0001140361-16-082190.txt : 20161006
0001140361-16-082190.hdr.sgml : 20161006
20161006175430
ACCESSION NUMBER: 0001140361-16-082190
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161004
FILED AS OF DATE: 20161006
DATE AS OF CHANGE: 20161006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Growblox Sciences, Inc.
CENTRAL INDEX KEY: 0001165320
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 593733133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 6450 CAMERON STREET #110A
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
BUSINESS PHONE: (844) 843-2569
MAIL ADDRESS:
STREET 1: 6450 CAMERON STREET #110A
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
FORMER COMPANY:
FORMER CONFORMED NAME: Signature Exploration & Production Corp.
DATE OF NAME CHANGE: 20080602
FORMER COMPANY:
FORMER CONFORMED NAME: Diabetic Treatment Centers of America, Inc.
DATE OF NAME CHANGE: 20040812
FORMER COMPANY:
FORMER CONFORMED NAME: FLAGSTICK VENTURES INC
DATE OF NAME CHANGE: 20020117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BORUS JUSTIN B
CENTRAL INDEX KEY: 0001531960
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55462
FILM NUMBER: 161925695
MAIL ADDRESS:
STREET 1: 3200 CHERRY CREEK SOUTH DRIVE
STREET 2: SUITE 670
CITY: DENVER
STATE: CO
ZIP: 80209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lazarus Israel Opportunities Fund LLLP
CENTRAL INDEX KEY: 0001539956
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55462
FILM NUMBER: 161925696
BUSINESS ADDRESS:
STREET 1: 3200 CHERRY CREEK DRIVE, SUITE 670
CITY: DENVER
STATE: CO
ZIP: 80209
BUSINESS PHONE: (303)500-8821
MAIL ADDRESS:
STREET 1: 3200 CHERRY CREEK DRIVE, SUITE 670
CITY: DENVER
STATE: CO
ZIP: 80209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAZARUS INVESTMENT PARTNERS LLLP
CENTRAL INDEX KEY: 0001232118
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55462
FILM NUMBER: 161925697
BUSINESS ADDRESS:
STREET 1: 3200 CHERRY CREEK SOUTH DRIVE
STREET 2: SUITE 670
CITY: DENVER
STATE: CO
ZIP: 80209
BUSINESS PHONE: 303-500-8821
MAIL ADDRESS:
STREET 1: 3200 CHERRY CREEK SOUTH DRIVE
STREET 2: SUITE 670
CITY: DENVER
STATE: CO
ZIP: 80209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lazarus Management Co LLC
CENTRAL INDEX KEY: 0001531964
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55462
FILM NUMBER: 161925698
BUSINESS ADDRESS:
STREET 1: 3200 CHERRY CREEK SOUTH DRIVE
STREET 2: SUITE 670
CITY: DENVER
STATE: CO
ZIP: 80209
BUSINESS PHONE: 303-500-8821
MAIL ADDRESS:
STREET 1: 3200 CHERRY CREEK SOUTH DRIVE
STREET 2: SUITE 670
CITY: DENVER
STATE: CO
ZIP: 80209
4
1
doc1.xml
FORM 4
X0306
4
2016-10-04
0
0001165320
Growblox Sciences, Inc.
GBLX
0001531964
Lazarus Management Co LLC
3200 CHERRY CREEK SOUTH DRIVE
SUITE 670
DENVER
CO
80209
0
0
1
0
0001232118
LAZARUS INVESTMENT PARTNERS LLLP
3200 CHERRY CREEK SOUTH DRIVE
SUITE 670
DENVER
CO
80209
0
0
1
0
0001539956
Lazarus Israel Opportunities Fund LLLP
3200 CHERRY CREEK DRIVE, SUITE 670
DENVER
CO
80209
0
0
1
0
0001531960
BORUS JUSTIN B
3200 CHERRY CREEK SOUTH DRIVE
SUITE 670
DENVER
CO
80209
0
0
1
0
Common Stock
2016-10-04
4
S
0
62500
0.3474
D
4628979
I
See Footnotes
Common Stock
2016-10-05
4
S
0
122500
0.3314
D
4506479
I
See Footnotes
Common Stock
2016-10-06
4
S
0
600000
0.3049
D
3906479
I
See Footnotes
Shares of common stock were sold directly by Lazarus Investment Partners LLLP ("Lazarus Partners").
The Price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.345 to $0.355, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The Price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.32 to $0.35, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The Price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.30 to $0.3175, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This form is filed jointly by Lazarus Management Company LLC ("Lazarus Management"), Justin B. Borus, Lazarus Partners and Lazarus Israel Opportunities Fund LLLP ("Lazarus Israel" and together with Lazarus Partners, the "Funds"). The securities reported herein are owned directly by the Funds as follows: (i) Lazarus Israel owns 1,421,847 shares of common stock and 1,000,000 warrants; and (ii) Lazarus Partners owns 2,484,632 shares of common stock and 3,000,000 warrants. Lazarus Management is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Lazarus Management.
Each of Lazarus Management and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Funds. The filing of this Form 4 shall not be construed as an admission that either Lazarus Management or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein.
Lazarus Management Company LLC By: /s/ Justin B. Borus, manager
2016-10-06
/s/ Justin B. Borus
2016-10-06
Lazarus Investment Partners LLLP By: Lazarus Management Company LLC, its general partner By: /s/ Justin B. Borus, manager
2016-10-06
Lazarus Israel Opportunities Fund LLLP By: Lazarus Management Company LLC, its general partner By: /s/ Justin B. Borus, manager
2016-10-06