0001166003-16-000091.txt : 20160105 0001166003-16-000091.hdr.sgml : 20160105 20160105163656 ACCESSION NUMBER: 0001166003-16-000091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160104 FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XPO Logistics, Inc. CENTRAL INDEX KEY: 0001166003 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 030450326 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 GREENWICH OFFICE PARK CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: (855) 976-4636 MAIL ADDRESS: STREET 1: 5 GREENWICH OFFICE PARK CITY: GREENWICH STATE: CT ZIP: 06831 FORMER COMPANY: FORMER CONFORMED NAME: EXPRESS-1 EXPEDITED SOLUTIONS INC DATE OF NAME CHANGE: 20060606 FORMER COMPANY: FORMER CONFORMED NAME: SEGMENTZ INC DATE OF NAME CHANGE: 20020125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Papastavrou Jason D CENTRAL INDEX KEY: 0001329290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32172 FILM NUMBER: 161322791 MAIL ADDRESS: STREET 1: C/O UNITED RENTALS, INC. STREET 2: FIVE GREENWICH OFFICE PARK CITY: GREENWICH STATE: CT ZIP: 06830 4 1 wf-form4_145202980623019.xml FORM 4 X0306 4 2016-01-04 0 0001166003 XPO Logistics, Inc. XPO 0001329290 Papastavrou Jason D SPRINGER WEALTH MANAGEMENT LLC 645 FIFTH AVENUE, SUITE 903 NEW YORK NY 10022 1 0 0 0 Common Stock, par value $0.001 per share 10000 D Common Stock, par value $0.001 per share 1375 I See footnote Restricted Stock Unit 2016-01-04 4 A 0 6501 0 A Common Stock, par value $0.001 per share 6501.0 6501 D Restricted Stock Unit Common Stock, par value $0.001 per share 4257.0 4257 D Restricted Stock Unit Common Stock, par value $0.001 per share 2500.0 2500 D Restricted Stock Unit Common Stock, par value $0.001 per share 2500.0 2500 D Director Stock Option (right to buy) 23.19 2015-01-02 2023-12-12 Common Stock, par value $0.001 per share 8000.0 8000 D Director Stock Option (right to buy) 16.74 2013-12-11 2022-12-11 Common Stock, par value $0.001 per share 8000.0 8000 D Director Stock Option (right to buy) 9.28 2012-09-02 2021-11-21 Common Stock, par value $0.001 per share 8000.0 8000 D See footnote 7.0 2011-09-02 Common Stock, par value $0.001 per share 92857.0 650 I See footnote Warrants 7.0 2011-09-02 2021-09-02 Common Stock, par value $0.001 per share 92857.0 92857 I See footnote The Brett A. Athans Declaration of Trust is the direct beneficial owner of these securities. Jason D. Papastavrou is the trustee of the Brett A. Athans Declaration of Trust. Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock. The RSUs shall vest on January 4, 2017, subject to the Reporting Person's continued service as a director of the Issuer. The RSUs vested in full on January 2, 2016 and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election. The RSUs vested in full on January 2, 2015 and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election. The RSUs vested in full on December 11, 2013 and are subject to a deferral election. Shares of Common Stock will be delivered to the reporting person as per the terms of the deferral election. Series A Convertible Perpetual Preferred Stock, par value $0.001 per share. The initial conversion price of the Series A Convertible Perpetual Preferred Stock is $7 per share of Common Stock, subject to adjustment as set forth in the Certificate of Designation of Series A Convertible Perpetual Preferred Stock, filed as Exhibit 4.1 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Certificate of Designation"). The Series A Convertible Perpetual Preferred Stock has no expiration date. Represents 92,857 shares of Common Stock initially issuable upon conversion of 650 shares of Series A Convertible Perpetual Preferred Stock, subject to adjustment as set forth in the Certificate of Designation. Springer Wealth Management LLC is the direct beneficial owner of these securities. Jason D. Papastavrou is the owner of 100% of the equity interests of Springer Wealth Management LLC. The initial exercise price of the Warrants is $7 per share of Common Stock, subject to adjustment as set forth in the Form of Warrant Certificate, filed as Exhibit 4.2 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Warrant Certificate"). Represents 92,857 shares of Common Stock initially issuable upon the exercise of 92,857 Warrants, subject to adjustment as set forth in the Warrant Certificate. /s/ Gordon E. Devens, Attorney-in-Fact 2016-01-05