0001166134-15-000013.txt : 20151117 0001166134-15-000013.hdr.sgml : 20151117 20151117105227 ACCESSION NUMBER: 0001166134-15-000013 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151117 DATE AS OF CHANGE: 20151117 EFFECTIVENESS DATE: 20151117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: POPE ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001166134 IRS NUMBER: 621871308 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10004 FILM NUMBER: 151237369 BUSINESS ADDRESS: STREET 1: 5100 POPLAR AVE STREET 2: STE 805 CITY: MEMPHIS STATE: TN ZIP: 38137 BUSINESS PHONE: 901 763 4001 MAIL ADDRESS: STREET 1: 5100 POPLAR AVE STREET 2: STE 805 CITY: MEMPHIS STATE: TN ZIP: 38137 FORMER COMPANY: FORMER CONFORMED NAME: POPE ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 20020128 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001166134 XXXXXXXX 09-30-2015 09-30-2015 true 1 RESTATEMENT POPE ASSET MANAGEMENT, LLC

5100 POPLAR AVE STE 805 MEMPHIS TN 38137

13F HOLDINGS REPORT 028-10004 N John Barton 901-763-4001 John Barton Memphis TN 11-17-2015 1 49 160564 false 1 028-06557 Capital Strategies Advisors, Inc INFORMATION TABLE 2 0930201513FinXML.xml Annuity &Life Re (hldgs) Ltd C Common ZZE6C3HI1 12496 2470066 SH SOLE 2475066 0 0 Chevrontexaco Corp Common 166764100 252 2400 SH SOLE 2400 0 0 China Housing and Land Develop Common 16939V103 1752 969292 SH SOLE 4865450 0 0 China Housing and Land Develop Common 16939V103 258 141806 SH OTR 01 0 0 717518 China Pharma Hldgs Inc Com Common 16941T104 716 2104826 SH SOLE 2104826 0 0 China Ritar Power Corp Common 169423100 3124 8218326 SH SOLE 8220201 0 0 China Ritar Power Corp Common 169423100 216 561449 SH OTR 01 0 0 569249 China Sky One Med Inc Com Common 16941P102 0 1164422 SH SOLE 1164422 0 0 China Yida Hldg Co Com New Common 16945D303 1775 924514 SH SOLE 924514 0 0 Conocophillips Nfs Llc Is Common 20825C104 7089 104797 SH SOLE 113868 0 0 Conocophillips Nfs Llc Is Common 20825C104 1144 16781 SH OTR 01 0 0 18380 DNB Nor Asa Ord Shs Common R1640U124 31720 1852249 SH SOLE 1970999 0 0 DNB Nor Asa Ord Shs Common R1640U124 4365 251100 SH OTR 01 0 0 271200 Exxon Mobil Corporation Common 30231G102 298 3500 SH SOLE 3500 0 0 Full Apex Holdings Ltd Shs Common G3687W106 4975 114770099 SH SOLE 113733299 0 0 Full Apex Holdings Ltd Shs Common G3687W106 834 18421100 SH OTR 01 0 0 19056100 Guangdong Nan Yue Logistics Co Common Y2930Z106 10157 7008254 SH SOLE 12362415 0 0 Guangdong Nan Yue Logistics Co Common Y2930Z106 1792 917334 SH OTR 01 0 0 2180673 Helgeland Sparebank Nok50 Grun Common R3099U100 4639 624041 SH SOLE 661641 0 0 Helgeland Sparebank Nok50 Grun Common R3099U100 689 88700 SH OTR 01 0 0 98300 Jiangbo Pharmaceuticals Inc Common 47737R101 19 744696 SH SOLE 744696 0 0 Kingboard Copper Foil Hldgs Or Common G52567107 6035 53150545 SH SOLE 53410545 0 0 Kingboard Copper Foil Hldgs Or Common G52567107 1477 12989000 SH OTR 01 0 0 13069000 Liandi Clean Technology Inc Co Common 52989W105 548 2742093 SH SOLE 2742093 0 0 MMR Information Sys Inc Com Common 553101106 1 214497 SH SOLE 214497 0 0 Regal Petroleum Plc Shs Common G7476L106 1540 21512684 SH SOLE 21843699 0 0 Regal Petroleum Plc Shs Common G7476L106 202 2830437 SH OTR 01 0 0 2857937 Sandnes Sparebank Primary Ca Common R74676108 333 26817 SH SOLE 26817 0 0 Sandnes Sparebank Primary Ca Common R74676108 47 3800 SH OTR 01 0 0 3800 Shengtai Pharmaceutical Inc Common 823214200 359 1275112 SH SOLE 1793293 0 0 Sparebank 1 Nord-Norge Grunnfo Common R8288N106 8888 1665283 SH SOLE 1755550 0 0 Sparebank 1 Nord-Norge Grunnfo Common R8288N106 1264 226972 SH OTR 01 0 0 249765 Sparebank 1 SR-Bank ASA Common R8170W115 1976 269682 SH SOLE 283082 0 0 Sparebank 1 SR-Bank ASA Common R8170W115 329 43350 SH OTR 01 0 0 47200 Sparebanken Midt Norge Common R83262114 2570 328400 SH SOLE 348120 0 0 Sparebanken Midt Norge Common R83262114 434 53980 SH OTR 01 0 0 58760 Sparebanken Ost Nok10 Common R1984E108 1129 171679 SH SOLE 171679 0 0 Sparebanken Ost Nok10 Common R1984E108 14 1400 SH OTR 01 0 0 2100 Sparebanken Vest N0k25 Grunnfo Common R8323C107 794 115248 SH SOLE 115248 0 0 Sparebanken Vest N0k25 Grunnfo Common R8323C107 72 10100 SH OTR 01 0 0 10500 Storebrand ASA Ser A Common R85746106 15171 4044305 SH SOLE 4167061 0 0 Storebrand ASA Ser A Common R85746106 2134 532100 SH OTR 01 0 0 586200 Tethys Petroleum Limited Com ( Common ZZC7XGGM1 3784 63810261 SH SOLE 56271719 0 0 Tianyin Pharmaceutical Co Inc Common 88630M104 335 745175 SH SOLE 745175 0 0 Total Fina SA ADR Common 89151E109 18865 356233 SH SOLE 379880 0 0 Total Fina SA ADR Common 89151E109 2725 49125 SH OTR 01 0 0 54881 Totens Sparebank Nok60 Common R92151100 1106 96108 SH SOLE 101291 0 0 Totens Sparebank Nok60 Common R92151100 100 7790 SH OTR 01 0 0 9121 Yuhe Intl Inc Com Common 988432100 4 593345 SH SOLE 593345 0 0