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NEWMONT CORPORATION
(Exact name of Registrant as specified in its charter) |
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NEWMONT USA LIMITED
(Exact name of Registrant as specified in its charter) |
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Delaware
(State or other jurisdiction of incorporation or organization) |
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Delaware
(State or other jurisdiction of incorporation or organization) |
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84-16116290
(I.R.S. Employer Identification No.) |
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13-2526632
(I.R.S. Employer Identification No.) |
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6900 E Layton Avenue, Suite 700
Denver, CO 80237 (303) 863-7414
(Address, including zip code, and telephone number, including
area code, of Registrant’s principal executive offices) |
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6900 E Layton Avenue, Suite 700
Denver, CO 80237 (303) 863-7414
(Address, including zip code, and telephone number, including
area code, of Registrant’s principal executive offices) |
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Large accelerated filer
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Accelerated filer
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| | ☐ | | | Non-accelerated filer | | | ☐ | | | Smaller reporting company | | | ☐ | |
| | | | | | | | | | | | | | | | | | | Emerging Growth Company | | | ☐ | |
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Title of Each Class of Securities to be Registered
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Amount to be
Registered |
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Proposed Maximum
Offering Price per Unit |
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Proposed Maximum
Aggregate Offering Price |
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Amount of
Registration Fee |
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Common Stock, $1.60 par value
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Preferred Stock, $5.00 par value
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Depositary Shares(3)
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Debt Securities
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(1)
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(1)
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(1)
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(2)
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Guarantees of Debt Securities
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Warrants
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Units(4) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | 1 | | | |
| | | | | 2 | | | |
| | | | | 5 | | | |
| | | | | 5 | | | |
| | | | | 5 | | | |
| | | | | 5 | | | |
| | | | | 8 | | | |
| | | | | 20 | | | |
| | | | | 20 | | | |
| | | | | 20 | | | |
| | | | | 22 | | | |
| | | | | 22 | | | |
| | | | | 22 | | | |
| | | | | 23 | | |
Newmont SEC Filings (File No. 001-31240)
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Period
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Annual Report on Form 10-K (including the portions of our proxy statement on Schedule 14A for our 2021 annual meeting of stockholders incorporated by reference therein) | | | | |
Quarterly Reports on Form 10-Q | | | Quarters ended March 31, 2021 and June 30, 2021 | |
Current Reports on Form 8-K | | | March 19, 2021, March 31, 2021 and April 29, 2021 (Item 5.07) | |
Registration Statement on Form 8-A (containing the description of our common stock) and any amendment or report filed with the SEC for the purpose of updating the description, including Exhibit 4.12 of our Annual Report on Form 10-K for the year ended December 31, 2020 | | | |
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SEC registration fee
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| | | $ | * | | |
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Legal fees and expenses
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| | | | ** | | |
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Accounting fees and expenses
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| | | | ** | | |
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Printing expenses
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| | | | ** | | |
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Trustee fees
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Trustee’s counsel fees
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| | | | ** | | |
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FINRA fees
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| | | | ** | | |
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Blue Sky fees and expenses
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| | | | ** | | |
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Miscellaneous
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| | | | ** | | |
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Total
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| | | $ | ** | | |
| | | | By: | | |
/s/ Nancy Lipson
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Nancy Lipson
Executive Vice President and General Counsel |
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Signature
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Title
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*
Thomas R. Palmer
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President, Chief Executive Officer and Director
(Principal Executive Officer) |
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*
Nancy K. Buese
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Executive Vice President and Chief Financial Officer
(Principal Financial Officer) |
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*
Brian Tabolt
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Vice President, Controller and Chief Accounting Officer (Principal Accounting Officer)
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Gregory H. Boyce *
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Non-Executive Chair
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Patrick G. Awuah Jr.*
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Director
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Bruce R. Brook*
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Director
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Maura J. Clark*
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Director
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Matthew Coon Come*
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Director
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José Manuel Madero*
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Director
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René Médori*
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Director
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Jane Nelson*
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Director
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Julio M. Quintana*
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Director
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Susan N. Story*
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Director
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| *By: | | |
/s/ Nancy Lipson
Nancy Lipson
Attorney-in-Fact |
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| | | | By: | | |
/s/ Nancy Lipson
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Nancy Lipson
Director and Vice President |
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Signature
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Title
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*
Daniel Janney
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President (Principal Executive Officer)
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*
Nancy K. Buese
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Vice President and Chief Financial Officer and Director
(Principal Financial Officer) |
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*
Brian Tabolt
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Vice President and Controller
(Principal Accounting Officer) |
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Rob Atkinson *
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Director
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Blake M. Rhodes*
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Director
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Nancy Lipson*
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Director
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| *By: | | |
/s/ Nancy Lipson
Nancy Lipson
Attorney-in-Fact |
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