0001104659-22-118802.txt : 20221114 0001104659-22-118802.hdr.sgml : 20221114 20221114182224 ACCESSION NUMBER: 0001104659-22-118802 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221110 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARD JR STEPHEN M CENTRAL INDEX KEY: 0001164644 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41096 FILM NUMBER: 221388423 MAIL ADDRESS: STREET 1: C/O CARPENTER TECHNOLOGY CORP STREET 2: PO BOX 14662 CITY: READING STATE: PA ZIP: 19612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AeroClean Technologies, Inc. CENTRAL INDEX KEY: 0001872356 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 453213164 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10455 RIVERSIDE DRIVE CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410 BUSINESS PHONE: 833-652-5326 MAIL ADDRESS: STREET 1: 10455 RIVERSIDE DRIVE CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410 FORMER COMPANY: FORMER CONFORMED NAME: AeroClean Technologies, LLC DATE OF NAME CHANGE: 20210713 4 1 tm2229990-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-11-10 0 0001872356 AeroClean Technologies, Inc. AERC 0001164644 WARD JR STEPHEN M C/O AEROCLEAN TECHNOLOGIES, INC. 10455 RIVERSIDE DRIVE PALM BEACH GARDENS FL 33410 1 0 0 0 Restricted Stock Units 2022-11-10 4 A 0 92000 0 A Common Stock 92000 92000 D Each restricted stock unit represents a contingent right to receive one share of AERC common stock. The restricted stock units vest in three equal annual installments beginning November 10, 2023. Any unvested restricted stock units will vest in full immediately prior to the consummation of a change in control (as defined in the award agreement). /s/ Ryan Tyler, attorney-in-fact for Mr. Ward 2022-11-14