0001104659-22-118802.txt : 20221114
0001104659-22-118802.hdr.sgml : 20221114
20221114182224
ACCESSION NUMBER: 0001104659-22-118802
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221110
FILED AS OF DATE: 20221114
DATE AS OF CHANGE: 20221114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARD JR STEPHEN M
CENTRAL INDEX KEY: 0001164644
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41096
FILM NUMBER: 221388423
MAIL ADDRESS:
STREET 1: C/O CARPENTER TECHNOLOGY CORP
STREET 2: PO BOX 14662
CITY: READING
STATE: PA
ZIP: 19612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AeroClean Technologies, Inc.
CENTRAL INDEX KEY: 0001872356
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 453213164
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10455 RIVERSIDE DRIVE
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33410
BUSINESS PHONE: 833-652-5326
MAIL ADDRESS:
STREET 1: 10455 RIVERSIDE DRIVE
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33410
FORMER COMPANY:
FORMER CONFORMED NAME: AeroClean Technologies, LLC
DATE OF NAME CHANGE: 20210713
4
1
tm2229990-2_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-11-10
0
0001872356
AeroClean Technologies, Inc.
AERC
0001164644
WARD JR STEPHEN M
C/O AEROCLEAN TECHNOLOGIES, INC.
10455 RIVERSIDE DRIVE
PALM BEACH GARDENS
FL
33410
1
0
0
0
Restricted Stock Units
2022-11-10
4
A
0
92000
0
A
Common Stock
92000
92000
D
Each restricted stock unit represents a contingent right to receive one share of AERC common stock.
The restricted stock units vest in three equal annual installments beginning November 10, 2023. Any unvested restricted stock units will vest in full immediately prior to the consummation of a change in control (as defined in the award agreement).
/s/ Ryan Tyler, attorney-in-fact for Mr. Ward
2022-11-14