4 1 edgar.txt FORM 4 - 5/31/02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person FRANCISCO, DAVID H 1700 LINCOLN STREET DENVER, CO 80203 USA 2. Issuer Name and Ticker or Trading Symbol NEWMONT MINING CORPORATION (1) NEM 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 5/31/02 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) EXECUTIVE VICE PRESIDENT 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Stock Option (right to|$27.87 |5/14/|A |V|20,000 |A |(2) |5/14/|Common Stock|20,000 | |20,000 |D | | buy) | |02 | | | | | |12 | | | | | | | -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) On February 15, 2002, the Issuer (currently known as Newmont Mining Corporation but at the time known as Delta Holdco Corp.) became the successor to Newmont Mining Corporation (now known as Newmont USA Limited) ("Old Newmont") pursuant to a merger. In the merger, each outstanding share of common stock of Old Newmont was converted into one share of common stock of the Issuer. The merger resulted in the Issuer becoming a parent holding company of Old Newmont. (2) The option vests in four equal annual installments beginning on May 14, 2003. (3) David H. Francisco has executed a Power of Attorney, a copy of which has been previously filed, that authorizes Britt D. Banks to sign this Form 4 on his behalf. SIGNATURE OF REPORTING PERSON David H. Francisco by Britt D. Banks, Attorney-in-Fact (3) DATE June , 2002