0001567619-21-010728.txt : 20210519
0001567619-21-010728.hdr.sgml : 20210519
20210519164230
ACCESSION NUMBER: 0001567619-21-010728
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20210519
DATE AS OF CHANGE: 20210519
EFFECTIVENESS DATE: 20210519
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cetera Advisors LLC /CO
CENTRAL INDEX KEY: 0001164252
IRS NUMBER: 000000000
STATE OF INCORPORATION: DC
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-53475
FILM NUMBER: 21940871
BUSINESS ADDRESS:
STREET 1: 400 FIRST STREET SOUTH
STREET 2: SUITE 300
CITY: ST. CLOUD
STATE: MN
ZIP: 56301
BUSINESS PHONE: (800) 929-3485
MAIL ADDRESS:
STREET 1: 400 FIRST STREET SOUTH
STREET 2: SUITE 300
CITY: ST. CLOUD
STATE: MN
ZIP: 56301
FORMER COMPANY:
FORMER CONFORMED NAME: MULTI FINANCIAL SECURITIES CORP/CO
DATE OF NAME CHANGE: 20011231
D/A
1
primary_doc.xml
X0708
D/A
LIVE
0001164252
Cetera Advisors LLC /CO
400 First Street South
Suite 300
St. Cloud
MN
MINNESOTA
56301
800-929-3485
DISTRICT OF COLUMBIA
None
MULTI FINANCIAL SECURITIES CORP/CO
Limited Liability Company
true
Brett
Harrison
400 First Street South
Suite 300
St. Cloud
MN
MINNESOTA
56301
Executive Officer
Director
Joseph
D.
Neary
200 N. Pacific Coast Highway
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Director
Jeffrey
Buchheister
655 W. Broadway
Suite 1200
San Diego
CA
CALIFORNIA
92101
Executive Officer
Maura
R.
Mizuguchi
200 N. Pacific Coast Highway
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Janani
Iyengar
655 W. Broadway
Suite 1200
San Diego
CA
CALIFORNIA
92101
Executive Officer
Gary
Chaffin
200 N. Pacific Coast Highway
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Barbara
Kesterson
200 N. Pacific Coast Highway
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Kathleen
D.
Van Noy-Pineda
400 First Street South
Suite 300
St. Cloud
MN
MINNESOTA
56301
Executive Officer
Kristy
Haley
200 N. Pacific Coast Highway
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Stanley
R.
Smiley
200 N. Pacific Coast Highway
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Timothy
Stinson
200 N. Pacific Coast Highway
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Garrett
Merrill
200 N. Pacific Coast Highway
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Elisa
Del Valle
400 First Street South
Suite 300
St. Cloud
MN
MINNESOTA
56301
Executive Officer
Melissa
Lischin
200 N. Pacific Coast Highway
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Andy
Gill
200 N. Pacific Coast Highway
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Summer
Arnold
655 W. Broadway
Suite 1200
San Diego
CA
CALIFORNIA
92101
Executive Officer
Dan
Umansky
655 W. Broadway
Suite 1200
San Diego
CA
CALIFORNIA
92101
Executive Officer
Lisa
Gok
200 N. Pacific Coast Highway
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
David
Kim
200 N. Pacific Coast Highway
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
David
Van Havermaat
200 N. Pacific Coast Highway
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Executive Officer
Thomas
B.
Taylor
200 N. Pacific Coast Highway
Suite 1200
El Segundo
CA
CALIFORNIA
90245
Director
Investing
Decline to Disclose
- 06b
true
9999999997-03-009693
2009-01-01
true
true
Deferred compensation obligations
false
0
Indefinite
26743655
Indefinite
false
72
0
0
0
false
Cetera Advisors LLC /CO
/s/ Brett Harrison
Brett Harrison
CEO
2021-05-19