0001127602-15-032167.txt : 20151120
0001127602-15-032167.hdr.sgml : 20151120
20151120165914
ACCESSION NUMBER: 0001127602-15-032167
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151118
FILED AS OF DATE: 20151120
DATE AS OF CHANGE: 20151120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASHLAND INC.
CENTRAL INDEX KEY: 0001305014
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160]
IRS NUMBER: 200865835
STATE OF INCORPORATION: KY
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 50 EAST RIVERCENTER BLVD., 16TH FLOOR
CITY: COVINGTON
STATE: KY
ZIP: 41012
BUSINESS PHONE: 859-815-3483
MAIL ADDRESS:
STREET 1: 50 EAST RIVERCENTER BLVD., 16TH FLOOR
CITY: COVINGTON
STATE: KY
ZIP: 41012
FORMER COMPANY:
FORMER CONFORMED NAME: New EXM Inc.
DATE OF NAME CHANGE: 20041004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MITCHELL SAMUEL J
CENTRAL INDEX KEY: 0001166068
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32532
FILM NUMBER: 151247262
MAIL ADDRESS:
STREET 1: 3499 BLAZER PARKWAY
CITY: LEXINGTON
STATE: KY
ZIP: 40509
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-11-18
0001305014
ASHLAND INC.
ASH
0001166068
MITCHELL SAMUEL J
3499 BLAZER PARKWAY
LEXINGTON
KY
40509
1
Senior Vice President
Common Stock
2015-11-18
4
A
0
3423
111.89
A
30115
D
Common Stock
1885
I
401(k)
Stock Appreciation Right
111.89
2015-11-18
4
A
0
8550
111.89
A
2016-11-18
2025-12-18
Common Stock
8550
8550
D
Restricted Stock Units
2015-11-18
4
A
0
1650
111.89
A
Common Stock
1650
1650
D
Ashland Common Stock acquired upon settlement of LTIP award pursuant to Ashland's Amended and Restated 2011 Incentive Plan and exempt under Rule 16b-3(d).
Based on Employee Savings Plan information as of November 18, 2015, the latest date for which such information is reasonably available.
Stock Appreciation Right granted pursuant to the Amended and Restated 2015 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
Grant of Restricted Stock Units, pursuant to the Amended and Restated 2015 Ashland Inc. Incentive Plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reported Person remains in continuous employment with the Issuer.
/s/ Issa O. Yesufu, Attorney-in-Fact
2015-11-20