0000921895-21-001194.txt : 20210503
0000921895-21-001194.hdr.sgml : 20210503
20210503164612
ACCESSION NUMBER: 0000921895-21-001194
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210429
FILED AS OF DATE: 20210503
DATE AS OF CHANGE: 20210503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JCP Investment Partners, LP
CENTRAL INDEX KEY: 0001461947
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31234
FILM NUMBER: 21884198
BUSINESS ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1320
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713-201-6910
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1320
CITY: HOUSTON
STATE: TX
ZIP: 77027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JCP Investment Management, LLC
CENTRAL INDEX KEY: 0001461945
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31234
FILM NUMBER: 21884201
BUSINESS ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1320
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713-201-6910
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1320
CITY: HOUSTON
STATE: TX
ZIP: 77027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JCP Investment Partnership, LP
CENTRAL INDEX KEY: 0001461946
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31234
FILM NUMBER: 21884200
BUSINESS ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1320
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713.333.5540
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1320
CITY: HOUSTON
STATE: TX
ZIP: 77027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JCP Asset Partnership VI, LP
CENTRAL INDEX KEY: 0001845388
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31234
FILM NUMBER: 21884199
BUSINESS ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1320
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713.333.5540
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1320
CITY: HOUSTON
STATE: TX
ZIP: 77027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JCP Investment Holdings, LLC
CENTRAL INDEX KEY: 0001461948
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31234
FILM NUMBER: 21884197
BUSINESS ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1320
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713-201-6910
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1320
CITY: HOUSTON
STATE: TX
ZIP: 77027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pappas James C
CENTRAL INDEX KEY: 0001462171
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31234
FILM NUMBER: 21884196
MAIL ADDRESS:
STREET 1: 920 1/2 KNOX STREET
CITY: HOUSTON
STATE: TX
ZIP: 77007
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WESTWOOD HOLDINGS GROUP INC
CENTRAL INDEX KEY: 0001165002
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 752969997
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1200
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2147566900
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1200
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
form408569042_05032021.xml
OWNERSHIP DOCUMENT
X0306
4
2021-04-29
0
0001165002
WESTWOOD HOLDINGS GROUP INC
WHG
0001461945
JCP Investment Management, LLC
1177 WEST LOOP SOUTH
SUITE 1320
HOUSTON
TX
77027
0
0
1
0
0001461946
JCP Investment Partnership, LP
1177 WEST LOOP SOUTH
SUITE 1320
HOUSTON
TX
77027
0
0
1
1
See Footnote 1
0001845388
JCP Asset Partnership VI, LP
1177 WEST LOOP SOUTH
SUITE 1320
HOUSTON
TX
77027
0
0
1
1
See Footnote 1
0001461947
JCP Investment Partners, LP
1177 WEST LOOP SOUTH
SUITE 1320
HOUSTON
TX
77027
0
0
1
0
0001461948
JCP Investment Holdings, LLC
1177 WEST LOOP SOUTH
SUITE 1320
HOUSTON
TX
77027
0
0
1
0
0001462171
Pappas James C
1177 WEST LOOP SOUTH
SUITE 1320
HOUSTON
TX
77027
0
0
1
0
Common Stock, $0.01 par value
2021-04-29
4
P
0
11995
17.8927
A
412925
I
By: JCP Investment Partnership, LP
Common Stock, $0.01 par value
2021-04-29
4
P
0
12500
17.8927
A
430214
I
By: JCP Asset Partnership VI, LP
Common Stock, $0.01 par value
2021-04-29
4
P
0
505
17.8927
A
17277
I
By: Managed Account of JCP Investment Management, LLC
This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.
Represents shares of Common Stock owned directly by JCP Partnership VI. JCP Partners, as the general partner of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Management, as the investment manager of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI.
Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.
JCP Investment Management, LLC, By: /s/ James C. Pappas, Managing Member
2021-05-03
JCP Investment Partnership, LP, By: JCP Investment Management, LLC, Investment Manager, By: /s/ James C. Pappas, Managing Member
2021-05-03
JCP Asset Partnership VI, LP, By: JCP Investment Management, LLC, Investment Manager, By: /s/ James C. Pappas, Managing Member
2021-05-03
JCP Investment Partners, LP, By: JCP Investment Holdings, LLC, General Partner, By: /s/ James C. Pappas, Sole Member
2021-05-03
JCP Investment Holdings, LLC, By: /s/ James C. Pappas, Sole Member
2021-05-03
/s/ James C. Pappas
2021-05-03