0001674910-22-000079.txt : 20221018 0001674910-22-000079.hdr.sgml : 20221018 20221018162053 ACCESSION NUMBER: 0001674910-22-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221017 FILED AS OF DATE: 20221018 DATE AS OF CHANGE: 20221018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITCHELL SAMUEL J CENTRAL INDEX KEY: 0001166068 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37884 FILM NUMBER: 221316177 MAIL ADDRESS: STREET 1: 100 VALVOLINE WAY CITY: LEXINGTON STATE: KY ZIP: 40509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VALVOLINE INC CENTRAL INDEX KEY: 0001674910 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRODUCTS OF PETROLEUM & COAL [2990] IRS NUMBER: 300939371 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 100 VALVOLINE WAY CITY: LEXINGTON STATE: KY ZIP: 40509 BUSINESS PHONE: 859-357-2591 MAIL ADDRESS: STREET 1: 100 VALVOLINE WAY CITY: LEXINGTON STATE: KY ZIP: 40509 4 1 wf-form4_166612442316761.xml FORM 4 X0306 4 2022-10-17 0 0001674910 VALVOLINE INC VVV 0001166068 MITCHELL SAMUEL J 100 VALVOLINE WAY LEXINGTON KY 40509 1 1 0 0 Chief Executive Officer Common Stock 2022-10-17 4 M 0 61874 13.08 A 397829 D Common Stock 2022-10-17 4 F 0 40770 26.46 D 357059 D Common Stock 5669 I By 401(k) Plan FY 2013 Stock Appreciation Right 13.08 2022-10-17 4 M 0 61874 0 D 2022-12-14 Common Stock 61874.0 0 D Transactions were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 31, 2022. Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of Stock Appreciation Rights. Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock as of the close of business on the Transaction Date. Fifty percent (50%) of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date. /s/ Ian C. Lofwall, Attorney-in-Fact 2022-10-18