0001085146-13-001955.txt : 20131114 0001085146-13-001955.hdr.sgml : 20131114 20131114095459 ACCESSION NUMBER: 0001085146-13-001955 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INCOME RESEARCH & MANAGEMENT CENTRAL INDEX KEY: 0001165830 IRS NUMBER: 042955404 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10329 FILM NUMBER: 131217220 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 31 ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6173309333 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 31 ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001165830 XXXXXXXX 09-30-2013 09-30-2013 false INCOME RESEARCH & MANAGEMENT

100 FEDERAL STREET 31 ST FLOOR BOSTON MA 02110

13F HOLDINGS REPORT 028-10329 N Richard Kizik 617-330-9333 /s/ Richard Kizik Boston MA 11-13-2013 0 34 592683 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AIRTRAN HLDGS INC NOTE 5.250%11/0 00949PAD0 15320 10312 PRN SOLE 88000 0 10224000 ALLEGHENY TECHNOLOGIES INC NOTE 4.250% 6/0 01741RAD4 10292 9920 PRN SOLE 93000 0 9827000 ALZA CORP SDCV 7/2 02261WAB5 19677 16509 PRN SOLE 121000 0 16388000 ARCHER DANIELS MIDLAND CO NOTE 0.875% 2/1 039483AW2 32515 31956 PRN SOLE 250000 0 31706000 ARES CAP CORP NOTE 5.125% 6/0 04010LAD5 19043 18072 PRN SOLE 175000 0 17897000 BANK OF AMERICA CORPORATION 7.25%CNV PFD L 060505682 7727 7180 SH SOLE 165000 0 7015000 CSX CORP DBCV 10/3 126408GA5 5728 2090 PRN SOLE 0 0 2090000 DANAHER CORP DEL NOTE 1/2 235851AF9 20210 10030 PRN SOLE 60000 0 9970000 DEVELOPERS DIVERSIFIED RLTY NOTE 1.750%11/1 251591AX1 6542 5770 PRN SOLE 77000 0 5693000 DOMINION RES INC VA NEW NOTE 2.125%12/1 25746UAT6 23926 12920 PRN SOLE 115000 0 12805000 E M C CORP MASS NOTE 1.750%12/0 268648AM4 35175 22010 PRN SOLE 83000 0 21927000 FIDELITY NATIONAL FINANCIAL NOTE 4.250% 8/1 31620RAE5 18600 13133 PRN SOLE 110000 0 13023000 FORD MTR CO DEL NOTE 4.250%11/1 345370CN8 22388 11332 PRN SOLE 77000 0 11255000 GILEAD SCIENCES INC NOTE 1.000% 5/0 375558AN3 18547 6661 PRN SOLE 0 0 6661000 GILEAD SCIENCES INC NOTE 1.625% 5/0 375558AP8 40692 14697 PRN SOLE 102000 0 14595000 GOLDCORP INC NEW NOTE 2.000% 8/0 380956AB8 13795 13667 PRN SOLE 110000 0 13557000 HEALTH CARE REIT INC NOTE 3.000%12/0 42217KAR7 10354 8371 PRN SOLE 75000 0 8296000 INTEL CORP SDCV 2.950%12/1 458140AD2 43977 40625 PRN SOLE 230000 0 40395000 JEFFERIES GROUP INC NEW DBCV 3.875%11/0 472319AG7 25394 24228 PRN SOLE 690000 0 23538000 L-3 COMMUNICATIONS CORP DEBT 3.000% 8/0 502413AW7 5222 4796 PRN SOLE 0 0 4796000 LAM RESEARCH CORP NOTE 0.500% 5/1 512807AJ7 24098 21302 PRN SOLE 155000 0 21147000 LAM RESEARCH CORP NOTE 1.250% 5/1 512807AL2 1504 1250 PRN SOLE 0 0 1250000 NEWMONT MINING CORP NOTE 1.250% 7/1 651639AH9 378 375 PRN SOLE 0 0 375000 NEWMONT MINING CORP NOTE 1.625% 7/1 651639AJ5 24166 21919 PRN SOLE 195000 0 21724000 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 10132 6400 PRN SOLE 55000 0 6345000 OLD REP INTL CORP NOTE 3.750% 3/1 680223AH7 18966 16047 PRN SOLE 120000 0 15927000 PRICELINE COM INC DEBT 1.000% 3/1 741503AQ9 36364 28299 PRN SOLE 165000 0 28134000 PROLOGIS NOTE 3.250% 3/1 74340XAT8 16446 14530 PRN SOLE 135000 0 14395000 SANDISK CORP NOTE 1.500% 8/1 80004CAD3 2427 1835 PRN SOLE 0 0 1835000 STANLEY BLACK & DECKER INC UNIT 99/99/9999 854502309 2397 17450 SH SOLE 0 0 17450000 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 14892 14362 PRN SOLE 0 0 14362000 TRINITY INDS INC NOTE 3.875% 6/0 896522AF6 1595 1315 PRN SOLE 0 0 1315000 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 16886 14845 SH SOLE 175000 0 14670000 XILINX INC NOTE 2.625% 6/1 983919AF8 27308 16831 PRN SOLE 100000 0 16731000