0001166003-20-000074.txt : 20201230
0001166003-20-000074.hdr.sgml : 20201230
20201230215729
ACCESSION NUMBER: 0001166003-20-000074
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201229
FILED AS OF DATE: 20201230
DATE AS OF CHANGE: 20201230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHAFFER OREN
CENTRAL INDEX KEY: 0001241850
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32172
FILM NUMBER: 201427392
MAIL ADDRESS:
STREET 1: C/O XPO LOGISTICS, INC.
STREET 2: FIVE AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06831
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XPO Logistics, Inc.
CENTRAL INDEX KEY: 0001166003
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 030450326
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: FIVE AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06831
BUSINESS PHONE: (855) 976-6951
MAIL ADDRESS:
STREET 1: FIVE AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06831
FORMER COMPANY:
FORMER CONFORMED NAME: EXPRESS-1 EXPEDITED SOLUTIONS INC
DATE OF NAME CHANGE: 20060606
FORMER COMPANY:
FORMER CONFORMED NAME: SEGMENTZ INC
DATE OF NAME CHANGE: 20020125
4
1
wf-form4_160938343303160.xml
FORM 4
X0306
4
2020-12-29
0
0001166003
XPO Logistics, Inc.
XPO
0001241850
SHAFFER OREN
C/O XPO LOGISTICS, INC.
FIVE AMERICAN LANE
GREENWICH
CT
06831
1
0
0
0
Common Stock, par value $0.001 per share
2020-12-29
4
M
0
8000
23.19
A
20500
D
Common Stock, par value $0.001 per share
2020-12-29
4
M
0
8000
9.28
A
28500
D
Common Stock, par value $0.001 per share
2020-12-29
4
M
0
8000
16.74
A
36500
D
Common Stock, par value $0.001 per share
2020-12-29
4
F
0
3360
117.22
D
33140
D
Common Stock, par value $0.001 per share
2020-12-30
4
A
0
7996
0
A
41136
D
Director Stock Option (right to buy)
23.19
2020-12-29
4
M
0
8000
0
D
2015-01-02
2023-12-12
Common Stock, par value $0.001 per share
8000.0
0
D
Director Stock Option (right to buy)
9.28
2020-12-29
4
M
0
8000
0
D
2012-09-02
2021-11-21
Common Stock, par value $0.001 per share
8000.0
0
D
Director Stock Option (right to buy)
16.74
2020-12-29
4
M
0
8000
0
D
2013-12-11
2022-12-11
Common Stock, par value $0.001 per share
8000.0
0
D
Warrants
7.0
2020-12-30
4
D
0
8500
0
D
2011-09-02
2021-09-02
Common Stock, par value $0.001 per share
8500.0
0
D
Restricted Stock Unit
Common Stock, par value $0.001 per share
2392.0
2392
D
Restricted Stock Unit
Common Stock, par value $0.001 per share
3249.0
3249
D
Restricted Stock Unit
Common Stock, par value $0.001 per share
2071.0
2071
D
Restricted Stock Unit
Common Stock, par value $0.001 per share
3970.0
3970
D
Restricted Stock Unit
Common Stock, par value $0.001 per share
6501.0
6501
D
Restricted Stock Unit
Common Stock, par value $0.001 per share
4257.0
4257
D
Restricted Stock Unit
Common Stock, par value $0.001 per share
2500.0
2500
D
Restricted Stock Unit
Common Stock, par value $0.001 per share
2500.0
2500
D
No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund the exercise price attributable to the exercise of the Director Stock Options reported on this Form 4. The Director Stock Options were fully vested and exercisable at the time of the exercise, and there were no related discretionary transactions or open market sales.
Oren G. Shaffer exchanged 8,500 Warrants for 7,996 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated December 30, 2020 among the Company and Oren G. Shaffer.
The initial exercise price of the Warrants is $7 per share of Common Stock, subject to adjustment as set forth in the Form of Warrant Certificate, filed as Exhibit 4.2 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Warrant Certificate").
Represents 8,500 shares of Common Stock initially issuable upon the exercise of 8,500 Warrants, subject to adjustment as set forth in the Warrant Certificate.
Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.
The RSUs shall vest in full on January 4, 2021, subject to the Reporting Person's continued service as a director of the Issuer.
The RSUs vested in full on January 2, 2020 and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.
The RSUs vested in full on January 2, 2019 and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.
The RSUs vested in full on January 3, 2018 and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.
The RSUs vested in full on January 4, 2017 and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.
The RSUs vested in full on January 2, 2016 and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.
The RSUs vested in full on January 2, 2015 and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.
The RSUs vested in full on December 11, 2013 and are subject to a deferral election. Shares of Common Stock will be delivered to the reporting person as per the terms of the deferral election.
/s/ Karlis P. Kirsis, Attorney-in-Fact
2020-12-30