0001104659-23-116613.txt : 20231113
0001104659-23-116613.hdr.sgml : 20231113
20231113064834
ACCESSION NUMBER: 0001104659-23-116613
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231113
DATE AS OF CHANGE: 20231113
EFFECTIVENESS DATE: 20231113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FCA CORP /TX
CENTRAL INDEX KEY: 0001166402
IRS NUMBER: 760076528
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10019
FILM NUMBER: 231394953
BUSINESS ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 7137812856
MAIL ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77024
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001166402
XXXXXXXX
09-30-2023
09-30-2023
false
FCA CORP /TX
791 Town & Country Blvd, Suite 250
Houston
TX
77024
13F HOLDINGS REPORT
028-10019
000110658
801-20514
N
William LeVay
Chief Compliance Officer
713-781-2856
/s/ William LeVay
Houston
TX
11-13-2023
0
182
268193343
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
1165475
12449
SH
SOLE
0
0
12449
ADAMS DIVERSIFIED EQUITY
COM
006212104
3660751
219997
SH
SOLE
0
0
219997
ADAMS NATURAL RESOURCES FUND
COM
00548F105
2265341
97982
SH
SOLE
0
0
97982
ADVENT CONVERT & INCOME
COM
00764C109
1120404
106807
SH
SOLE
0
0
106807
AIR PRODUCTS & CHEMICALS INC
COM
009158106
1283519
4529
SH
SOLE
0
0
4529
ALLSTATE CORP
COM
020002101
2383800
21397
SH
SOLE
0
0
21397
ALPHABET INC-CL A
COM
02079K305
1346811
10292
SH
SOLE
0
0
10292
ALPHABET INC-CL C
COM
02079K107
1918286
14549
SH
SOLE
0
0
14549
AMAZON.COM INC
COM
023135106
918442
7225
SH
SOLE
0
0
7225
AMERICA MOVIL SAB DE CV
ADR
02390A101
173200
10000
SH
DFND
10000
0
0
AMERICAN BUSINESS BANK
COM
02475L105
563696
18219
SH
SOLE
0
0
18219
AMGEN INC
COM
031162100
4735901
17621
SH
SOLE
0
0
17621
AMYRIS INC
COM
03236M200
660
11000
SH
SOLE
0
0
11000
ANDRADA MINING LTD
COM
G012B4107
1092
13329
SH
SOLE
0
0
13329
APPLE INC
COM
037833100
2281544
13326
SH
SOLE
0
0
13326
APPLE INC
COM
037833100
838929
4900
SH
DFND
4900
0
0
ARKEMA-SPONSORED ADR
ADR
041232109
308728
3130
SH
DFND
3130
0
0
ARTESIAN RESOURCES CORP-CL A
COM
043113208
3076474
73267
SH
SOLE
0
0
73267
ASTRAZENECA PLC-SPONS ADR
ADR
046353108
507900
7500
SH
DFND
7500
0
0
AT&T INC
COM
00206R102
682247
45423
SH
SOLE
0
0
45423
AUTOMATIC DATA PROCESSING
COM
053015103
377711
1570
SH
SOLE
0
0
1570
AUTOZONE INC
COM
053332102
363219
143
SH
SOLE
0
0
143
BANK OF AMERICA CORP
COM
060505104
498352
18201
SH
SOLE
0
0
18201
BERKSHIRE HATHAWAY INC-CL B
COM
747545101
249063
711
SH
SOLE
0
0
711
BHP GROUP LTD-SPON ADR
ADR
088606108
363406
6389
SH
SOLE
0
0
6389
BRASILAGRO-CIA BRA - SPN ADR
ADR
10554B104
155814
27432
SH
DFND
27432
0
0
CATERPILLAR INC
COM
149123101
327600
1200
SH
DFND
1200
0
0
CEMEX SAB-SPONS ADR PART CER
ADR
151290889
