0001515971-20-000147.txt : 20201229 0001515971-20-000147.hdr.sgml : 20201229 20201229170711 ACCESSION NUMBER: 0001515971-20-000147 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201229 ITEM INFORMATION: Regulation FD Disclosure FILED AS OF DATE: 20201229 DATE AS OF CHANGE: 20201229 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAYBREAK OIL & GAS, INC. CENTRAL INDEX KEY: 0001164256 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 910626366 STATE OF INCORPORATION: WA FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-50107 FILM NUMBER: 201423174 BUSINESS ADDRESS: STREET 1: 1101 NORTH ARGONNE ROAD STREET 2: SUITE A 211 CITY: SPOKANE VALLEY STATE: WA ZIP: 99212 BUSINESS PHONE: (509) 232-7674 MAIL ADDRESS: STREET 1: 1101 NORTH ARGONNE ROAD STREET 2: SUITE A 211 CITY: SPOKANE VALLEY STATE: WA ZIP: 99212 FORMER COMPANY: FORMER CONFORMED NAME: Daybreak Oil & Gas, Inc. DATE OF NAME CHANGE: 20120712 FORMER COMPANY: FORMER CONFORMED NAME: DAYBREAK OIL & GAS INC DATE OF NAME CHANGE: 20051212 FORMER COMPANY: FORMER CONFORMED NAME: DAYBREAK MINES INC DATE OF NAME CHANGE: 20011231 8-K 1 dbrm8k2122920.htm 8-K Daybreak Oil and Gas, Inc.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

Current Report

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): December 29, 2020 (December 22, 2020)

 

DAYBREAK OIL AND GAS, INC.

(Exact Name of Registrant as Specified in its Charter)

 

Washington 000-50107 91-0626366
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)

 

1101 N. Argonne Road, Suite A 211

Spokane Valley, WA

   99212
(Address of principal executive offices)   (Zip Code)

 

Registrant's telephone number, including area code: (509) 232-7674

 

 

(Former Name or Former Address if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     
  ¨ Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company      ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

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Item 7.01Regulation FD Disclosure

 

Daybreak Oil and Gas, Inc. (OTC PINK:DBRM), a Washington corporation (“Daybreak” or the “Company”), has appointed Sedona Equity Registrar & Transfer, Incorporated (“Sedona”) as its transfer agent and shareholder support provider, effective December 22, 2020. On December 28, 2020, all of the Company's directly held shares of common stock, files and information have been transferred from Computershare to Sedona. In this capacity, Sedona will manage all stock registry requests for shareholders, including change of address, certificate replacement and transfer of shares. All stock and investment information will automatically transfer to Sedona from our former Transfer Agent and Registrar, Computershare, and no action is required on the part of the shareholder.

 

Sedonda Equity Registrar & Transfer, Incorporated Contact Information:

 

Website: https://www.sedonaequity.com
E-mail: salli.marinov@sedonaequity.com
Telephone: 602-620-1554
Mail: 143 W. Helena Drive
  Phoenix, AZ 85023

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

[signature page follows]

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

DAYBREAK OIL AND GAS, INC.

 

By: /s/ JAMES F. WESTMORELAND  

James F. Westmoreland, President and Chief Executive Officer

 

Date: December 29, 2020

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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