0001085146-16-004269.txt : 20160812 0001085146-16-004269.hdr.sgml : 20160812 20160812092551 ACCESSION NUMBER: 0001085146-16-004269 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160812 DATE AS OF CHANGE: 20160812 EFFECTIVENESS DATE: 20160812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001164833 IRS NUMBER: 954871957 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10068 FILM NUMBER: 161826489 BUSINESS ADDRESS: STREET 1: 725 SOUTH FIGUEROA ST 39TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2134301000 MAIL ADDRESS: STREET 1: 725 SOUTH FIGUEROA ST 39TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001164833 XXXXXXXX 06-30-2016 06-30-2016 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC

725 SOUTH FIGUEROA ST 39TH FLOOR LOS ANGELES CA 90017

13F HOLDINGS REPORT 028-10068 N Tina H. Kodama 213 430-1897 /s/ Tina H. Kodama Los Angeles CA 08-12-2016 0 183 23400313 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALLEGHANY CORP DELCOM0171751003526364163SHSOLE 6149302670ALLISON TRANSMISSION HLDGS ICOM01973R10118336649535SHSOLE 621335028200ALLSTATE CORPCOM0200021011886122696386SHSOLE 142206701274319ALLY FINL INCCOM02005N10012024704400SHSOLE 672700031700AMERICAN AXLE & MFG HLDGS INCOM02406110342929598SHSOLE 2959800AMERICAN INTL GROUP INC*W EXP 01/19/2020268741562194117400SHSOLE 11740000AMERICAN INTL GROUP INCCOM NEW02687478489614016943464SHSOLE 942056107522903AMERICAN VANGUARD CORPCOM030371108265491757043SHSOLE 14503430306700ANTHEM INCCOM0367521033238252465551SHSOLE 139578101069770ARRIS INTL INCSHSG0551A10321683310345103SHSOLE 94804030864700ASPEN INSURANCE HOLDINGS LTDSHSG05384105403587004SHSOLE 72004015000ASSOCIATED BANC CORPCOM045487105211261231848SHSOLE 10162480215600AVIS BUDGET GROUPCOM05377410518194564500SHSOLE 539500025000AVNET INCCOM053807103571791411484SHSOLE 1352184059300BANK AMER CORPCOM06050510480223560454811SHSOLE 33601404026853407BANK AMER CORP*W EXP 01/16/2010605051461743500763SHSOLE 50076300BARCLAYS PLCADR06738E20416221288SHSOLE 2128800BED BATH & BEYOND INCCOM0758961003213587435411SHSOLE 476977702665634BEST BUY INCCOM08651610124447798936SHSOLE 765636033300BIOGEN INCCOM09062X10355377229000SHSOLE 735000155500BOEING COCOM0970231051619361246911SHSOLE 6631380583773BOULDER GROWTH & INCOME FD ICOM101507101962118292SHSOLE 11829200BRINKS COCOM10969610413714481345SHSOLE 417145064200BROWN & BROWN INCCOM115236101857792289260SHSOLE 2193660095600BUNGE LIMITEDCOMG16962105993161679058SHSOLE 11602760518782CALPINE CORPCOM NEW13134730456078938019617SHSOLE 23416655014602962CAPITAL ONE FINL CORPCOM14040H1053715435850157SHSOLE 326376202586395CBS CORP NEWCL B1248572021730353178449SHSOLE 167259901505850CDW CORPCOM12514G108719751795790SHSOLE 1722490073300CIT GROUP INCCOM NEW125581801715482242171SHSOLE 2148171094000CITIGROUP INCCOM NEW17296742476922218146311SHSOLE 990623708240074CITIZENS FINL GROUP INCCOM17461010543849321946583SHSOLE 1384758108099002CNH INDL N VSHSN2094410925433835571805SHSOLE 18917716016654089COBALT INTL ENERGY INCCOM19075F1066748550361931SHSOLE 29587077020774854COBALT INTL ENERGY INCNOTE 2.625%12/019075FAA41390936602000PRNSOLE 