195000
30000
SH
DFND
30000
0
0
CHEVRON CORP
COM
166764100
590170
3500
SH
DFND
3500
0
0
CISCO SYSTEMS INC
COM
17275R102
1529580
28452
SH
SOLE
0
0
28452
COCA-COLA CO/THE
COM
191216100
242027
4323
SH
SOLE
0
0
4323
COGNITION THERAPEUTICS INC
COM
19243B102
74118
51471
SH
SOLE
0
0
51471
CONSUMER DISCRETIONARY SELT
COM
81369Y407
4463963
27730
SH
SOLE
0
0
27730
CONSUMER STAPLES SPDR
COM
81369Y308
4005210
58207
SH
SOLE
0
0
58207
COPA HOLDINGS SA-CLASS A
COM
P31076105
267360
3000
SH
DFND
3000
0
0
COTERRA ENERGY INC
COM
127097103
1344926
49720
SH
SOLE
0
0
49720
CSX CORP
COM
126408103
3543408
115233
SH
SOLE
0
0
115233
CVS HEALTH CORP
COM
126650100
1546346
22148
SH
SOLE
0
0
22148
CYRELA BRAZIL REALTY-SPO ADR
ADR
23282C401
173800
44000
SH
DFND
44000
0
0
DEVON ENERGY CORP
COM
25179M103
484537
10158
SH
SOLE
0
0
10158
DIAGEO PLC-SPONSORED ADR
ADR
25243Q205
417704
2800
SH
DFND
2800
0
0
DNAPRINT GENOMICS
COM
23324Q202
118
1175300
SH
SOLE
0
0
1175300
DR HORTON INC
COM
23331A109
537350
5000
SH
DFND
5000
0
0
DUKE ENERGY CORP
COM
26441C204
246598
2794
SH
SOLE
0
0
2794
ENERGY SELECT SECTOR SPDR
COM
81369Y506
1274483
14100
SH
SOLE
0
0
14100
ENTEGRIS INC
COM
29362U104
1345303
14325
SH
SOLE
0
0
14325
EVEREST GROUP LTD
COM
G3223R108
3847149
10351
SH
SOLE
0
0
10351
EXXON MOBIL CORP
COM
30231G102
275684
2345
SH
SOLE
0
0
2345
FIRST SEISMIC CORP
COM
336397104
18
44451
SH
SOLE
0
0
44451
GJENSIDIGE FORSIKRING-UN ADR
ADR
37636X101
293600
20000
SH
DFND
20000
0
0
GLASS HOUSE BRANDS INC
COM
377130406
91000
20000
SH
SOLE
0
0
20000
GLOBAL X MSCI NIGERIA ETF
COM
37954Y665
95188
11100
SH
DFND
11100
0
0
GOLDMAN ACTIVEBETA US LC ETF
COM
381430503
3750571
44528
SH
SOLE
0
0
44528
GOLDMAN SACHS ACTIVEBETA INT
COM
381430107
7399891
246417
SH
SOLE
0
0
246417
GROUP 1 AUTOMOTIVE INC
COM
398905109
886743
3300
SH
DFND
3300
0
0
GRUPO AEROPORTUARIO SUR-ADR
ADR
40051E202
442278
1800
SH
DFND
1800
0
0
HDFC BANK LTD-ADR
ADR
40415F101
472080
8000
SH
DFND
8000
0
0
HEMPFUSION WELLNESS INC
COM
423821107
2
22222
SH
SOLE
0
0
22222
INGLES MARKETS INC-CLASS A
COM
457030104
4029854
53496
SH
SOLE
0
0
53496
INTEL CORP
COM
458140100
377577
10621
SH
SOLE
0
0
10621
INTERCONTINENTAL HOTELS-ADR
ADR
45857P806
456199
6103
SH
DFND
6103
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
1993523
14209
SH
SOLE
0
0
14209
INVESCO BULLETSHARE 2028 HYC
COM
46138J452
233868
11358
SH
SOLE
0
0
11358
INVESCO BULLETSHARES 2024 CO
COM
46138J841
6430315
311094
SH
SOLE
0
0
311094
INVESCO BULLETSHARES 2024 HI
COM
46138J833
2103566
93559
SH
SOLE
0
0
93559
INVESCO BULLETSHARES 2025 CO
COM
46138J825
6502350
323339
SH
SOLE
0
0
323339
INVESCO BULLETSHARES 2025 HI
COM
46138J817
957903
42611
SH
SOLE
0
0
42611
INVESCO BULLETSHARES 2026 CO
COM
46138J791
5388332
