0001209191-21-019684.txt : 20210310
0001209191-21-019684.hdr.sgml : 20210310
20210310211927
ACCESSION NUMBER: 0001209191-21-019684
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210308
FILED AS OF DATE: 20210310
DATE AS OF CHANGE: 20210310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARD JR STEPHEN M
CENTRAL INDEX KEY: 0001164644
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39744
FILM NUMBER: 21731587
MAIL ADDRESS:
STREET 1: C/O CARPENTER TECHNOLOGY CORP
STREET 2: PO BOX 14662
CITY: READING
STATE: PA
ZIP: 19612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: C3.ai, Inc.
CENTRAL INDEX KEY: 0001577526
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 263999357
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1300 SEAPORT BLVD
STREET 2: SUITE 500
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-503-2218
MAIL ADDRESS:
STREET 1: 1300 SEAPORT BLVD
STREET 2: SUITE 500
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: C3 IoT, Inc.
DATE OF NAME CHANGE: 20180123
FORMER COMPANY:
FORMER CONFORMED NAME: C3, Inc.
DATE OF NAME CHANGE: 20130522
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-08
0
0001577526
C3.ai, Inc.
AI
0001164644
WARD JR STEPHEN M
C/O C3.AI, INC.
1300 SEAPORT BLVD, SUITE 500
REDWOOD CITY
CA
94063
1
0
0
0
Class A Common Stock
2021-03-08
4
S
0
2900
90.31
D
670118
D
Class A Common Stock
2021-03-08
4
S
0
1400
91.49
D
668718
D
Class A Common Stock
2021-03-08
4
S
0
700
92.31
D
668018
D
Class A Common Stock
2021-03-09
4
S
0
14912
83.90
D
653106
D
Class A Common Stock
2021-03-09
4
S
0
59478
84.76
D
593628
D
Class A Common Stock
2021-03-09
4
S
0
45816
85.52
D
547812
D
Class A Common Stock
2021-03-09
4
S
0
17455
86.58
D
530357
D
Class A Common Stock
2021-03-09
4
S
0
8100
87.63
D
522257
D
Class A Common Stock
2021-03-09
4
S
0
700
88.42
D
521557
D
Class A Common Stock
2021-03-10
4
S
0
3176
83.87
D
518381
D
Class A Common Stock
2021-03-10
4
S
0
4524
84.59
D
513857
D
Class A Common Stock
2021-03-10
4
S
0
400
85.95
D
513457
D
Class A Common Stock
2021-03-10
4
S
0
900
87.02
D
512557
D
Class A Common Stock
2021-03-10
4
S
0
1200
87.86
D
511357
D
Class A Common Stock
2021-03-10
4
S
0
700
88.99
D
510657
D
Class A Common Stock
2021-03-10
4
S
0
100
89.72
D
510557
D
Represents weighted average sales price. The shares were sold at prices ranging from $90.00 to $90.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $91.01 to $91.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $92.13 to $92.71. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $83.15 to $84.145. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $84.18 to $85.1701. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $85.18 to $86.17. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $86.185 to $87.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $87.22 to $88.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $88.25 to $88.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $83.24 to $94.20. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $84.25 to $85.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $85.485 to $86.405. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $86.52 to $87.46. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $87.53 to $88.22. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $88.61 to $89.40. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
/s/ Brady Mickelsen, Attorney-in-Fact
2021-03-10