360930000509000COBALT INTL ENERGY INCNOTE 3.125% 5/119075FAB219795820000PRNSOLE 56920000128000COMCAST CORP NEWCL A20030N1012741454205328SHSOLE 218832702017001CORNING INCCOM21935010591740344795085SHSOLE 27508357017286728CORRECTIONS CORP AMER NEWCOM NEW22025Y40719521557418SHSOLE 533218024200CREDIT SUISSE GROUPSPONSORED ADR22540110816014989SHSOLE 1498900CUMMINS INCCOM2310211066539145815672SHSOLE 336040202455270DIODES INCCOM254543101327341742100SHSOLE 14755000266600DISCOVERY COMMUNICATNS NEWCOM SER A25470F10439163215522485SHSOLE 955219005970295DISCOVERY COMMUNICATNS NEWCOM SER C25470F302524062197300SHSOLE 13325000864800EATON CORP PLCSHSG291831031005061682671SHSOLE 56079301121878EMBRAER S ASP ADR REP 4 COM29082A107983104526242SHSOLE 283204201694200ENDURANCE SPECIALTY HLDGS LTSHSG30397106244936469SHSOLE 24669011800ENPRO INDS INCCOM29355X107608641371120SHSOLE 11558200215300ENSTAR GROUP LIMITEDSHSG3075P10167928419333SHSOLE 366603052730ERICSSONADR B SEK 1029482160831472440979684SHSOLE 23589307017390377EXPRESS SCRIPTS HLDG COCOM30219G10858765775261SHSOLE 2460250529236EXTREME NETWORKS INCCOM30226D106220756511852SHSOLE 532015201191700FIFTH STR ASSET MGMT INCCL A COM31679P1092128526642SHSOLE 52664200FIFTH STR SR FLOATNG RATE COCOM31679F10155970232SHSOLE 7023200FIFTH STREET FINANCE CORPCOM31678A103681140507SHSOLE 14050700FIFTH THIRD BANCORPCOM316773100345831966050SHSOLE 1879550086500FIRST BANCORP P RCOM NEW318672706219605531502SHSOLE 45577020973800FIRST HORIZON NATL CORPCOM320517105424983084041SHSOLE 25802990503742FIRST NIAGARA FINL GP INCCOM33582V108688777071584SHSOLE 586378401207800GENERAL MLS INCCOM370334104130518300SHSOLE 0018300GENERAL MTRS COCOM37045V10033632911884402SHSOLE 650861105375791GENERAL MTRS CO*W EXP 07/10/20137045V118100154320SHSOLE 5432000GENERAL MTRS CO*W EXP 07/10/20137045V1262001191643SHSOLE 19164300GEO GROUP INC NEWCOM36162J1061083043168631SHSOLE 27838470384784GLAXOSMITHKLINE PLCSPONSORED ADR37733W1053657638439389SHSOLE 451716803922221GLOBAL INDEMNITY PLCSHSG39319101330561200715SHSOLE 9857890214926GOLDEN ENTMT INCCOM3810131012758235939SHSOLE 197089038850GOLDMAN SACHS GROUP INCCOM38141G1042257201519182SHSOLE 9116140607568GOODYEAR TIRE & RUBR COCOM382550101815233177036SHSOLE 30417360135300GRANITE REAL ESTATE INVT TRUNIT 99/99/999938743711424217801895SHSOLE 6795950122300GREAT PLAINS ENERGY INCCOM391164100538561771587SHSOLE 14836870287900HARLEY DAVIDSON INCCOM4128221081328922933588SHSOLE 155287901380709HARTE-HANKS INCCOM4161961036339845SHSOLE 3984500HEIDRICK & STRUGGLES INTL INCOM4228191026673395336SHSOLE 321636073700HESS CORPCOM42809H10767886011295512SHSOLE 611970905175803HEWLETT PACKARD ENTERPRISE CCOM42824C10949430527055545SHSOLE 1711007209945473HILL INTERNATIONAL INCCOM4314661014410760SHSOLE 1076000HONDA MOTOR LTDAMERN SHS4381283082342759248898SHSOLE 481724004431658HORACE MANN EDUCATORS CORP NCOM440327104960092841345SHSOLE 23494450491900HP INCCOM40434L1051242129897410SHSOLE 498333704914073HUDSON GLOBAL INCCOM44378710692344687115SHSOLE 362396001063155HUMANA INCCOM444859102173577964959SHSOLE 5240750440884INGRAM MICRO INCCL