286838
SH
SOLE
0
0
286838
INVESCO BULLETSHARES 2026 HI
COM
46138J635
904657
39976
SH
SOLE
0
0
39976
INVESCO BULLETSHARES 2027 CO
COM
46138J783
4484246
239351
SH
SOLE
0
0
239351
INVESCO S&P 500 EQUAL WEIGHT
COM
46137V357
4552892
32133
SH
SOLE
0
0
32133
INVESCO S&P 500 EQUAL WEIGHT
COM
46137V332
3492486
127463
SH
SOLE
0
0
127463
INVESCO S&P GLOBAL WATER IND
COM
46138E263
2651640
57000
SH
SOLE
0
0
57000
INVESCO VARIABLE RATE PREFER
COM
46138G870
2468533
110350
SH
SOLE
0
0
110350
ISHARES 1-5Y INV GRADE CORP
COM
464288646
705344
14155
SH
SOLE
0
0
14155
ISHARES CALIFORNIA MUNI BOND
COM
464288356
245683
4480
SH
SOLE
0
0
4480
ISHARES CORE GROWTH ALLOCATI
COM
464289867
294928
5969
SH
SOLE
0
0
5969
ISHARES CORE S&P MIDCAP ETF
COM
464287507
4526648
18154
SH
SOLE
0
0
18154
ISHARES FLOATING RATE BOND E
COM
46429B655
5615044
110337
SH
SOLE
0
0
110337
ISHARES GLOBAL HEALTHCARE ET
COM
464287325
4229018
51311
SH
SOLE
0
0
51311
ISHARES GLOBAL TECH ETF
COM
464287291
4113060
71111
SH
SOLE
0
0
71111
ISHARES GOLD TRUST
COM
464285204
264140
7549
SH
SOLE
0
0
7549
ISHARES MSCI EAFE ETF
COM
464287465
870654
12633
SH
SOLE
0
0
12633
ISHARES MSCI EAFE SMALL-CAP
COM
464288273
3666425
64927
SH
SOLE
0
0
64927
ISHARES MSCI USA MIN VOL FAC
COM
46429B697
287659
3974
SH
SOLE
0
0
3974
ISHARES RUSSELL 1000 ETF
COM
464287622
4134015
17598
SH
SOLE
0
0
17598
ISHARES RUSSELL 1000 GROWTH
COM
464287614
288599
1085
SH
SOLE
0
0
1085
ISHARES RUSSELL 2000 ETF
COM
464287655
1411083
7984
SH
SOLE
0
0
7984
ISHARES RUSSELL MID-CAP ETF
COM
464287499
2408163
34775
SH
SOLE
0
0
34775
ISHARES SHORT-TERM NATIONAL
COM
464288158
557193
5417
SH
SOLE
0
0
5417
JAMES HARDIE IND PLC-SP ADR
ADR
47030M106
656000
25000
SH
DFND
25000
0
0
JOHN HANCOCK FINANCIAL OPPOR
COM
409735206
2384112
90789
SH
SOLE
0
0
90789
JOHN HANCOCK MULTI FACT LRG
COM
47804J107
1770131
33386
SH
SOLE
0
0
33386
JOHNSON & JOHNSON
COM
478160104
3075569
19747
SH
SOLE
0
0
19747
JPMORGAN CHASE & CO
COM
46625H100
351964
2427
SH
SOLE
0
0
2427
JPMORGAN CHASE & CO
COM
46625H100
304542
2100
SH
DFND
2100
0
0
JPMORGAN ULTRA-SHORT INCOME
COM
46641Q837
1921524
38293
SH
SOLE
0
0
38293
KAJIMA CORP-UNSPONSORED ADR
ADR
483111209
197088
11900
SH
DFND
11900
0
0
KVH INDUSTRIES INC
COM
482738101
153000
30000
SH
DFND
30000
0
0
LENNAR CORP-A
COM
526057104
448920
4000
SH
DFND
4000
0
0
LENNOX INTERNATIONAL INC
COM
526107107
636548
1700
SH
DFND
1700
0
0
LIVEVOX HOLDINGS INC
COM
53838L100
33400
10000
SH
SOLE
0
0
10000
LOCKHEED MARTIN CORP
COM
539830109
1921894
4699
SH
SOLE
0
0
4699
LOWE'S COS INC
COM
548661107
3271402
15740
SH
SOLE
0
0
15740
LOWE'S COS INC
COM
548661107
540384
2600
SH
DFND
2600
0
0
MAINSTAY CBRE GLOBAL INFRAST
COM
56064Q107
1087235
92295
SH
SOLE
0
0
92295
MERCK & CO. INC.
