 14000 SH Defined 14000 VITRAN CORP INC COM 92850E107 194 16000 SH Defined 16000 VODAFONE GROUP PLC-SP ADR COM 92857W209 20 875 SH Sole 875 183 7875 SH Defined 7875 VORNADO REALTY TRUST COM 929042109 235 3107 SH Defined 3107 WASTE MANAGEMENT INC COM 94106L109 1700 49390 SH Sole 49390 WEATHERFORD INTL LTD COM H27013103 2280 143760 SH Sole 143760 WELLS FARGO & CO COM 949746101 494 15861 SH Sole 15861 WGL HOLDINGS INC COM 92924F106 1440 41571 SH Sole 41571 WILLIAMS COS INC COM 969457100 3042 131668 SH Sole 131668 ISHARES BARCLAYS TIPS BOND COM 464287176 317 3050 SH Sole 3050 ISHARES S&P CALI MUNI BOND COM 464288356 491 4625 SH Sole 4625 MORGAN STANLEY INSD CA MUNI COM 61745P825 145 11280 SH Sole 11280 NUVEEN CA SEL T/F INC PORT COM 67063R103 208 15930 SH Sole 15930 POWERSHARES INS CAL MU BD PT COM 73936T441 228 9650 SH Sole 9650 FORD MOTOR CAP TR II 6.5% CUM CONV 345395206 318 6850 SH Sole 6850
-----END PRIVACY-ENHANCED MESSAGE-----