A457153104288783005SHSOLE 7890504100INTEROIL CORPCOM46095110628679637300SHSOLE 610000027300INTL PAPER COCOM4601461032384365626139SHSOLE 350335502122784INTRAWEST RESORTS HLDGS INCCOM46090K10910857836453SHSOLE 83645300INVACARE CORPCOM461203101169471397105SHSOLE 11620730235032INVESTORS BANCORP INC NEWCOM46146L1019271836695SHSOLE 6544950182200ISHARES TRRUS 2000 VAL ETF46428763023148237900SHSOLE 23790000ISHARES TRRUSSELL 2000 ETF464287655868775560SHSOLE 750000560JOHNSON CTLS INCCOM4783661074067629190285SHSOLE 485956704330718JPMORGAN CHASE & COCOM46625H1004006576447645SHSOLE 359827802849367KAISER ALUMINUM CORPCOM PAR $0.01483007704328336312SHSOLE 3631200KBR INCCOM48242W106628584747597SHSOLE 39900970757500KCAP FINL INCCOM48668E1015112978SHSOLE 1297800KELLOGG COCOM487836108822581007452SHSOLE 3393530668099KOHLS CORPCOM500255104643511697020SHSOLE 1625120071900KONINKLIJKE PHILIPS N VNY REG SH NEW5004723032387789574104SHSOLE 525819204315911KORN FERRY INTLCOM NEW500643200204698831SHSOLE 9883100KOSMOS ENERGY LTDSHSG5315B10717820332697737SHSOLE 2438739508310342LIFEPOINT HEALTH INCCOM53219L109707531082343SHSOLE 9166430165700LILLY ELI & COCOM532457108211826900SHSOLE 0026900LOUISIANA PAC CORPCOM5463471053158182023SHSOLE 18202300M/I HOMES INCCOM55305B101217201153464SHSOLE 9672640186200MAGNA INTL INCCOM55922240172720736SHSOLE 2073600MANPOWERGROUP INCCOM56418H10023175360200SHSOLE 293400066800MARATHON OIL CORPCOM56584910668311045510297SHSOLE 26685655018824642MARVELL TECHNOLOGY GROUP LTDORDG5876H105504695295829SHSOLE 50832290212600MASONITE INTL CORP NEWCOM57538510962229940863SHSOLE 7734630167400MATSON INCCOM57686G105798022471424SHSOLE 20669240404500MCDERMOTT INTL INCCOM580037109418868479045SHSOLE 77095450769500MEDTRONIC PLCSHSG5960L1031434881653662SHSOLE 8773490776313MERITOR INCCOM59001K100198602758281SHSOLE 23744810383800MERITOR INCNOTE 7.875% 3/059001KAC483697423000PRNSOLE 71960000227000MICROSOFT CORPCOM59491810477901315224009SHSOLE 823419106989818MILLER INDS INC TENNCOM NEW600551204288081399107SHSOLE 11139190285188MORGAN STANLEYCOM NEW6174464481946777493324SHSOLE 245991705033407MURPHY OIL CORPCOM62671710232621110274372SHSOLE 642947503844897NATIONAL WESTN LIFE GROUP INCL A638517102259613292SHSOLE 909204200NAVISTAR INTL CORP NEWCOM63934E108934587994692SHSOLE 76289920365700NAVISTAR INTL CORP NEWNOTE 4.750% 4/163934EAS7954016153000PRNSOLE 156250000528000NEWS CORP NEWCL A65249B109409463607573SHSOLE 34590730148500NORDSTROM INCCOM6556641001367553594094SHSOLE 187466201719432NRG ENERGY INCCOM NEW62937750839858726590196SHSOLE 1877968307810513OFFICE DEPOT INCCOM67622010615407846549207SHSOLE 4267490703874300OMNICOM GROUP INCCOM68191910653175652533SHSOLE 2089650443568ON SEMICONDUCTOR CORPCOM68218910510361011747153SHSOLE 1068995301057200OPPENHEIMER HLDGS INCCL A NON VTG683797104193281250214SHSOLE 10386140211600ORACLE CORPCOM68389X10562188515193879SHSOLE 830958206884297ORION GROUP HOLDINGS INCCOM68628V3085810905SHSOLE 1090500PACCAR INCCOM6937181081415392728733SHSOLE 145909001269643PACKAGING CORP AMERCOM69515610958605875622SHSOLE 2564010619221PARKER HANNIFIN CORPCOM7010941042442212260263SHSOLE 