COM
58933Y105
560975
5449
SH
SOLE
0
0
5449
META PLATFORMS INC-CLASS A
COM
30303M102
351546
1171
SH
SOLE
0
0
1171
METLIFE INC
COM
59156R108
2133166
33908
SH
SOLE
0
0
33908
MICROSOFT CORP
COM
594918104
1581592
5009
SH
SOLE
0
0
5009
MICROSOFT CORP
COM
594918104
473625
1500
SH
DFND
1500
0
0
MILLER INDUSTRIES INC/TENN
COM
600551204
705780
18000
SH
DFND
18000
0
0
MTN GROUP LTD-SPONS ADR
ADR
62474M108
74063
12500
SH
DFND
12500
0
0
NATIONAL WESTERN LIFE GROU-A
COM
638517102
4621145
10563
SH
SOLE
0
0
10563
NESTLE SA-SPONS ADR
ADR
641069406
537558
4750
SH
DFND
4750
0
0
NETAPP INC
COM
64110D104
607040
8000
SH
DFND
8000
0
0
NICE LTD - SPON ADR
ADR
653656108
459000
2700
SH
DFND
2700
0
0
NIDEC CORPORATION-SPON ADR
ADR
654090109
242340
21000
SH
DFND
21000
0
0
NORFOLK SOUTHERN CORP
COM
655844108
472632
2400
SH
DFND
2400
0
0
NOVARTIS AG-SPONSORED ADR
ADR
66987V109
2370893
23276
SH
SOLE
0
0
23276
NOVO-NORDISK A/S-SPONS ADR
ADR
670100205
363760
4000
SH
DFND
4000
0
0
NUVEEN PREFERRED & INCOME SE
COM
67072C105
967475
156803
SH
SOLE
0
0
156803
NVIDIA CORP
COM
67066G104
578537
1330
SH
SOLE
0
0
1330
NVR INC
COM
62944T105
298165
50
SH
DFND
50
0
0
NXP SEMICONDUCTORS NV
COM
N6596X109
2294082
11475
SH
SOLE
0
0
11475
OLD REPUBLIC INTL CORP
COM
680223104
2470735
91713
SH
SOLE
0
0
91713
ORACLE CORP
COM
68389X105
671533
6340
SH
SOLE
0
0
6340
OSISKO GOLD ROYALTIES LTD
COM
68827L101
485874
41351
SH
SOLE
0
0
41351
PEARSON PLC-SPONSORED ADR
ADR
705015105
168640
16000
SH
DFND
16000
0
0
PIMCO ENHANCED SHORT MATURIT
COM
72201R833
1281562
12798
SH
SOLE
0
0
12798
PLEXUS CORP
COM
729132100
1386611
14913
SH
SOLE
0
0
14913
PROCTER & GAMBLE CO/THE
COM
742718109
218936
1501
SH
SOLE
0
0
1501
PROCTER & GAMBLE CO/THE
COM
742718109
452166
3100
SH
DFND
3100
0
0
QUALCOMM INC
COM
747525103
693388
6243
SH
SOLE
0
0
6243
RGC RESOURCES INC
COM
74955L103
730129
42204
SH
SOLE
0
0
42204
ROCHE HOLDINGS LTD-SPONS ADR
ADR
771195104
407160
12000
SH
DFND
12000
0
0
ROYCE MICRO-CAP TRUST INC
COM
780915104
2447652
295610
SH
SOLE
0
0
295610
ROYCE VALUE TRUST
COM
780910105
158205
12293
SH
SOLE
0
0
12293
RTX CORP
COM
75513E101
287880
4000
SH
DFND
4000
0
0
SCHWAB FUNDAMENTAL LARGE CAP
COM
808524771
2524467
45104
SH
SOLE
0
0
45104
SCHWAB INTL EQUITY ETF
COM
808524805
523908
15427
SH
SOLE
0
0
15427
SCHWAB US MID CAP ETF
COM
808524508
628855
9292
SH
SOLE
0
0
9292
SCHWAB US SMALL-CAP ETF
COM
808524607
600045
14487
SH
SOLE
0
0
14487
SHOPRITE HOLDINGS-SPN ADR
ADR
82510E209
301440
24000
SH
DFND
24000
0
0
SIEMENS AG-SPONS ADR
ADR
826197501
500150
7000
SH
DFND
7000
