0001166003-19-000043.txt : 20190912
0001166003-19-000043.hdr.sgml : 20190912
20190912182740
ACCESSION NUMBER: 0001166003-19-000043
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190910
FILED AS OF DATE: 20190912
DATE AS OF CHANGE: 20190912
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Papastavrou Jason D
CENTRAL INDEX KEY: 0001329290
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32172
FILM NUMBER: 191091223
MAIL ADDRESS:
STREET 1: C/O UNITED RENTALS, INC.
STREET 2: 100 FIRST STAMFORD PL
CITY: STAMFORD
STATE: CT
ZIP: 06902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XPO Logistics, Inc.
CENTRAL INDEX KEY: 0001166003
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 030450326
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5 AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06831
BUSINESS PHONE: (855) 976-6951
MAIL ADDRESS:
STREET 1: 5 AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06831
FORMER COMPANY:
FORMER CONFORMED NAME: EXPRESS-1 EXPEDITED SOLUTIONS INC
DATE OF NAME CHANGE: 20060606
FORMER COMPANY:
FORMER CONFORMED NAME: SEGMENTZ INC
DATE OF NAME CHANGE: 20020125
4
1
wf-form4_156832724440315.xml
FORM 4
X0306
4
2019-09-10
0
0001166003
XPO Logistics, Inc.
XPO
0001329290
Papastavrou Jason D
C/O XPO LOGISTICS, INC.
5 AMERICAN LANE
GREENWICH
CT
06831
1
0
0
0
Common Stock, par value $0.001 per share
2019-09-10
4
S
0
1375
75.42
D
0
I
See footnote
Common Stock, par value $0.001 per share
2019-09-10
4
P
0
1375
75.42
A
13875
D
Restricted Stock Unit
Common Stock, par value $0.001 per share
3249.0
3249
D
Restricted Stock Unit
Common Stock, par value $0.001 per share
2071.0
2071
D
Restricted Stock Unit
Common Stock, par value $0.001 per share
3970.0
3970
D
Restricted Stock Unit
Common Stock, par value $0.001 per share
6501.0
6501
D
Restricted Stock Unit
Common Stock, par value $0.001 per share
4257.0
4257
D
Restricted Stock Unit
Common Stock, par value $0.001 per share
2500.0
2500
D
Director Stock Option (right to buy)
23.19
2015-01-02
2023-12-12
Common Stock, par value $0.001 per share
8000.0
8000
D
Director Stock Option (right to buy)
16.74
2013-12-11
2022-12-11
Common Stock, par value $0.001 per share
8000.0
8000
D
Director Stock Option (right to buy)
9.28
2012-09-02
2021-11-21
Common Stock, par value $0.001 per share
8000.0
8000
D
See footnote
7.0
2011-09-02
Common Stock, par value $0.001 per share
92857.0
650
I
See footnote
Warrants
7.0
2011-09-02
2021-09-02
Common Stock, par value $0.001 per share
92857.0
92857
I
See footnote
Jason D. Papastavrou purchased the shares from the Brett A. Athans Declaration of Trust through a private transaction for $75.42 per share, representing the closing price of the Issuer's Common Stock on the New York Stock Exchange on September 10, 2019.
The Brett A. Athans Declaration of Trust was the direct beneficial owner of these securities. Dr. Papastavrou is the trustee of the Brett A. Athans Declaration of Trust.
Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.
The RSUs shall vest on January 2, 2020, subject to the Reporting Person's continued service as a director of the Issuer.
Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.
The RSUs vested in full on January 2, 2019 and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.
The RSUs vested in full on January 3, 2018 and are subject to a deferral election. Shares of common stock will be delivered to the Reporting Person as per the terms of the deferral election.
The RSUs vested in full on January 4, 2017 and are subject to a deferral election. Shares of common stock will be delivered to the Reporting Person as per the terms of the deferral election.
The RSUs vested in full on January 2, 2016 and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.
The RSUs vested in full on December 11, 2013 and are subject to a deferral election. Shares of Common Stock will be delivered to the reporting person as per the terms of the deferral election.
Series A Convertible Perpetual Preferred Stock, par value $0.001 per share.
The initial conversion price of the Series A Convertible Perpetual Preferred Stock is $7 per share of Common Stock, subject to adjustment as set forth in the Certificate of Designation of Series A Convertible Perpetual Preferred Stock, filed as Exhibit 4.1 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Certificate of Designation").
The Series A Convertible Perpetual Preferred Stock has no expiration date.
Represents 92,857 shares of Common Stock initially issuable upon conversion of 650 shares of Series A Convertible Perpetual Preferred Stock, subject to adjustment as set forth in the Certificate of Designation.
Springer Wealth Management LLC is the direct beneficial owner of these securities. Jason D. Papastavrou is the owner of 100% of the equity interests of Springer Wealth Management LLC.
The initial exercise price of the Warrants is $7 per share of Common Stock, subject to adjustment as set forth in the Form of Warrant Certificate, filed as Exhibit 4.2 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Warrant Certificate").
Represents 92,857 shares of Common Stock initially issuable upon the exercise of 92,857 Warrants, subject to adjustment as set forth in the Warrant Certificate.
/s/ Karlis P. Kirsis, Attorney-in-Fact
2019-09-12