12737080986555PATTERSON UTI ENERGY INCCOM703481101904200000SHPutSOLE 20000000PBF ENERGY INCCL A69318G1067089298100SHSOLE 241900056200PEBBLEBROOK HOTEL TRCOM70509V100320331220300SHSOLE 10197000200600PERFORMANT FINL CORPCOM71377E1052817202SHSOLE 1720200PETROQUEST ENERGY INCCOM NEW716748306376112975SHSOLE 11040502570PHH CORPCOM NEW693320202726605454980SHSOLE 50453800409600POPULAR INCCOM NEW7331747001981176761686SHSOLE 62686860493000PORTLAND GEN ELEC COCOM NEW736508847564181278730SHSOLE 11442300134500PPL CORPCOM69351T106860702280012SHSOLE 121294601067066QLOGIC CORPCOM747277101449563049952SHSOLE 25083520541600REAL IND INCCOM75601W104387574988042SHSOLE 41560230832019REGIONS FINL CORP NEWCOM7591EP10011100813044467SHSOLE 124779670566500RENT A CTR INC NEWCOM76009N100147071197670SHSOLE 1151970045700RMR GROUP INCCL A74967R1062578300SHSOLE 830000ROCKWELL COLLINS INCCOM7743411011042281224195SHSOLE 3931270831068ROYAL BK SCOTLAND GROUP PLCSP ADR PREF S780097739295001178096SHSOLE 10251820152914ROYAL DUTCH SHELL PLCSPONS ADR A7802592063554876437654SHSOLE 340765803029996RUBY TUESDAY INCCOM781182100102012825896SHSOLE 23562960469600RUSH ENTERPRISES INCCL A781846209993824611691SHSOLE 39264910685200SANOFISPONSORED ADR80105N10547843411432112SHSOLE 607874605353366SANTANDER CONSUMER USA HDG ICOM80283M101412273991017SHSOLE 38278170163200SERITAGE GROWTH PPTYSCL A81752R10011344227600SHSOLE 190100037500SLM CORPCOM78442P106135452191711SHSOLE 18475110344200SONIC AUTOMOTIVE INCCL A83545G102397622323883SHSOLE 18749830448900SOUTHERN COCOM842587107946281764468SHSOLE 9384470826021STANLEY BLACK & DECKER INCCOM8545021019458500SHSOLE 008500STAPLES INCCOM855030102260313019828SHSOLE 29061280113700STATE STR CORPCOM8574771032704725016172SHSOLE 298209402034078SUNTRUST BKS INCCOM8679141031346993278951SHSOLE 160324301675708SYMANTEC CORPCOM871503108339461652687SHSOLE 1585687067000TARGET CORPCOM87612E1061390991992250SHSOLE 10933270898923TARO PHARMACEUTICAL INDS LTDSHSM8737E10822034151330SHSOLE 119030032300TERADATA CORP DELCOM88076W103889663548711SHSOLE 201777301530938TRI POINTE GROUP INCCOM87265H1091119519471295SHSOLE 86400950831200TUTOR PERINI CORPCOM901109108631912683279SHSOLE 22291790454100UNUM GROUPCOM91529Y1062779248742513SHSOLE 556232603180187VAALCO ENERGY INCCOM NEW91851C2015753765SHSOLE 5376500VERIZON COMMUNICATIONS INCCOM92343V1041743800SHPutSOLE 4380000VODAFONE GROUP PLC NEWSPNSR ADR92857W30839809712887579SHSOLE 707450805813071WAL-MART STORES INCCOM9311421032138502928647SHSOLE 157838801350259WASHINGTON FED INCCOM93882410912447513083SHSOLE 431583081500WELLCARE HEALTH PLANS INCCOM94946T106347832421SHSOLE 3242100WELLS FARGO & CO NEWCOM9497461013190996742003SHSOLE 373928703002716WHITING PETE CORP NEWCOM966387102209302260300SHSOLE 21575000102800WILLIS TOWERS WATSON PUB LTDSHSG9662910398818794932SHSOLE 762193032739WISDOMTREE INVTS INCCOM97717P104950250000SHPutSOLE 25000000XURA INCCOM98420V10722975940435SHSOLE 8020350138400ZAGG INCCOM98884U1086412106SHSOLE 1210600ZIMMER BIOMET HLDGS INCCOM98956P1021809261502959SHSOLE 8595410643418ZIONS BANCORPORATIONCOM98970110715233606158SHSOLE 580458025700