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
354924
3600
SH
DFND
3600
0
0
SONOS INC
COM
83570H108
1871950
145000
SH
SOLE
0
0
145000
SONY GROUP CORP - SP ADR
ADR
835699307
329640
4000
SH
DFND
4000
0
0
SPDR PORT SHRT TRM CORP BND
COM
78464A474
1847407
63008
SH
SOLE
0
0
63008
SPDR S&P 500 ETF TRUST
COM
78462F103
707052
1654
SH
SOLE
0
0
1654
SPDR S&P MIDCAP 400 ETF TRST
COM
78467Y107
630163
1380
SH
SOLE
0
0
1380
STELLAR BANCORP INC
COM
858927106
830712
38964
SH
SOLE
0
0
38964
STRYKER CORP
COM
863667101
3710870
13580
SH
SOLE
0
0
13580
SUMMIT MATERIALS INC -CL A
COM
86614U100
270295
8680
SH
DFND
8680
0
0
TECHTRONIC INDUSTRIES-SP ADR
ADR
87873R101
216810
4500
SH
DFND
4500
0
0
TECNOGLASS INC
COM
G87264100
762497
23134
SH
DFND
23134
0
0
TELLURIAN INC
COM
87968A104
11600
10000
SH
SOLE
0
0
10000
TESLA INC
COM
88160R101
262981
1051
SH
SOLE
0
0
1051
THERMO FISHER SCIENTIFIC INC
COM
883556102
683330
1350
SH
DFND
1350
0
0
ULTRA CLEAN HOLDINGS INC
COM
90385V107
1451901
48935
SH
SOLE
0
0
48935
UNILEVER PLC-SPONSORED ADR
ADR
904767704
345800
7000
SH
DFND
7000
0
0
VALMONT INDUSTRIES
COM
920253101
3622260
15080
SH
SOLE
0
0
15080
VANECK MORNINGSTAR WIDE MOAT
COM
92189F643
1382032
18223
SH
SOLE
0
0
18223
VANGUARD ENERGY ETF
COM
92204A306
1825321
14402
SH
SOLE
0
0
14402
VANGUARD FTSE DEVELOPED ETF
COM
921943858
8617111
197098
SH
SOLE
0
0
197098
VANGUARD FTSE EMERGING MARKE
COM
922042858
1013576
25850
SH
SOLE
0
0
25850
VANGUARD HIGH DVD YIELD ETF
COM
921946406
1092556
10574
SH
SOLE
0
0
10574
VANGUARD INFO TECH ETF
COM
92204A702
9134264
22016
SH
SOLE
0
0
22016
VANGUARD S/T CORP BOND ETF
COM
92206C409
4489136
59736
SH
SOLE
0
0
59736
VANGUARD TOTAL STOCK MKT ETF
COM
922908769
1128538
5313
SH
SOLE
0
0
5313
VERITEX HOLDINGS INC
COM
923451108
211702
11794
SH
SOLE
0
0
11794
VERIZON COMMUNICATIONS INC
COM
92343V104
463657
14306
SH
SOLE
0
0
14306
VISA INC-CLASS A SHARES
COM
92826C839
368706
1603
SH
SOLE
0
0
1603
VISA INC-CLASS A SHARES
COM
92826C839
562604
2446
SH
SOLE
0
0
2446
VMWARE INC-CLASS A
COM
928563402
312316
1876
SH
SOLE
0
0
1876
VOYA FINANCIAL INC
COM
929089100
2807147
42245
SH
SOLE
0
0
42245
WALMART DE MEXICO SAB DE CV
COM
P98180188
37854
10016
SH
SOLE
0
0
10016
WALT DISNEY CO/THE
COM
254687106
380800
4698
SH
SOLE
0
0
4698
WASTE MANAGEMENT INC
COM
94106L109
843989
5537
SH
SOLE
0
0
5537
WESTERN ASSET GL CORP DEF OP
COM
95790C107
3235173
273010
SH
SOLE
0
0
273010
WESTERN ASSET HI INC OPPORT
COM
95766K109
3588032
985723
SH
SOLE
0
0
985723
WILLIAMS COS INC
COM
969457100
1352047
40132
SH
SOLE
0
0
40132