0001567619-22-009194.txt : 20220429 0001567619-22-009194.hdr.sgml : 20220429 20220429164255 ACCESSION NUMBER: 0001567619-22-009194 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20220429 DATE AS OF CHANGE: 20220429 EFFECTIVENESS DATE: 20220429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisors LLC /CO CENTRAL INDEX KEY: 0001164252 IRS NUMBER: 000000000 STATE OF INCORPORATION: DC FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-53475 FILM NUMBER: 22876489 BUSINESS ADDRESS: STREET 1: 400 FIRST STREET SOUTH STREET 2: SUITE 300 CITY: ST. CLOUD STATE: MN ZIP: 56301 BUSINESS PHONE: (800) 929-3485 MAIL ADDRESS: STREET 1: 400 FIRST STREET SOUTH STREET 2: SUITE 300 CITY: ST. CLOUD STATE: MN ZIP: 56301 FORMER COMPANY: FORMER CONFORMED NAME: MULTI FINANCIAL SECURITIES CORP/CO DATE OF NAME CHANGE: 20011231 D/A 1 primary_doc.xml X0708 D/A LIVE 0001164252 Cetera Advisors LLC /CO 400 First Street South Suite 300 St. Cloud MN MINNESOTA 56301 800-929-3485 DISTRICT OF COLUMBIA None MULTI FINANCIAL SECURITIES CORP/CO Limited Liability Company true Brett Harrison 400 First Street South Suite 300 St. Cloud MN MINNESOTA 56301 Executive Officer Director Joseph D. Neary 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Jeffrey Buchheister 655 W. Broadway Suite 1200 San Diego CA CALIFORNIA 92101 Executive Officer Maura R. Mizuguchi 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Janani Iyengar 655 W. Broadway Suite 1200 San Diego CA CALIFORNIA 92101 Executive Officer Gary Chaffin 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Barbara Kesterson 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Kathleen D. Van Noy- Pineda 400 First Street South Suite 300 St. Cloud MN MINNESOTA 56301 Executive Officer Kristy Haley 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Stanley R. Smiley 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Tim Stinson 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Garrett Merrill 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Elisa Del Valle 400 First Street South Suite 300 St. Cloud MN MINNESOTA 56301 Executive Officer Melissa Lischin 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Andy Gill 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Summer Arnold 655 W. Broadway Suite 1200 San Diego CA CALIFORNIA 92101 Executive Officer Dan Umansky 655 W. Broadway Suite 1200 San Diego CA CALIFORNIA 92101 Executive Officer Lisa Gok 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer David Kim 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer David Van Havermaat 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Executive Officer Thomas B. Taylor 2301 Rosecrans Avenue Suite 5100 El Segundo CA CALIFORNIA 90245 Director Investing Decline to Disclose 06b true 0001567619-21-010728 2009-01-01 true true Deferred compensation obligations false 0 Indefinite 32172934 Indefinite false 84 0 0 0 false Cetera Advisors LLC /CO /s/ Brett Harrison Brett Harrison CEO 2022-04-26