0001213900-18-004593.txt : 20180417 0001213900-18-004593.hdr.sgml : 20180417 20180417161531 ACCESSION NUMBER: 0001213900-18-004593 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180413 FILED AS OF DATE: 20180417 DATE AS OF CHANGE: 20180417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOFFMAN ROBERT CENTRAL INDEX KEY: 0001166288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37823 FILM NUMBER: 18759144 MAIL ADDRESS: STREET 1: ARENA PHARMACEUTICALS INC STREET 2: 6166 NANCY RIDER DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DelMar Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001498382 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 990360497 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: SUITE 720-999 WEST BROADWAY CITY: VANCOUVER STATE: A1 ZIP: V5Z 1K5 BUSINESS PHONE: (604) 629-5989 MAIL ADDRESS: STREET 1: SUITE 720-999 WEST BROADWAY CITY: VANCOUVER STATE: A1 ZIP: V5Z 1K5 FORMER COMPANY: FORMER CONFORMED NAME: Berry Only Inc. DATE OF NAME CHANGE: 20100805 4 1 f4041318hoffman_delmar.xml OWNERSHIP DOCUMENT X0306 4 2018-04-13 0 0001498382 DelMar Pharmaceuticals, Inc. DMPI 0001166288 HOFFMAN ROBERT C/O DELMAR PHARMACEUTICALS, INC. SUITE 720-999 WEST BROADWAY VANCOUVER A1 V5Z 1K5 BRITISH COLUMBIA, CANADA 1 0 0 0 Options (Right to Buy) 1.06 2018-04-13 4 A 0 36000 0 A 2021-03-31 2028-04-13 Common Stock 36000 36000 D Performance Stock Units 2018-04-13 4 A 0 200000 0 A 2022-07-07 Common Stock 200000 200000 D 12,000 options vest on March 31, 2019, and 3,000 options vest each three months thereafter starting June 30, 2019. Each performance stock unit represents the right to receive one share of common stock upon vesting of the unit based on achievement of specified targets related to the Company's financial performance. /s/ Robert E. Hoffman 2018-04-13